Capital One Financial COF Insider Ownership

NYSE COF

$199.30 -0.10 (-0.05%)

At close: Oct 9, 2026 · 4:00 PM EDT

Insider Holdings by Owner

5.75Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

0.851%

▼-0.013% pp QoQ

Shares Held by Insiders

5.28Mn

filed for Sep 2026

▼-1.50% QoQ

Shares Outstanding

620.50Mn

620,500,000 shares

Direct Holdings

5.28Mn

Indirect: 0

Net Shares Traded (QoQ)

-80.14K

net selling in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 8, 2026

Across the past 12 months, open-market trades by Capital One Financial insiders were all sales, totaling $89.67 million (411.11K shares).

By number of insiders, Capital One Financial saw 12 insiders sell on the open market over the past 12 months and none buy.
Richard D. Fairbank (Chairman and CEO) was the top open-market seller of Capital One Financial over the past 12 months, with $46.19 million sold (206.97K shares) and the latest sale on November 4, 2025.
Capital One Financial's latest insider trade on the open market was a sale of 3.5K shares for $686,770 by Matthew W. Cooper (General Counsel & Corporate Secretary) on October 6, 2026.
Outside the open market, Capital One Financial insiders received 317.85K shares in stock awards, acquired 166.04K shares through option exercises and conversions and gave up 153.65K shares to cover taxes or exercise prices over the past 12 months.
Business Quant data shows Capital One Financial insiders holding 5.27Mn shares in total in their latest Form 4 filings, down 1.56% from 5.36Mn shares at the end of Q2 2026 and down 4.48% from 5.52Mn shares at the end of Q3 2025.
Capital One Financial insiders report no indirect holdings: all 5.27Mn shares are held directly.
Holdings in Capital One Financial stock are reported by 30 insiders, the officers, directors and 10% owners who have filed a Form 4 in the past two years.
Capital One Financial's top three insider holders by shares held are Richard D. Fairbank (Chairman and CEO, 4.07Mn shares), Yajnik Sanjiv (President, Financial Services, 149.38K shares) and Matthew W. Cooper (General Counsel & Corporate Secretary, 79.69K shares).
Richard D. Fairbank alone accounts for 77.14% of the shares held by Capital One Financial insiders.
Institutions accounted for 87.25% of COF's outstanding shares in Q2 2026, insiders about 0.85% per their latest Form 4 filings, and other investors, including the public, about 11.90%.
Over the past 12 months, 28 insiders reported transactions in Capital One Financial stock in 101 Form 4 filings.
Insider figures for COF include Form 4 filings through October 7, 2026.

Form 4 Holdings

Insiders Holding COF

Insiders 38

Shares held 5.75Mn

Of outstanding 0.926%

#	Insider	Position	Direct	Total	Share of Insiders	Last Filed
1	Richard D Fairbank	Chairman And Ceo	4,068,510	4,068,510	70.8%	11 Mar, 2026
2	Yajnik Sanjiv	President, Financial Services	149,383	149,383	2.6%	11 Mar, 2026
3	Sheldon Hall	Senior Advisor To Ceo	98,614	98,614	1.7%	13 Mar, 2024
4	Michael J Wassmer	President, Card	89,785	89,785	1.6%	15 Mar, 2022
5	Matthew W Cooper	General Counsel Corp Secy	79,694	79,694	1.4%	07 Oct, 2026
6	Robert M. Alexander	Chief Information Officer	77,292	77,292	1.3%	11 Mar, 2026
7	Frank G. Laprade,Iii	Chief Enterprise Srvcs Officer	69,283	69,283	1.2%	09 Apr, 2026
8	Mayo A Iii Shattuck	Director	67,911	67,911	1.2%	12 May, 2026
9	Thomas G Maheras	Director	66,431	66,431	1.2%	20 May, 2025
10	Lia Dean	Pres, Banking Prem. Products	61,195	61,195	1.1%	16 Sep, 2026
11	Michael Slocum	President, Commercial Banking	60,314	60,314	1.0%	17 Feb, 2022
12	Jory A Berson	Chief Human Resources Officer	60,120	60,120	1.0%	07 Feb, 2022
13	Andrew M Young	Chief Financial Officer	59,186	59,186	1.0%	11 Mar, 2026
14	Celia Karam	Pres, Retail Bank	57,696	57,696	1.0%	16 Sep, 2026
15	Ann F Hackett	Director	56,244	56,244	1.0%	14 May, 2025
16	John G Jr Finneran	Senior Advisor And Corp Secy	53,016	53,016	0.9%	07 Feb, 2022
17	Kaitlin Haggerty	Chief Human Resources Officer	49,181	49,181	0.9%	14 May, 2026
18	Mark Daniel Mouadeb	President, Card	49,132	49,132	0.9%	17 Aug, 2026
19	Bradford H Warner	Director	47,554	47,554	0.8%	08 May, 2023
20	Kara West	Chief Enterprise Risk Officer	46,665	46,665	0.8%	11 Mar, 2026
21	Jason P. Hanson	Pres. Global Payment Network	41,351	41,351	0.7%	04 Aug, 2026
22	Kevin S. Borgmann	Senior Advisor To The Ceo	40,934	40,934	0.7%	08 Aug, 2024
23	Neal Blinde	President, Commercial Banking	38,269	38,269	0.7%	11 Mar, 2026
24	Peter E Raskind	Director	34,396	34,396	0.6%	12 May, 2026
25	Michael Zamsky	Chief Credit Fin'L Risk Off.	27,992	27,992	0.5%	11 Aug, 2026
26	Michael Shepherd	Director	27,987	27,987	0.5%	12 May, 2026
27	Ravi Raghu	Pres, Software, Intl Sm Bus	26,278	26,278	0.5%	10 Aug, 2026
28	Catherine West	Director	22,124	22,124	0.4%	09 May, 2022
29	Peter Thomas Killalea	Director	21,378	21,378	0.4%	12 May, 2026
30	Jennifer L. Wong	Director	15,226	15,226	0.3%	12 May, 2026
31	Cornelis Paj Leenaars	Director	15,192	15,192	0.3%	12 May, 2026
32	Francois Locoh-Donou	Director	14,802	14,802	0.3%	12 May, 2026
33	Eileen Serra	Director	12,844	12,844	0.2%	12 May, 2026
34	Craig A. Williams	Director	10,218	10,218	0.2%	12 May, 2026
35	Ime Archibong	Director	9,977	9,977	0.2%	12 May, 2026
36	Christine Rose Detrick	Director	8,923	8,923	0.2%	12 May, 2026
37	Timothy P Golden	Svp, Chief Accounting Officer	7,429	7,429	0.1%	30 Jul, 2026
38	Suni P Harford	Director	4,314	4,314	0.1%	12 May, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

