SoFi Technologies SOFI Insider Ownership

NASDAQ SOFI

$17.61 +0.47 (+2.74%)

At close: Oct 29, 2026 · 4:00 PM EDT

Insider Holdings by Owner

107.96Mn Shares

Group Corp Softbank83.22Mn77.1%

Anthony Noto12.28Mn11.4%

Michelle Gill1.91Mn1.8%

Christopher Lapointe1.87Mn1.7%

Derek J White1.10Mn1.0%

Other insiders (25)7.58Mn7.0%

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

1.61%

▲+0.0035% pp QoQ

Shares Held by Insiders

20.65Mn

filed for Sep 2026

▲+0.22% QoQ

Shares Outstanding

1.28Bn

1,284,303,000 shares

Direct Holdings

18.42Mn

Indirect: 2.23Mn

Net Open-Market Trades

-51.07K

net sold · -$890.70K in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Open-Market Insider Trades

Bought Sold

Latest quarter —

Net over range —

Net-buying quarters —

Insider Ownership Summary

Updated Oct 23, 2026

Across the past 12 months, open-market trades by SoFi Technologies insiders totaled $2.46 million in purchases (140.21K shares) and $11.69 million in sales (571.24K shares).

SoFi Technologies' open-market purchases in the past 12 months came from 3 insiders, and its sales from 5 insiders.
Among SoFi Technologies' insiders, the largest open-market purchases in the past 12 months were by Anthony Noto (Chief Executive Officer), totaling $2.25 million (130.21K shares), most recently on June 16, 2026.
On the selling side, Jeremy Rishel (Chief Technology Officer) sold the most SoFi Technologies stock on the open market over the past 12 months, $6.24 million (307.54K shares), most recently on September 21, 2026.
Kelli Keough (EVP, Gbul, Sips) made the most recent open-market trade by an insider of SoFi Technologies, a sale of 10.2K shares for $150,215 on October 20, 2026.
Apart from open-market trades, SOFI insiders received 2.36K shares in stock awards, acquired 7.07Mn shares through option exercises and conversions, gave up 3.57Mn shares to cover taxes or exercise prices and gave away 554.45K shares as gifts in the past 12 months.
Business Quant data puts insider holdings in SOFI at 19.93Mn shares across insiders' latest Form 4 filings, down 3.27% from 20.6Mn shares at the end of Q2 2026 and down 4.10% from 20.78Mn shares at the end of Q3 2025.
Indirect holdings, through trusts, partnerships, family members and other entities, make up 7.61% (1.52Mn shares) of SoFi Technologies' insider total, with the other 92.39% (18.41Mn shares) held directly.
Per Business Quant, 18 insiders of SOFI hold shares, counting officers, directors and 10% owners who have filed a Form 4 in the past two years.
SOFI's largest insider holders by reported holdings are Anthony Noto (Chief Executive Officer, 12.28Mn shares), Christopher Lapointe (CFO and PAO, 1.87Mn shares) and Derek J. White (CEO & Galileo, 1.1Mn shares).
Anthony Noto holds 61.60% of the combined insider position in SoFi Technologies.
Institutions owned 50.67% of SOFI shares as of Q2 2026; insiders' latest Form 4 filings account for about 1.55%, leaving roughly 47.78% with other investors, including the public.
A total of 92 Form 4 filings with transactions in SoFi Technologies stock were made over the past 12 months, by 17 insiders.
Insider figures for SOFI include Form 4 filings through October 22, 2026.

