Yum China Holdings YUMC Insider Ownership

NYSE YUMC

$44.44 -0.66 (-1.46%)

As of: Oct 21, 2026 · 3:59 PM EDT

Insider Holdings by Owner

1.50Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

3.88%

▼-0.029% pp QoQ

Shares Held by Insiders

13.49Mn

filed for Sep 2026

▼-0.75% QoQ

Shares Outstanding

348.00Mn

348,000,000 shares

Direct Holdings

1.14Mn

Indirect: 12.35Mn

Net Shares Traded (QoQ)

-101.28K

net selling in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 5, 2026

Over the past year, YUMC insiders sold $10.84 million of stock (204.92K shares) on the open market and bought none.

By number of insiders, Yum China Holdings saw 7 insiders sell on the open market over the past 12 months and none buy.
Joey Wat (Chief Executive Officer) was the top open-market seller of Yum China Holdings over the past 12 months, with $6 million sold (108.61K shares) and the latest sale on February 13, 2026.
Duoduo (Howard) Huang (Chief Supply Chain Officer) made the most recent open-market trade by an insider of Yum China Holdings, a sale of 24.1K shares for $1.13 million on August 18, 2026.
Away from the open market, YUMC insiders received 155.86K shares in stock awards, acquired 284.57K shares through option exercises and conversions and gave up 57.05K shares to cover taxes or exercise prices over the last 12 months.
Business Quant data shows Yum China Holdings insiders holding 13.49Mn shares in total in their latest Form 4 filings, or 3.88% of the 348Mn shares outstanding; that total is down 0.75% from 13.59Mn shares at the end of Q2 2026 and down 0.90% from 13.61Mn shares at the end of Q3 2025.
Yum China Holdings insiders hold 1.14Mn shares directly (8.45% of their total) and 12.35Mn shares (91.55%) indirectly, through entities such as trusts and partnerships.
Per Business Quant, 21 insiders of YUMC hold shares, counting officers, directors and 10% owners who have filed a Form 4 in the past two years.
YUMC's three largest insider shareholders, per their latest Form 4 filings, are Fred Hu (Director, 12.13Mn shares), Joey Wat (Chief Executive Officer, 706.25K shares) and Ruby Rong Lu (Director, 73.94K shares).
Fred Hu alone accounts for 89.93% of the shares held by Yum China Holdings insiders.
In the past year, 20 insiders of Yum China Holdings submitted 95 Form 4 filings reporting trades, awards or other transactions.
These insider figures for Yum China Holdings are based on Form 4 filings through September 21, 2026.

Form 4 Holdings

Insiders Holding YUMC

Insiders 29

Shares held 1.50Mn

Of outstanding 0.431%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Joey Wat	Chief Executive Officer	433,306	0	433,306	28.9%	17 Feb, 2026
2	Fred Hu	Director	95,455	0	95,455	6.4%	03 Jun, 2026
3	Andy Yeung	Chief Financial Officer	78,191	0	78,191	5.2%	12 Feb, 2024
4	Ruby Rong Lu	Director	73,935	0	73,935	4.9%	03 Jun, 2026
5	Edouard Ettedgui	Director	67,324	0	67,324	4.5%	03 Jun, 2026
6	William Wang Yang	Director	64,852	0	64,852	4.3%	03 Jun, 2026
7	Louis Hsieh	Director	64,739	0	64,739	4.3%	03 Jun, 2022
8	Jeff Kuai	General Manager, Pizza Hut	63,541	0	63,541	4.2%	13 Aug, 2026
9	Leila Zhang	Chief Technology Officer	60,438	0	60,438	4.0%	12 Feb, 2026
10	Zili Shao	Director	56,551	0	56,551	3.8%	03 Jun, 2026
11	Peter A Bassi	Director	0	55,908	55,908	3.7%	04 Jun, 2024
12	Warton Wang	General Manager, Kfc	54,523	0	54,523	3.6%	12 Feb, 2026
13	Adrian Ding	Chief Financial Officer	54,082	0	54,082	3.6%	05 May, 2026
14	Johnson Huang	Chief Customer Officer	50,932	0	50,932	3.4%	06 Mar, 2023
15	David L Hoffmann	Director	27,336	0	27,336	1.8%	03 Jun, 2026
16	Christina (Xiaojing) Zhu	Director	25,215	0	25,215	1.7%	03 Jun, 2026
17	Cyril Han	Director	22,526	0	22,526	1.5%	03 Jun, 2022
18	Alice H Wang	Chief Public Affairs Officer	20,582	0	20,582	1.4%	14 Feb, 2023
19	Mikel A. Durham	Director	17,572	0	17,572	1.2%	03 Jun, 2026
20	Min (Jenny) Zhang	Director	0	17,513	17,513	1.2%	03 Jun, 2026
21	Pingping Liu	Chief Legal Officer	16,183	0	16,183	1.1%	12 Feb, 2026
22	Robert Blaine Jr Aiken	Director	0	15,925	15,925	1.1%	03 Jun, 2025
23	Joseph Chan	Chief Legal Officer	13,267	0	13,267	0.9%	14 Feb, 2023
24	Aiken Yuen	Chief People Officer	12,413	0	12,413	0.8%	14 Feb, 2023
25	Grace Xin Ge	Director	9,126	0	9,126	0.6%	03 Jun, 2026
26	Xueling Lu	Controller And Pao	9,042	0	9,042	0.6%	25 Feb, 2026
27	Duoduo (Howard) Huang	Chief Supply Chain Officer	7,589	0	7,589	0.5%	19 Aug, 2026
28	Zhe David Wei	Director	0	7,258	7,258	0.5%	03 Jun, 2026
29	Jerry Ding	Chief People Officer	4,310	0	4,310	0.3%	21 Sep, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