17,632 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
06 Oct, 2026	Matthew W Cooper	General Counsel Corp Secy	Disposed S	3,500	$196.22	$686.77K	79,694	Direct
01 Sep, 2026	Matthew W Cooper	General Counsel Corp Secy	Disposed S	3,500	$214.10	$749.35K	83,194	Direct
17 Aug, 2026	Lia Dean	Pres, Banking Prem. Products	Disposed S	2,192	$225.52	$494.34K	63,262	Direct
17 Aug, 2026	Celia Karam	Pres, Retail Bank	Disposed S	1,887	$225.52	$425.56K	59,709	Direct
17 Aug, 2026	Lia Dean	Pres, Banking Prem. Products	Disposed S	1	$225.92	$226	63,261	Direct
17 Aug, 2026	Celia Karam	Pres, Retail Bank	Disposed S	1	$225.92	$226	59,708	Direct
13 Aug, 2026	Mark Daniel Mouadeb	President, Card	Disposed S	1,199	$225.00	$269.78K	49,132	Direct
10 Aug, 2026	Michael Zamsky	Chief Credit Fin'L Risk Off.	Disposed S	5,473	$218.02	$1.19Mn	27,992	Direct
07 Aug, 2026	Ravi Raghu	Pres, Software, Intl Sm Bus	Disposed S	50	$218.49	$10.92K	26,278	Direct
04 Aug, 2026	Mark Daniel Mouadeb	President, Card	Disposed S	1,183	$220.00	$260.26K	50,331	Direct
04 Aug, 2026	Matthew W Cooper	General Counsel Corp Secy	Disposed S	3,500	$219.33	$767.66K	86,694	Direct
03 Aug, 2026	Mark Daniel Mouadeb	President, Card	Disposed S	690	$215.00	$148.35K	51,514	Direct
01 Aug, 2026	Jason P. Hanson	Pres. Global Payment Network	Acquired M	2,014	—	—	42,244	Direct
01 Aug, 2026	Jason P. Hanson	Pres. Global Payment Network	Disposed F	893	$209.01	$186.65K	41,351	Direct
01 Aug, 2026	Jason P. Hanson	Pres. Global Payment Network	Disposed M	2,014	$0.00	$0	0	Direct
31 Jul, 2026	Ravi Raghu	Pres, Software, Intl Sm Bus	Disposed S	3,462	$209.27	$724.49K	32,592	Direct
31 Jul, 2026	Ravi Raghu	Pres, Software, Intl Sm Bus	Disposed S	5,820	$210.02	$1.22Mn	26,772	Direct
31 Jul, 2026	Ravi Raghu	Pres, Software, Intl Sm Bus	Disposed S	444	$210.70	$93.55K	26,328	Direct
29 Jul, 2026	Timothy P Golden	Svp, Chief Accounting Officer	Disposed S	3,487	$211.00	$735.76K	7,429	Direct
07 Jul, 2026	Matthew W Cooper	General Counsel Corp Secy	Disposed S	3,500	$208.00	$728.00K	90,194	Direct

Showing 1 to 20 of 17,632 transactions