Form 4 Holdings

Insiders Holding SOFI

Insiders 30

Shares held 107.96Mn

Of outstanding 8.41%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Group Corp Softbank	TenPercentOwner	0	83,216,977	83,216,977	77.1%	08 Aug, 2022
2	Anthony Noto	Chief Executive Officer	12,276,337	0	12,276,337	11.4%	16 Sep, 2026
3	Michelle Gill	Executive Vice President	1,911,258	0	1,911,258	1.8%	16 Sep, 2022
4	Christopher Lapointe	Cfo And Pao	1,870,290	0	1,870,290	1.7%	16 Sep, 2026
5	Derek J White	Ceo Galileo	1,096,513	0	1,096,513	1.0%	17 Sep, 2025
6	Jeremy Rishel	Chief Technology Officer	912,650	0	912,650	0.8%	23 Sep, 2026
7	Maria Renz	Evp Group Business Leader	672,228	0	672,228	0.6%	18 Mar, 2022
8	Assaf Ronen	Chief Product Officer	636,156	0	636,156	0.6%	16 Jun, 2022
9	Aaron Webster	Executive Vice President	615,080	0	615,080	0.6%	18 Mar, 2024
10	Steven J Freiberg	Director	593,998	0	593,998	0.6%	11 Jun, 2026
11	Magdalena Yesil	Director	0	433,104	433,104	0.4%	17 Jun, 2026
12	Kelli Keough	Evp, Gbul, Sips	397,870	0	397,870	0.4%	22 Oct, 2026
13	Jennifer Nuckles	Executive Vice President	373,310	0	373,310	0.3%	16 Sep, 2022
14	Harvey M Schwartz	Director	361,289	0	361,289	0.3%	23 May, 2024
15	Chad M Borton	President Sofi Bank	336,432	0	336,432	0.3%	18 Mar, 2024
16	Eric Schuppenhauer	Evp Gbul Borrow	334,336	0	334,336	0.3%	16 Sep, 2026
17	Webb Lauren Stafford	Chief Marketing Officer	315,675	0	315,675	0.3%	18 Dec, 2023
18	Richard Costolo	Director	0	301,688	301,688	0.3%	16 Jun, 2023
19	Stephen Simcock	General Counsel	235,833	0	235,833	0.2%	17 Dec, 2025
20	Arun Pinto	Chief Risk Officer	228,623	0	228,623	0.2%	16 Sep, 2026
21	Micah Heavener	Head Of Operations	170,926	0	170,926	0.2%	16 Jun, 2022
22	Clara Liang	Director	115,645	0	115,645	0.1%	11 Jun, 2026
23	Iv (Gp), L.L.C. Slta	Director	0	112,971	112,971	0.1%	14 Aug, 2024
24	Robert S Lavet	General Counsel	109,843	0	109,843	0.1%	16 Sep, 2026
25	Ahmed Ali Al-Hammadi	Director	87,937	0	87,937	0.1%	23 May, 2024
26	Bashir Ruzwana	Director	79,359	0	79,359	0.1%	11 Jun, 2026
27	Gary Meltzer	Director	71,281	0	71,281	0.1%	22 Jun, 2026
28	John C.R. Hele	Director	35,034	0	35,034	0.0%	03 Jun, 2025
29	William A. Borden	Director	35,034	0	35,034	0.0%	03 Jun, 2025
30	George Thompson Hutton	Director	18,388	0	18,388	0.0%	11 Jun, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,207 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
20 Oct, 2026	Kelli Keough	Evp, Gbul, Sips	Disposed S	10,203	$14.72	$150.21K	397,870	Direct
21 Sep, 2026	Jeremy Rishel	Chief Technology Officer	Disposed S	18,624	$17.50	$325.92K	912,650	Direct
21 Sep, 2026	Kelli Keough	Evp, Gbul, Sips	Disposed S	10,203	$16.99	$173.31K	408,073	Direct
14 Sep, 2026	Anthony Noto	Chief Executive Officer	Acquired M	136,166	—	—	12,255,208	Direct
14 Sep, 2026	Robert S Lavet	General Counsel	Acquired M	36,057	—	—	124,257	Direct
14 Sep, 2026	Eric Schuppenhauer	Evp Gbul Borrow	Acquired M	6,493	—	—	337,093	Direct
14 Sep, 2026	Christopher Lapointe	Cfo And Pao	Acquired M	52,954	—	—	1,878,433	Direct
14 Sep, 2026	Arun Pinto	Chief Risk Officer	Acquired M	11,434	—	—	230,721	Direct
14 Sep, 2026	Jeremy Rishel	Chief Technology Officer	Acquired M	37,824	—	—	932,913	Direct
14 Sep, 2026	Kelli Keough	Evp, Gbul, Sips	Acquired M	82,643	—	—	439,085	Direct
14 Sep, 2026	Arun Pinto	Chief Risk Officer	Acquired M	9,740	—	—	240,461	Direct
14 Sep, 2026	Anthony Noto	Chief Executive Officer	Acquired M	154,197	—	—	12,409,405	Direct
15 Sep, 2026	Eric Schuppenhauer	Evp Gbul Borrow	Disposed F	2,757	$17.28	$47.64K	334,336	Direct
14 Sep, 2026	Christopher Lapointe	Cfo And Pao	Acquired M	36,589	—	—	1,915,022	Direct
14 Sep, 2026	Kelli Keough	Evp, Gbul, Sips	Acquired M	26,476	—	—	465,561	Direct
14 Sep, 2026	Jeremy Rishel	Chief Technology Officer	Acquired M	28,748	—	—	961,661	Direct
15 Sep, 2026	Robert S Lavet	General Counsel	Disposed F	14,414	$17.28	$249.06K	109,843	Direct
14 Sep, 2026	Eric Schuppenhauer	Evp Gbul Borrow	Disposed M	6,493	$0.00	$0	90,903	Direct
14 Sep, 2026	Anthony Noto	Chief Executive Officer	Acquired M	55,191	—	—	12,464,596	Direct
14 Sep, 2026	Christopher Lapointe	Cfo And Pao	Acquired M	14,609	—	—	1,929,631	Direct

Showing 1 to 20 of 1,207 transactions