Kozak & Associates, Inc. reported 297 positions worth $153.72M for the quarter ended Sep 30, 2026, up 2.4% on the prior quarter. It opened 13 new positions, added to 90, trimmed 62 and exited 35. Its largest holding is Apple Inc. at 16.2% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| IBM International Business Machines Corp | +638 | +56.8% | $161.59K | 0.29% |
| GOOG Alphabet Inc. | +456 | +1.8% | $146.78K | 5.41% |
| GLW Corning Inc | +642 | +301.4% | $84.23K | 0.073% |
| NOW ServiceNow, Inc. | +535 | +11.2% | $80.32K | 0.52% |
| ADSK Autodesk, Inc. | +240 | +125.7% | $58.17K | 0.068% |
| COF Capital One Financial Corp | +127 | +6.7% | $26.02K | 0.269% |
| T At&T Inc. | +1,063 | +19.5% | $22.01K | 0.088% |
| VZ Verizon Communications Inc | +509 | +83.2% | $21.98K | 0.031% |
| CRM Salesforce, Inc. | +82 | +8.5% | $19.85K | 0.166% |
| MU Micron Technology Inc | +19 | +20.4% | $18.66K | 0.072% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| MSFT Microsoft Corp | -7,195 | -13.4% | $3.82M | 16.03% |
| AAPL Apple Inc. | -6,799 | -8.6% | $2.34M | 16.22% |
| WM Waste Management Inc | -4,000 | -98.7% | $900.62K | <0.01% |
| ORCL Oracle Corp | -5,989 | -77.5% | $865.45K | 0.163% |
| ABBV AbbVie Inc. | -2,989 | -62.7% | $854.79K | 0.331% |
| GILD Gilead Sciences, Inc. | -3,000 | -100.0% | $377.91K | Exited |
| NVDA Nvidia Corp | -1,440 | -1.2% | $310.15K | 16.1% |
| AMZN Amazon Com Inc | -1,033 | -1.4% | $263.00K | 12.33% |
| DUK Duke Energy CORP | -1,782 | -67.7% | $220.20K | 0.068% |
| V Visa Inc. | -536 | -11.4% | $214.71K | 1.08% |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| HONA Honeywell Aerospace Inc. | +105 | $18.59K | 0.012% |
| SPCX Space Exploration Technologies Corp | +103 | $14.96K | <0.01% |
| HON Honeywell International Inc | +65 | $14.30K | <0.01% |
| LEU Centrus Energy Corp | +120 | $13.44K | <0.01% |
| APP AppLovin Corp | +50 | $13.00K | <0.01% |
| CEG Constellation Energy Corp | +50 | $12.90K | <0.01% |
| DVN Devon Energy Corp | +250 | $12.82K | <0.01% |
| FDXF FedEx Freight Holding Company, Inc. | +113 | $12.24K | <0.01% |
| RKLB Rocket Lab Corp | +200 | $11.72K | <0.01% |
| NRG Nrg Energy, Inc. | +100 | $9.70K | <0.01% |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| GILD Gilead Sciences, Inc. | -3,000 | $377.91K | 0.252% |
| IRM Iron Mountain Inc | -1,000 | $121.90K | 0.081% |
| NOC Northrop Grumman Corp | -234 | $121.88K | 0.081% |
| GPC Genuine Parts Co | -1,001 | $117.50K | 0.078% |
| ETR Entergy Corp | -1,000 | $112.86K | 0.075% |
| MFC Manulife Financial Corp | -2,000 | $81.44K | 0.054% |
| AZN Astrazeneca Plc | -253 | $46.51K | 0.031% |
| BSX Boston Scientific Corp | -1,068 | $45.99K | 0.031% |
| EBF Ennis, Inc. | -2,000 | $43.42K | 0.029% |
| ZTS Zoetis Inc. | -397 | $28.79K | 0.019% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | AAPL Apple Inc. | Technology | 72.5K | $24.93M | 16.22% | -6,799 | -8.6% | Reduced | 0% |
| 2 | NVDA Nvidia Corp | Technology | 114.9K | $24.75M | 16.1% | -1,440 | -1.2% | Reduced | 0% |
| 3 | MSFT Microsoft Corp | Technology | 46.4K | $24.64M | 16.03% | -7,195 | -13.4% | Reduced | 0% |
| 4 | AMZN Amazon Com Inc | Consumer Discretionary | 74.5K | $18.96M | 12.33% | -1,033 | -1.4% | Reduced | 0% |
| 5 | COST Costco Wholesale Corp | Consumer Staples | 13.0K | $12.81M | 8.33% | -27 | -0.2% | Reduced | 0% |
| 6 | GOOG Alphabet Inc. | Technology | 25.8K | $8.31M | 5.41% | +456 | +1.8% | Added | 0% |
| 7 | JPM Jpmorgan Chase & Co | Financial Services | 7,488 | $2.54M | 1.65% | +29 | +0.4% | Added | 0% |
| 8 | AVGO Broadcom Inc. | Technology | 7,101 | $2.50M | 1.63% | -1 | 0.0% | Reduced | 0% |
| 9 | SCHW Schwab Charles Corp | Financial Services | 24.1K | $2.14M | 1.39% | -1,824 | -7.0% | Reduced | 0% |
| 10 | V Visa Inc. | Financial Services | 4,161 | $1.67M | 1.08% | -536 | -11.4% | Reduced | 0% |
| 11 | LMT Lockheed Martin Corp | Industrials | 2,590 | $1.63M | 1.06% | +17 | +0.7% | Added | 0% |
| 12 | CAT Caterpillar Inc | Industrials | 1,896 | $1.35M | 0.88% | +3 | +0.2% | Added | 0% |
| 13 | GOOGL Alphabet Inc. | Technology | 3,468 | $1.13M | 0.733% | +2 | +0.1% | Added | 0% |
| 14 | CVX Chevron Corp | Energy | 4,573 | $1.05M | 0.682% | +28 | +0.6% | Added | 0% |
| 15 | DE Deere & Co | Industrials | 1,385 | $887.63K | 0.577% | +3 | +0.2% | Added | 0% |
Tip. Select a row to see that position’s full history at Kozak & Associates.
As of its Q3 2026 13F filing, Kozak & Associates, Inc.’s five largest positions were Apple Inc. (AAPL) at 16.2%, Nvidia Corp (NVDA) at 16.1%, Microsoft Corp (MSFT) at 16.0%, Amazon Com Inc (AMZN) at 12.3%, Costco Wholesale Corp (COST) at 8.3% of the reported portfolio.
Kozak & Associates, Inc. reported a 13F portfolio worth $153.72M across 297 positions for Q3 2026. That is up 2.4% from the previous quarter.
Its largest purchases by value were International Business Machines Corp ($161.59K), Alphabet Inc. ($146.78K), Corning Inc ($84.23K). It opened 13 new positions.
Its largest sales by value were Microsoft Corp ($3.82M), Apple Inc. ($2.34M), Waste Management Inc ($900.62K). It exited 35 positions entirely.
From the Form 13F-HR reports Kozak & Associates, Inc. files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.