Sound Income Strategies, LLC reported 265 positions worth $1.64B for the quarter ended Sep 30, 2026, up 2.7% on the prior quarter. It opened 31 new positions, added to 116, trimmed 106 and exited 20. Its largest holding is Hercules Capital, Inc. at 3.8% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| FDUS FIDUS INVESTMENT Corp | +2.12M | +2,909.2% | $40.49M | 2.55% |
| SLRC SLR Investment Corp. | +1.61M | +7,441.0% | $18.49M | 1.14% |
| GTY Getty Realty Corp | +656.8K | – | $18.33M | 1.12% |
| OBDC Blue Owl Capital Corp | +1.35M | +32.0% | $13.68M | 3.44% |
| VICI Vici Properties Inc. | +553.3K | +76.1% | $12.61M | 1.78% |
| LTC Ltc Properties Inc | +251.2K | – | $10.56M | 0.644% |
| OHI Omega Healthcare Investors Inc | +220.4K | +1,616.0% | $9.73M | 0.63% |
| ARCC Ares Capital Corp | +428.7K | +15.5% | $8.03M | 3.65% |
| CTSH Cognizant Technology Solutions Corp | +117.5K | – | $7.05M | 0.43% |
| MKC Mccormick & Co Inc | +112.3K | – | $5.16M | 0.315% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| SPG Simon Property Group Inc. | -120.3K | -93.9% | $24.00M | 0.095% |
| CTRE CareTrust REIT, Inc. | -606.8K | -96.6% | $21.72M | 0.047% |
| BXSL Blackstone Secured Lending Fund | -871.1K | -47.9% | $21.00M | 1.4% |
| PFLT PennantPark Floating Rate Capital Ltd. | -2.29M | -43.9% | $15.31M | 1.19% |
| RWAY Runway Growth Finance Corp. | -1.95M | -97.4% | $12.60M | 0.02% |
| GOOG Alphabet Inc. | -22.7K | -77.6% | $7.84M | 0.138% |
| NHI National Health Investors Inc | -111.0K | -41.1% | $7.17M | 0.627% |
| XRAY DENTSPLY SIRONA Inc. | -642.9K | -100.0% | $6.82M | Exited |
| GBDC GOLUB CAPITAL BDC, Inc. | -453.9K | -11.7% | $5.54M | 2.55% |
| WEN Wendy's Co | -770.5K | -98.2% | $4.79M | <0.01% |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| GTY Getty Realty Corp | +656.8K | $18.33M | 1.12% |
| LTC Ltc Properties Inc | +251.2K | $10.56M | 0.644% |
| CTSH Cognizant Technology Solutions Corp | +117.5K | $7.05M | 0.43% |
| MKC Mccormick & Co Inc | +112.3K | $5.16M | 0.315% |
| EQH Equitable Holdings, Inc. | +95.9K | $5.13M | 0.313% |
| MMS Maximus, Inc. | +86.0K | $5.05M | 0.308% |
| PSA Public Storage | +17.7K | $5.05M | 0.308% |
| SMCI Super Micro Computer, Inc. | +23.0K | $983.44K | 0.06% |
| HPE Hewlett Packard Enterprise Co | +12.9K | $917.57K | 0.056% |
| LUV Southwest Airlines Co | +19.4K | $802.69K | 0.049% |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| XRAY DENTSPLY SIRONA Inc. | -642.9K | $6.82M | 0.427% |
| SBUX Starbucks Corp | -9,190 | $939.12K | 0.059% |
| COHR Coherent Corp. | -1,549 | $610.97K | 0.038% |
| CIEN Ciena Corp | -827 | $405.69K | 0.025% |
| DLR Digital Realty Trust, Inc. | -1,855 | $333.20K | 0.021% |
| LRCX Lam Research Corp | -747 | $323.76K | 0.02% |
| APO Apollo Global Management, Inc. | -2,643 | $312.72K | 0.02% |
