Hercules Capital HTGC Insider Ownership

NYSE HTGC
$16.50 +0.22 (+1.35%)
At close: Oct 22, 2026 · 4:00 PM EDT

Insider Holdings by Owner

3.49Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
1.96%
▼-0.015% pp QoQ
Shares Held by Insiders
3.67Mn
filed for Sep 2026
▼-0.76% QoQ
Shares Outstanding
187.22Mn
187,218,000 shares
Direct Holdings
3.34Mn
Indirect: 332.60K
Net Shares Traded (QoQ)
-28.16K
net selling in Sep 2026
Insiders Holding Shares
13
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Over the past year, HTGC insiders bought $2.58 million of stock (173.22K shares) on the open market and sold none.

Form 4 Holdings

Insiders Holding HTGC

Insiders 13
Shares held 3.49Mn
Of outstanding 1.86%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Scott Bluestein Chief Executive Officer 2,455,200 0 2,455,200 70.3% 13 Oct, 2026
2 Seth H Meyer President 429,131 0 429,131 12.3% 13 Oct, 2026
3 Thomas J Fallon Director 0 157,669 157,669 4.5% 30 Mar, 2026
4 Christian Follmann Chief Operating Officer 141,741 0 141,741 4.1% 13 Oct, 2026
5 Gayle A Crowell Director 97,589 0 97,589 2.8% 30 Mar, 2026
6 Kiersten Zaza Botelho Chief Legal Officer Cco 87,414 0 87,414 2.5% 13 Oct, 2026
7 Bradford C. Koenig Director 6,211 27,273 33,484 1.0% 21 Nov, 2022
8 Nikos Theodosopoulos Director 29,362 0 29,362 0.8% 30 Mar, 2026
9 Paramjeet K Randhawa Director 22,486 0 22,486 0.6% 30 Mar, 2026
10 Wade Loo Director 14,050 0 14,050 0.4% 30 Mar, 2026
11 Deanne Aguirre Director 10,749 0 10,749 0.3% 30 Mar, 2026
12 Robert P Badavas Director 8,943 0 8,943 0.3% 23 Jun, 2026
13 Alfred Fichera Director 3,483 0 3,483 0.1% 21 Sep, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,982 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
09 Oct, 2026 Seth H Meyer President Disposed F 3,011 $16.51 $49.71K 432,589 Direct
09 Oct, 2026 Scott Bluestein Chief Executive Officer Disposed F 9,741 $16.51 $160.82K 2,465,852 Direct
09 Oct, 2026 Kiersten Zaza Botelho Chief Legal Officer Cco Disposed F 1,018 $16.51 $16.81K 88,370 Direct
09 Oct, 2026 Christian Follmann Chief Operating Officer Disposed F 1,365 $16.51 $22.54K 143,174 Direct
09 Oct, 2026 Christian Follmann Chief Operating Officer Disposed F 1,433 $16.51 $23.66K 141,741 Direct
09 Oct, 2026 Seth H Meyer President Disposed F 3,458 $16.51 $57.09K 429,131 Direct
09 Oct, 2026 Scott Bluestein Chief Executive Officer Disposed F 10,652 $16.51 $175.86K 2,455,200 Direct
09 Oct, 2026 Kiersten Zaza Botelho Chief Legal Officer Cco Disposed F 956 $16.51 $15.78K 87,414 Direct
17 Sep, 2026 Alfred Fichera Director Acquired A 3,483 $17.76 $61.86K 3,483 Direct
09 Sep, 2026 Seth H Meyer President Disposed F 5 $17.61 $88 435,600 Direct
09 Jul, 2026 Scott Bluestein Chief Executive Officer Disposed F 9,741 $15.69 $152.84K 2,486,245 Direct
09 Jul, 2026 Kiersten Zaza Botelho Chief Legal Officer Cco Disposed F 956 $15.69 $15.00K 90,406 Direct
09 Jul, 2026 Christian Follmann Chief Operating Officer Disposed F 1,433 $15.69 $22.48K 145,904 Direct
09 Jul, 2026 Seth H Meyer President Disposed F 3,011 $15.69 $47.24K 439,063 Direct
09 Jul, 2026 Seth H Meyer President Disposed F 3,458 $15.69 $54.26K 435,605 Direct
09 Jul, 2026 Christian Follmann Chief Operating Officer Disposed F 1,365 $15.69 $21.42K 144,539 Direct
09 Jul, 2026 Scott Bluestein Chief Executive Officer Disposed F 10,652 $15.69 $167.13K 2,475,593 Direct
09 Jul, 2026 Kiersten Zaza Botelho Chief Legal Officer Cco Disposed F 1,018 $15.69 $15.97K 89,388 Direct
18 Jun, 2026 Robert P Badavas Director Acquired A 3,873 $15.49 $59.99K 8,943 Direct
18 Jun, 2026 Robert P Badavas Director Acquired A 3,873 $15.49 $59.99K 8,943 Direct