22nd Century XXII Insider Ownership

NASDAQ XXII

$1.42 -0.21 (-12.88%)

At close: Nov 10, 2026 · 4:00 PM EST

Insider Holdings by Owner

15 Shares

Lawrence Firestone426.9%

Daniel A Otto215.0%

Jonathan Staffeldt215.0%

Robert P Manfredonia213.0%

Arvil S. Marion213.0%

Other insiders (16)217.1%

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

0.0030%

■0% pp QoQ

Shares Held by Insiders

filed for Sep 2026

■0.00% QoQ

Shares Outstanding

502.84K

502,839 shares

Direct Holdings

Indirect: 0

Net Open-Market Trades

no open-market trades in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Open-Market Insider Trades

Bought Sold

Latest quarter —

Net over range —

Net-buying quarters —

Insider Ownership Summary

Updated Nov 5, 2026

Across the past 12 months, 22nd Century insiders reported no open-market purchases or sales.

Away from the open market, XXII insiders received 10 shares in stock awards over the last 12 months.
According to Business Quant data, insiders at 22nd Century reported 15 shares in total in their latest Form 4 filings, unchanged from 15 shares (split-adjusted) at the end of Q2 2026.
By type of ownership, XXII insiders hold all of their 15 shares directly.
Holdings in 22nd Century stock are reported by 8 insiders, the officers, directors and 10% owners who have filed a Form 4 in the past two years.
22nd Century's top three insider holders by shares held are Lawrence Firestone (Chief Executive Officer, 4 shares), Robert P. Manfredonia (EVP of Sales and Marketing, 2 shares) and Daniel A. Otto (Chief Financial Officer, 2 shares).
Lawrence Firestone holds 26.67% of the combined insider position in 22nd Century.
In the last 12 months, 8 Form 4 filings with transactions in XXII stock came from 8 insiders.
This summary of 22nd Century insider activity covers Form 4 filings through November 14, 2025.

Form 4 Holdings

Insiders Holding XXII

Insiders 21

Shares held 15

Of outstanding 0.0029%

#	Insider	Position	Direct	Total	Share of Insiders	Last Filed
1	Lawrence Firestone	Chief Executive Officer	4	4	26.9%	13 Nov, 2025
2	Daniel A Otto	Chief Financial Officer	2	2	15.0%	13 Nov, 2025
3	Jonathan Staffeldt	Vp And Deputy General Counsel	2	2	15.0%	13 Nov, 2025
4	Robert P Manfredonia	Evp Of Sales And Marketing	2	2	13.0%	13 Nov, 2025
5	Arvil S. Marion	Vp Of Mfg. Operations*	2	2	13.0%	13 Nov, 2025
6	Andrew Arno	Director	1	1	6.9%	14 Nov, 2025
7	David N Keys	Director	1	1	5.8%	13 Nov, 2025
8	Lucille S Salhany	Director	1	1	4.4%	13 Nov, 2025
9	Anthony L. Johnson	Director	0	0	0.1%	12 Mar, 2025
10	Michael Koganov	Director	0	0	0.0%	16 Mar, 2023
11	Robert Hugh Kinsman	Chief Financial Officer	0	0	0.0%	16 Mar, 2023
12	John J Miller	President, Tobacco	0	0	0.0%	16 Mar, 2023
13	Michael Zercher	President And Coo	0	0	0.0%	02 Sep, 2022
14	Richard F Fitzgerald	Chief Financial Officer	0	0	0.0%	23 Mar, 2022
15	Peter Ferola	Chief Legal Officer Secy.	0	0	0.0%	16 Mar, 2023
16	Clifford B Fleet	President And Ceo	0	0	0.0%	23 Mar, 2022
17	Richard M. Sanders	Director	0	0	0.0%	16 Mar, 2023
18	Nora B Sullivan	Director	0	0	0.0%	16 Mar, 2023
19	Roger D O'Brien	Director	0	0	0.0%	23 Mar, 2022
20	John Franzino	Chief Administrative Officer	0	0	0.0%	21 Mar, 2023
21	James A Mish	Chief Executive Officer	0	0	0.0%	21 Mar, 2023

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

330 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
10 Nov, 2025	Andrew Arno	Director	Acquired A	17,295	$0.00	$0	58	Direct
10 Nov, 2025	Andrew Arno	Director	Acquired A	51,888	$0.00	$0	173	Direct
10 Nov, 2025	Lucille S Salhany	Director	Acquired A	11,006	$0.00	$0	37	Direct
10 Nov, 2025	Lawrence Firestone	Chief Executive Officer	Acquired A	66,824	$0.00	$0	227	Direct
10 Nov, 2025	David N Keys	Director	Acquired A	12,578	$0.00	$0	49	Direct
10 Nov, 2025	Jonathan Staffeldt	Vp And Deputy General Counsel	Acquired A	37,146	$0.00	$0	126	Direct
10 Nov, 2025	Robert P Manfredonia	Evp Of Sales And Marketing	Acquired A	32,429	$0.00	$0	110	Direct
10 Nov, 2025	Daniel A Otto	Chief Financial Officer	Acquired A	37,146	$0.00	$0	126	Direct
10 Nov, 2025	Arvil S. Marion	Vp Of Mfg. Operations*	Acquired A	32,429	$0.00	$0	110	Direct
10 Nov, 2025	Robert P Manfredonia	Evp Of Sales And Marketing	Acquired A	97,288	$0.00	$0	324	Direct
10 Nov, 2025	Jonathan Staffeldt	Vp And Deputy General Counsel	Acquired A	111,439	$0.00	$0	371	Direct
10 Nov, 2025	Daniel A Otto	Chief Financial Officer	Acquired A	111,439	$0.00	$0	371	Direct
10 Nov, 2025	David N Keys	Director	Acquired A	37,737	$0.00	$0	126	Direct
10 Nov, 2025	Arvil S. Marion	Vp Of Mfg. Operations*	Acquired A	97,288	$0.00	$0	324	Direct
10 Nov, 2025	Lucille S Salhany	Director	Acquired A	33,020	$0.00	$0	110	Direct
10 Nov, 2025	Lawrence Firestone	Chief Executive Officer	Acquired A	200,472	$0.00	$0	668	Direct
25 Aug, 2025	David N Keys	Director	Acquired A	2,118	$0.00	$0	7	Direct
25 Aug, 2025	David N Keys	Director	Acquired A	6,357	$0.00	$0	21	Direct
10 Mar, 2025	Daniel A Otto	Chief Financial Officer	Acquired A	16,684	$0.00	$0	2	Direct
10 Mar, 2025	Lucille S Salhany	Director	Acquired A	2,472	$0.00	$0	0	Direct

Showing 1 to 20 of 330 transactions