Hercules Capital HTGC Institutional Ownership

NYSE HTGC
$16.50 +0.23 (+1.44%)
As of: Oct 22, 2026 · 3:59 PM EDT

Institutions by Trading Activity

331 Institutions
Increased 166 50.2%
Unchanged 63 19.0%
Reduced 102 30.8%

Ownership Statistics

13F · as of 30 Jun, 2026
Institutional Ownership
28.83%
▲+0.09 pp QoQ
Shares Held by Institutions
53.98Mn
of 187.22Mn outstanding
▲+0.33% QoQ
Shares Outstanding
187.22Mn
133.24Mn held outside 13F filers
Institutional Investors
331
filed 13F for Jun 2026
▼-18 vs prior quarter
Net Shares Added (QoQ)
+178.67K
accumulated since last quarter
Value of Holdings
$878.78Mn
reported market value

Shares Owned by Institutions

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed
Latest quarter —
Net over range —
Accumulating quarters —

Ownership Summary

Hercules Capital, Inc. (NYSE:HTGC) was reported as a holding by 331 institutional investors in 13F filings for the quarter ended June 30, 2026.

Form 13F Holdings

333 Institutional Holders

Report period 30 Jun, 2026
Total shares held 53.98Mn
Of outstanding 28.83%
Download Data
# Institution CIK Shares Held % of Outstanding Change (QoQ) Change (%) Value (USD)
1 VAN ECK ASSOCIATES CORP 0000869178 3,877,634 2.07% ▲713,653 +22.56% $61.15Mn
2 Sound Income Strategies, LLC 0001730960 3,667,518 1.96% ▲285,460 +8.44% $57.84Mn
3 CITADEL ADVISORS LLC 0001423053 2,937,122 1.57% ▲2,121,737 +260.21% $46.32Mn
4 UBS Group AG 0001610520 2,645,744 1.41% ▲151,752 +6.08% $41.72Mn
5 Pandowealth. LLC 0002143045 2,507,600 1.34% 0 0.00% $0
6 TWO SIGMA INVESTMENTS, LP 0001179392 2,265,824 1.21% ▼59,035 -2.54% $35.73Mn
7 LPL Financial LLC 0001403438 1,857,272 0.99% ▲61,595 +3.43% $29.29Mn
8 Morgan Stanley 0000895421 1,812,484 0.97% ▲547,868 +43.32% $28.58Mn
9 Legal & General Group Plc 0000764068 1,681,333 0.90% ▲182,680 +12.19% $26.52Mn
10 Franklin Templeton Inc 0000038777 1,383,905 0.74% ▲248,416 +21.88% $21.82Mn
11 D. E. Shaw & Co., Inc. 0001009207 1,373,460 0.73% ▼175,500 -11.33% $21.66Mn
12 Muzinich & Co., Inc. 0001618824 1,357,013 0.72% ▲6,888 +0.51% $21.40Mn
13 Sumitomo Mitsui Trust Group, Inc. 0001475365 1,027,434 0.55% ▲2,097 +0.20% $16.20Mn
14 TECTONIC ADVISORS LLC 0001859918 1,006,408 0.54% ▲113,306 +12.69% $15.87Mn
15 BlackRock, Inc. 0002012383 924,105 0.49% ▲69,053 +8.08% $14.57Mn
16 Advisors Capital Management, LLC 0001345576 919,542 0.49% ▲63,326 +7.40% $14.50Mn
17 Jpmorgan Chase & Co 0000019617 837,561 0.45% ▼41,039 -4.67% $13.30Mn
18 ARES MANAGEMENT LLC 0001259313 776,606 0.41% 0 0.00% $12.25Mn
19 Wells Fargo & Company/Mn 0000072971 735,367 0.39% ▼13,840 -1.85% $11.60Mn
20 Qube Research & Technologies Ltd 0001729829 694,341 0.37% ▼1,541,409 -68.94% $10.95Mn