Rocky Mountain Chocolate Factory RMCF Insider Ownership

NASDAQ RMCF
$0.92 -0.06 (-6.51%)
At close: Sep 8, 2026 · 4:00 PM EDT

Insider Holdings by Owner

8.81Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
138.51%
▲+4.50% pp QoQ
Shares Held by Insiders
10.80Mn
filed for Sep 2026
▲+3.36% QoQ
Shares Outstanding
7.80Mn
7,799,396 shares
Direct Holdings
3.27Mn
Indirect: 7.54Mn
Net Shares Traded (QoQ)
+350.89K
net buying in Sep 2026
Insiders Holding Shares
27
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

As of September 05, 2026, the three largest insider holders of RMCF are Value Investment Corp. Global (TenPercentOwner, 1.97Mn shares), Value Investment Corp. Global (TenPercentOwner, 1.97Mn shares), Value Investment Corp. Global (TenPercentOwner, 1.97Mn shares).

Form 4 Holdings

Insiders Holding RMCF

Insiders 27
Shares held 8.81Mn
Of outstanding 112.91%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Value Investment Corp. Global TenPercentOwner 0 3,938,227 3,938,227 44.7% 22 Jan, 2026
2 Jeffrey Richart Geygan Interim Ceo 0 1,792,478 1,792,478 20.4% 22 Jan, 2026
3 Bradley Louis Radoff TenPercentOwner 941,127 0 941,127 10.7% 25 Oct, 2024
4 Heritage Railways, Inc. American TenPercentOwner 860,000 0 860,000 9.8% 08 May, 2026
5 Steven Lynn Craig Director 364,289 0 364,289 4.1% 03 Sep, 2026
6 Allen C Harper Interim Ceo 124,519 0 124,519 1.4% 13 Jul, 2026
7 Carrie E Cass Cfo 124,263 0 124,263 1.4% 05 Mar, 2026
8 Melvin L Keating Director 103,079 0 103,079 1.2% 03 Sep, 2026
9 Bryan J Merryman Ceo/Cfo Treasurer 100,000 0 100,000 1.1% 14 Feb, 2022
10 Brian J Quinn Director 98,961 0 98,961 1.1% 03 Sep, 2026
11 Jacome Friscione Alberto Perez Director 79,016 0 79,016 0.9% 03 Sep, 2026
12 Edward L Dudley Sr. Vp Sales Marketing 57,063 0 57,063 0.6% 22 Oct, 2021
13 Robert J Sarlls Chief Executive Officer 37,130 0 37,130 0.4% 22 Nov, 2023
14 Mark O Riegel Director 35,180 0 35,180 0.4% 28 Oct, 2024
15 Brett P Seabert Director 22,914 0 22,914 0.3% 16 Nov, 2023
16 A Allen Arroyo Cfo 19,645 0 19,645 0.2% 16 Nov, 2023
17 Starlette B Johnson Interim Ceo 18,658 0 18,658 0.2% 28 Oct, 2024
18 Andrew Berger Other 17,658 0 17,658 0.2% 16 Jun, 2022
19 Donna L. Coupe Vp Franchise Support 14,800 0 14,800 0.2% 18 Jan, 2022
20 Ryan R Mcgrath Vp Of It 12,000 0 12,000 0.1% 31 Jan, 2022
21 Gabriel Arreaga Director 11,183 0 11,183 0.1% 04 Jan, 2023
22 Sandra E Taylor Director 11,183 0 11,183 0.1% 04 Jan, 2023
23 Richard Scott Ouellet Sr Vp Manufacturing And Supply 7,393 0 7,393 0.1% 19 Sep, 2023
24 Andrew Ford Vp Sales And Marketing 6,004 0 6,004 0.1% 20 Mar, 2024
25 Elisabeth B Charles Director 4,543 0 4,543 0.1% 14 Feb, 2022
26 Charles B Arnold Director 4,152 0 4,152 0.0% 28 Oct, 2024
27 Kara L Conklin Vp Franchise Development 800 0 800 0.0% 16 Nov, 2023

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,004 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
26 Aug, 2026 Jacome Friscione Alberto Perez Director Acquired A 7,000 $0.00 $0 23,394 Direct
26 Aug, 2026 Brian J Quinn Director Acquired A 7,000 $0.00 $0 43,339 Direct
26 Aug, 2026 Melvin L Keating Director Acquired A 7,000 $0.00 $0 47,457 Direct
08 Jul, 2026 Allen C Harper Interim Ceo Acquired A 107,399 $0.00 $0 124,519 Direct
01 May, 2026 Heritage Railways, Inc. American TenPercentOwner Disposed S 35,900 $2.45 $87.96K 910,000 Direct
01 May, 2026 Allen C Harper TenPercentOwner Disposed S 35,900 $2.45 $87.96K 910,000 Indirect
04 May, 2026 Heritage Railways, Inc. American TenPercentOwner Disposed S 50,000 $2.45 $122.50K 860,000 Direct
04 May, 2026 Allen C Harper TenPercentOwner Disposed S 50,000 $2.45 $122.50K 860,000 Indirect
19 Feb, 2026 Allen C Harper TenPercentOwner Disposed S 2,000 $2.62 $5.24K 998,000 Indirect
19 Feb, 2026 Heritage Railways, Inc. American TenPercentOwner Disposed S 2,000 $2.62 $5.24K 998,000 Direct
20 Feb, 2026 Heritage Railways, Inc. American TenPercentOwner Disposed S 7,499 $2.60 $19.51K 990,501 Direct
20 Feb, 2026 Allen C Harper TenPercentOwner Disposed S 7,499 $2.60 $19.51K 990,501 Indirect
25 Feb, 2026 Heritage Railways, Inc. American TenPercentOwner Disposed S 430 $2.60 $1.12K 990,071 Direct
25 Feb, 2026 Allen C Harper TenPercentOwner Disposed S 430 $2.60 $1.12K 990,071 Indirect
26 Feb, 2026 Heritage Railways, Inc. American TenPercentOwner Disposed S 18,715 $2.61 $48.78K 971,356 Direct
26 Feb, 2026 Allen C Harper TenPercentOwner Disposed S 18,715 $2.61 $48.78K 971,356 Indirect
27 Feb, 2026 Heritage Railways, Inc. American TenPercentOwner Disposed S 5,241 $2.60 $13.63K 966,115 Direct
27 Feb, 2026 Allen C Harper TenPercentOwner Disposed S 5,241 $2.60 $13.63K 966,115 Indirect
04 Mar, 2026 Allen C Harper TenPercentOwner Disposed S 11,297 $2.60 $29.37K 954,818 Indirect
04 Mar, 2026 Heritage Railways, Inc. American TenPercentOwner Disposed S 11,297 $2.60 $29.37K 954,818 Direct