| WEC Wec Energy Group, Inc. | -2,220 | $259.20K | 0.016% |
| NBIS Nebius Group N.V. | -885 | $244.41K | 0.015% |
| MCK Mckesson Corp | -320 | $241.90K | 0.015% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | HTGC Hercules Capital, Inc. | Financial Services | 3.78M | $62.52M | 3.81% | +110.2K | +3.0% | Added | 1.99% |
| 2 | ARCC Ares Capital Corp | Financial Services | 3.20M | $59.88M | 3.65% | +428.7K | +15.5% | Added | 0.44% |
| 3 | OBDC Blue Owl Capital Corp | Financial Services | 5.55M | $56.44M | 3.44% | +1.35M | +32.0% | Added | 1.12% |
| 4 | TSLX Sixth Street Specialty Lending, Inc. | Financial Services | 2.50M | $43.94M | 2.68% | -205.7K | -7.6% | Reduced | 2.61% |
| 5 | FDUS FIDUS INVESTMENT Corp | Financial Services | 2.19M | $41.88M | 2.55% | +2.12M | +2,909.2% | Added | 5.78% |
| 6 | GBDC GOLUB CAPITAL BDC, Inc. | Financial Services | 3.42M | $41.78M | 2.55% | -453.9K | -11.7% | Reduced | 1.31% |
| 7 | AAPL Apple Inc. | Technology | 96.6K | $32.87M | 2% | +783 | +0.8% | Added | 0% |
| 8 | VICI Vici Properties Inc. | Real Estate | 1.28M | $29.17M | 1.78% | +553.3K | +76.1% | Added | 0.12% |
| 9 | OMC Omnicom Group Inc. | Communication Services | 365.2K | $27.92M | 1.7% | +5,720 | +1.6% | Added | 0.13% |
| 10 | ABBV AbbVie Inc. | Healthcare | 98.9K | $26.95M | 1.64% | +2,040 | +2.1% | Added | 0.01% |
| 11 | GEF-B Greif, Inc | Basic Materials | 245.9K | $26.53M | 1.62% | +2,470 | +1.0% | Added | 0.53% |
| 12 | CSCO Cisco Systems, Inc. | Technology | 226.0K | $25.97M | 1.58% | +284 | +0.1% | Added | 0.01% |
| 13 | TTE TotalEnergies SE | Energy | 295.7K | $25.44M | 1.55% | +6,022 | +2.1% | Added | 0.01% |
| 14 | PFG Principal Financial Group Inc | Financial Services | 220.6K | $24.21M | 1.48% | -2,079 | -0.9% | Reduced | 0.1% |
| 15 | ACN Accenture plc | Industrials | 113.2K | $23.59M | 1.44% | +3,357 | +3.1% | Added | 0.02% |
Tip. Select a row to see that position’s full history at Sound Income Strategies.
As of its Q3 2026 13F filing, Sound Income Strategies, LLC’s five largest positions were Hercules Capital, Inc. (HTGC) at 3.8%, Ares Capital Corp (ARCC) at 3.7%, Blue Owl Capital Corp (OBDC) at 3.4%, Sixth Street Specialty Lending, Inc. (TSLX) at 2.7%, FIDUS INVESTMENT Corp (FDUS) at 2.6% of the reported portfolio.
Sound Income Strategies, LLC reported a 13F portfolio worth $1.64B across 265 positions for Q3 2026. That is up 2.7% from the previous quarter.
Its largest purchases by value were FIDUS INVESTMENT Corp ($40.49M), SLR Investment Corp. ($18.49M), Getty Realty Corp ($18.33M). It opened 31 new positions.
Its largest sales by value were Simon Property Group Inc. ($24.00M), CareTrust REIT, Inc. ($21.72M), Blackstone Secured Lending Fund ($21.00M). It exited 20 positions entirely.
From the Form 13F-HR reports Sound Income Strategies, LLC files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.