| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Edward T Anderson | - | 0 | 2,521,745 | 02 Jun, 2023 |
| Advisors Llc Perceptive | - | 0 | 14,026 | 13 Nov, 2025 |
| Gp, Llc Nbvm | - | 0 | 2,521,745 | 02 Jun, 2023 |
| Harlan Waksal | Executive Chair | 536,966 | 0 | 20 Mar, 2024 |
| Maria Palasis | Principal Executive Officer | 1,094,733 | 0 | 03 Apr, 2026 |
| Corinne Noyes | - | 36,667 | 0 | 02 Feb, 2023 |
| Robert E. Richard | Svp, Technical Operations | 30,000 | 0 | 02 Feb, 2023 |
| Jason Cavalier | Principal Financial Officer | 517,880 | 0 | 03 Apr, 2026 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 01 Apr, 2026 | Maria Palasis | Common Stock | D | 2,000 | $0.00 | 1,094,733 | D | D |
| 01 Apr, 2026 | Jason Cavalier | Common Stock | D | 667 | $0.00 | 517,880 | D | D |
| 01 Apr, 2026 | Maria Palasis | Common Stock | D | 2,000 | $0.00 | 1,094,733 | D | D |
| 01 Apr, 2026 | Maria Palasis | Common Stock | D | 2,000 | $0.00 | 1,094,733 | D | D |
| 06 Jan, 2026 | Maria Palasis | Common Stock | D | 1,702 | $3.36 | 1,096,733 | D | S |
| 06 Jan, 2026 | Maria Palasis | Common Stock | D | 1,702 | $3.36 | 1,096,733 | D | S |
| 06 Jan, 2026 | Jason Cavalier | Common Stock | D | 769 | $3.36 | 518,547 | D | S |
| 06 Jan, 2026 | Maria Palasis | Common Stock | D | 1,702 | $3.36 | 1,096,733 | D | S |
| 11 Nov, 2025 | Advisors Llc Perceptive | Common Stock | D | 4,783 | $4.31 | 161,318 | I | S |
| 11 Nov, 2025 | Advisors Llc Perceptive | Common Stock | D | 537 | $4.31 | 18,122 | I | S |
| 12 Nov, 2025 | Advisors Llc Perceptive | Common Stock | D | 7,862 | $4.06 | 153,456 | I | S |
| 12 Nov, 2025 | Advisors Llc Perceptive | Common Stock | D | 883 | $4.06 | 17,239 | I | S |
| 13 Nov, 2025 | Advisors Llc Perceptive | Common Stock | D | 28,597 | $3.90 | 124,859 | I | S |
| 13 Nov, 2025 | Advisors Llc Perceptive | Common Stock | D | 3,213 | $3.90 | 14,026 | I | S |
| 06 Nov, 2025 | Advisors Llc Perceptive | Common Stock | D | 28,902 | $5.18 | 200,480 | I | S |
| 06 Nov, 2025 | Advisors Llc Perceptive | Common Stock | D | 3,247 | $5.18 | 22,521 | I | S |
| 07 Nov, 2025 | Advisors Llc Perceptive | Common Stock | D | 17,746 | $4.75 | 182,734 | I | S |
| 07 Nov, 2025 | Advisors Llc Perceptive | Common Stock | D | 1,993 | $4.75 | 20,528 | I | S |
| 10 Nov, 2025 | Advisors Llc Perceptive | Common Stock | D | 16,633 | $4.54 | 166,101 | I | S |
| 10 Nov, 2025 | Advisors Llc Perceptive | Common Stock | D | 1,869 | $4.54 | 18,659 | I | S |