Lumentum Holdings LITE Insider Ownership

NASDAQ LITE

$869.54 -26.79 (-2.99%)

At close: Oct 15, 2026 · 4:00 PM EDT

The most recent Lumentum Holdings (LITE) insider transaction: Wajid Ali (Evp Chief Financial Officer) sold 24,542 shares worth about $25.73Mn on Oct 1, 2026, reported on Form 4 on Oct 2, 2026. So far in the quarter ending Dec 31, 2026, insiders were net sellers of 24.54K shares.

Updated Oct 11, 2026 Lumentum Holdings (LITE) stock price and overview

Insider Holdings by Owner

1.09Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

1.02%

▲+0.142% pp QoQ

Shares Held by Insiders

904.79K

filed for Sep 2026

▲+16.11% QoQ

Shares Outstanding

88.60Mn

88,600,000 shares

Direct Holdings

865.41K

Indirect: 39.38K

Net Shares Traded (QoQ)

+125.51K

net buying in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 11, 2026

Over the past year, LITE insiders sold $175.78 million of stock (235.96K shares) on the open market and bought none.

Counted by insider, open-market selling of LITE stock in the past 12 months came from 12 insiders, with no insider buying.
Vincent Retort (Officer) sold the most Lumentum Holdings stock on the open market over the past 12 months, $69.45 million (95.98K shares), most recently on August 25, 2026.
Wajid Ali (EVP & Chief Financial Officer) made the most recent open-market trade by an insider of Lumentum Holdings, a sale of 24.54K shares for $25.73 million on October 1, 2026.
Apart from open-market trades, LITE insiders received 359.65K shares in stock awards and gave up 229.23K shares to cover taxes or exercise prices in the past 12 months.
Business Quant data puts insider holdings in LITE at 880.25K shares across insiders' latest Form 4 filings, up 12.96% from 779.28K shares at the end of Q2 2026 and down 13.66% from 1.02Mn shares at the end of Q3 2025.
Direct holdings account for 840.87K shares (95.53%) of LITE's insider total, and indirect holdings through trusts, partnerships and family members for 39.38K shares (4.47%).
Business Quant counts 17 insiders with holdings in Lumentum Holdings stock, among the officers, directors and 10% owners who have filed a Form 4 in the past two years.
Lumentum Holdings' top three insider holders by shares held are Alan S. Lowe (Director, 230.47K shares), Michael E. Hurlston (President and CEO, 186.95K shares) and Yuen Wupen (President, Global Business Units, 108.32K shares).
The largest insider, Alan S. Lowe, holds 26.18% of LITE's insider total.
Institutions held 92.83% of Lumentum Holdings' outstanding shares in their Q2 2026 13F filings, insiders about 0.99% based on their latest Form 4 filings, and other investors, including the public, the remaining 6.18%.
Over the past 12 months, 15 insiders reported transactions in Lumentum Holdings stock in 82 Form 4 filings.
Insider figures for LITE include Form 4 filings through October 2, 2026.

Form 4 Holdings

Insiders Holding LITE

Insiders 20

Shares held 1.09Mn

Of outstanding 1.23%

#	Insider	Position	Direct	Total	Share of Insiders	Last Filed
1	Alan S Lowe	Chief Executive Officer	230,471	230,471	21.2%	27 Jun, 2025
2	Michael E. Hurlston	President And Ceo	186,951	186,951	17.2%	27 Aug, 2026
3	Wajid Ali	Evp Chief Financial Officer	138,815	138,815	12.8%	02 Oct, 2026
4	Jason Reinhardt	Evp, General Manager	117,670	117,670	10.8%	25 Aug, 2023
5	Yuen Wupen	President, Global Bus. Units	108,320	108,320	10.0%	30 Sep, 2026
6	Vincent Retort	President, Industrial Tech.	78,440	78,440	7.2%	27 Aug, 2026
7	Judy G Hamel	Svp And Secretary	50,594	50,594	4.7%	17 May, 2024
8	Matthew Joseph Sepe	Chief Accounting Officer	41,514	41,514	3.8%	20 Jan, 2026
9	Jae Kim	Svp, General Counsel	39,439	39,439	3.6%	27 Aug, 2026
10	Ian Small	Director	21,116	21,116	1.9%	16 Jul, 2026
11	Janet S. Wong	Director	15,040	15,040	1.4%	21 Nov, 2023
12	Brian Lillie	Director	14,018	14,018	1.3%	16 Jul, 2026
13	Julia Suzanne Johnson	Director	13,428	13,428	1.2%	16 Jul, 2026
14	Pamela Fletcher	Director	7,514	7,514	0.7%	16 Jul, 2026
15	Isaac Hosojiro Harris	Director	6,984	6,984	0.6%	04 Jun, 2026
16	Eric Chang	Officer	5,906	5,906	0.5%	27 Aug, 2026
17	Paul Lundstrom	Director	4,904	4,904	0.5%	21 Nov, 2025
18	Harold L Covert	Director	3,313	3,313	0.3%	26 Nov, 2024
19	Penny Herscher	Director	2,165	2,165	0.2%	16 Jul, 2026
20	Trent Thad	Director	1,313	1,313	0.1%	16 Jul, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,725 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
01 Oct, 2026	Wajid Ali	Evp Chief Financial Officer	Disposed S	24,542	$1,048.50	$25.73Mn	75,074	Direct
28 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$948.50	$474.25K	108,627	Direct
29 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	307	$945.00	$290.12K	108,320	Direct
24 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$921.07	$460.54K	109,627	Direct
25 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$935.75	$467.88K	109,127	Direct
21 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$959.27	$479.64K	111,127	Direct
22 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$935.55	$467.78K	110,627	Direct
23 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$946.56	$473.28K	110,127	Direct
16 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$856.83	$428.42K	112,627	Direct
17 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$933.45	$466.73K	112,127	Direct
18 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$920.00	$460.00K	111,627	Direct
11 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$944.41	$472.21K	114,127	Direct
14 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$862.14	$431.07K	113,627	Direct
15 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$841.51	$420.76K	113,127	Direct
08 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$895.99	$448.00K	115,627	Direct
09 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$978.54	$489.27K	115,127	Direct
10 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$961.44	$480.72K	114,627	Direct
02 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$864.49	$432.25K	117,127	Direct
03 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$870.01	$435.01K	116,627	Direct
04 Sep, 2026	Yuen Wupen	President, Global Bus. Units	Disposed S	500	$860.00	$430.00K	116,127	Direct

Showing 1 to 20 of 1,725 transactions