2,367 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
17 Sep, 2026	Adrian Ding	Chief Financial Officer	Acquired A	22	$0.00	$0	3,176	Direct
17 Sep, 2026	Joey Wat	Chief Executive Officer	Acquired A	316	$0.00	$0	45,371	Direct
17 Sep, 2026	Warton Wang	General Manager, Kfc	Acquired A	44	$0.00	$0	6,348	Direct
17 Sep, 2026	Xueling Lu	Controller And Pao	Acquired A	10	$0.00	$0	1,470	Direct
17 Sep, 2026	Leila Zhang	Chief Technology Officer	Acquired A	22	$0.00	$0	3,174	Direct
17 Sep, 2026	Duoduo (Howard) Huang	Chief Supply Chain Officer	Acquired A	22	$0.00	$0	3,174	Direct
17 Sep, 2026	Pingping Liu	Chief Legal Officer	Acquired A	1	$0.00	$0	267	Direct
17 Sep, 2026	Jerry Ding	Chief People Officer	Disposed F	5	$41.35	$207	4,305	Direct
17 Sep, 2026	Jeff Kuai	General Manager, Pizza Hut	Acquired A	33	$0.00	$0	4,761	Direct
17 Sep, 2026	Leila Zhang	Chief Technology Officer	Acquired A	35	$0.00	$0	5,075	Direct
17 Sep, 2026	Jeff Kuai	General Manager, Pizza Hut	Acquired A	60	$0.00	$0	8,702	Direct
17 Sep, 2026	Joey Wat	Chief Executive Officer	Acquired A	505	$0.00	$0	72,530	Direct
17 Sep, 2026	Jerry Ding	Chief People Officer	Acquired M	9	$0.00	$0	4,310	Direct
17 Sep, 2026	Pingping Liu	Chief Legal Officer	Acquired A	9	$0.00	$0	1,358	Direct
17 Sep, 2026	Warton Wang	General Manager, Kfc	Acquired A	88	$0.00	$0	12,691	Direct
17 Sep, 2026	Duoduo (Howard) Huang	Chief Supply Chain Officer	Acquired A	42	$0.00	$0	6,163	Direct
17 Sep, 2026	Xueling Lu	Controller And Pao	Acquired A	17	$0.00	$0	2,536	Direct
17 Sep, 2026	Adrian Ding	Chief Financial Officer	Acquired A	45	$0.00	$0	6,527	Direct
17 Sep, 2026	Joey Wat	Chief Executive Officer	Acquired A	612	$0.00	$0	87,963	Direct
17 Sep, 2026	Xueling Lu	Controller And Pao	Acquired A	27	$0.00	$0	3,957	Direct

Showing 1 to 20 of 2,367 transactions