LPL Financial LLC reported 2,952 positions worth $121.11B for the quarter ended Sep 30, 2026, up 4.7% on the prior quarter. It opened 116 new positions, added to 1,559, trimmed 1,225 and exited 101. Its largest holding is Apple Inc. at 6.8% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| NVDA Nvidia Corp | +1.26M | +3.7% | $287.19M | 6.71% |
| SPCX Space Exploration Technologies Corp | +1.59M | +90.8% | $239.69M | 0.416% |
| MSFT Microsoft Corp | +349.0K | +3.2% | $179.02M | 4.71% |
| AAPL Apple Inc. | +514.7K | +2.1% | $171.40M | 6.81% |
| GOOGL Alphabet Inc. | +307.4K | +3.4% | $105.78M | 2.67% |
| AMZN Amazon Com Inc | +422.9K | +2.5% | $105.37M | 3.61% |
| MU Micron Technology Inc | +98.8K | +6.3% | $105.20M | 1.46% |
| AVGO Broadcom Inc. | +232.3K | +3.4% | $81.57M | 2.06% |
| PLTR Palantir Technologies Inc. | +362.8K | +7.2% | $67.86M | 0.829% |
| JPM Jpmorgan Chase & Co | +194.5K | +3.7% | $64.34M | 1.49% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| MA Mastercard Inc | -65.8K | -6.2% | $36.29M | 0.457% |
| HLI Houlihan Lokey, Inc. | -250.2K | -40.3% | $31.61M | 0.039% |
| AMGN Amgen Inc | -73.2K | -6.2% | $30.87M | 0.388% |
| ADP Automatic Data Processing Inc | -115.4K | -14.2% | $29.77M | 0.148% |
| WDC Western Digital Corp | -61.7K | -12.8% | $28.05M | 0.158% |
| LRCX Lam Research Corp | -83.4K | -5.4% | $27.41M | 0.396% |
| ALL Allstate Corp | -102.4K | -27.4% | $22.72M | 0.05% |
| DBC Invesco DB Commodity Index Tracking Fund | -702.3K | -49.4% | $22.70M | 0.019% |
| PRGO PERRIGO Co plc | -1.33M | -93.3% | $19.70M | <0.01% |
| PFG Principal Financial Group Inc | -159.6K | -14.1% | $17.87M | 0.09% |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| SKHY SK hynix Inc. | +272.0K | $50.10M | 0.041% |
| MBGL Mobility Global Inc. | +266.6K | $4.57M | <0.01% |
| PLBC Plumas Bancorp | +42.1K | $2.58M | <0.01% |
| SYRE Spyre Therapeutics, Inc. | +25.2K | $2.24M | <0.01% |
| CIB Grupo Cibest S.A. | +20.7K | $1.92M | <0.01% |
| SOPH SOPHiA GENETICS SA | +168.5K | $1.41M | <0.01% |
| MBX MBX Biosciences, Inc. | +23.3K | $1.37M | <0.01% |
| MANE Veradermics, Inc | +9,114 | $1.10M | <0.01% |
| NC Nacco Industries Inc | +27.1K | $991.06K | <0.01% |
| AADX Applied Aerospace & Defense, Inc. | +76.6K | $921.26K | <0.01% |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| TEVA Teva Pharmaceutical Industries Ltd | -219.0K | $7.42M | <0.01% |
| AXIAY AXIA Energia S.A. | -161.0K | $1.70M | <0.01% |
| MBIN Merchants Bancorp | -34.0K | $1.70M | <0.01% |
| PTRN Pattern Group Inc. | -56.6K | $1.43M | <0.01% |
| BZH Beazer Homes Usa Inc | -50.2K | $1.41M | <0.01% |
| ATEX Anterix Inc. | -12.4K | $1.27M | <0.01% |
| DBVT DBV Technologies S.A. | -53.8K | $881.52K | <0.01% |
| MAMA Mama's Creations, Inc. | -44.7K | $797.04K | <0.01% |
| DSGR Distribution Solutions Group, Inc. | -28.4K | $776.74K | <0.01% |
| LINC Lincoln Educational Services Corp | -14.6K | $728.49K | <0.01% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | AAPL Apple Inc. | Technology | 24.77M | $8.25B | 6.81% | +514.7K | +2.1% | Added | 0.17% |
| 2 | NVDA Nvidia Corp | Technology | 35.56M | $8.12B | 6.71% | +1.26M | +3.7% | Added | 0.15% |
| 3 | MSFT Microsoft Corp | Technology | 11.11M | $5.70B | 4.71% | +349.0K | +3.2% | Added | 0.15% |
| 4 | AMZN Amazon Com Inc | Consumer Discretionary | 17.55M | $4.37B | 3.61% | +422.9K | +2.5% | Added | 0.16% |
| 5 | GOOGL Alphabet Inc. | Technology | 9.41M | $3.24B | 2.67% | +307.4K | +3.4% | Added | 0.14% |
| 6 | AVGO Broadcom Inc. | Technology | 7.12M | $2.50B | 2.06% | +232.3K | +3.4% | Added | 0.15% |
| 7 | META Meta Platforms, Inc. | Technology | 3.23M | $2.35B | 1.94% | +48.3K | +1.5% | Added | 0.13% |
| 8 | GOOG Alphabet Inc. | Technology | 6.70M | $2.28B | 1.88% | +176.3K | +2.7% | Added | 0.05% |
| 9 | JPM Jpmorgan Chase & Co | Financial Services | 5.45M | $1.80B | 1.49% | +194.5K | +3.7% | Added | 0.2% |
| 10 | BRK-B Berkshire Hathaway Inc | Financial Services | 3.62M | $1.80B | 1.49% | +113.3K | +3.2% | Added | 0.26% |
| 11 | MU Micron Technology Inc | Technology | 1.66M | $1.76B | 1.46% | +98.8K | +6.3% | Added | 0.15% |
| 12 | GLD Spdr Gold Trust | Financial Services | 4.49M | $1.71B | 1.41% | +12.9K | +0.3% | Added | 1.24% |
| 13 | LLY ELI LILLY & Co | Healthcare | 1.32M | $1.53B | 1.26% | +44.3K | +3.5% | Added | 0.14% |
| 14 | AMD Advanced Micro Devices Inc | Technology | 2.43M | $1.49B | 1.23% | +24.6K | +1.0% | Added | 0.15% |
| 15 | JNJ Johnson & Johnson | Healthcare | 5.23M | $1.38B | 1.14% | +175.2K | +3.5% | Added | 0.22% |
Tip. Select a row to see that position’s full history at LPL Financial.
As of its Q3 2026 13F filing, LPL Financial LLC’s five largest positions were Apple Inc. (AAPL) at 6.8%, Nvidia Corp (NVDA) at 6.7%, Microsoft Corp (MSFT) at 4.7%, Amazon Com Inc (AMZN) at 3.6%, Alphabet Inc. (GOOGL) at 2.7% of the reported portfolio.
LPL Financial LLC reported a 13F portfolio worth $121.11B across 2,952 positions for Q3 2026. That is up 4.7% from the previous quarter.
Its largest purchases by value were Nvidia Corp ($287.19M), Space Exploration Technologies Corp ($239.69M), Microsoft Corp ($179.02M). It opened 116 new positions.
Its largest sales by value were Mastercard Inc ($36.29M), Houlihan Lokey, Inc. ($31.61M), Amgen Inc ($30.87M). It exited 101 positions entirely.
From the Form 13F-HR reports LPL Financial LLC files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.