Rocky Mountain Chocolate Factory's top three insider shareholders as of September 29, 2026 are Jeffrey Richart Geygan (Interim Ceo, 2.02Mn shares), Value Investment Corp. Global (TenPercentOwner, 1.97Mn shares), Value Investment Corp. Global (TenPercentOwner, 1.97Mn shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Value Investment Corp. Global | TenPercentOwner | 0 | 3,938,227 | 3,938,227 | 43.5% | 22 Jan, 2026 |
| 2 | Jeffrey Richart Geygan | Interim Ceo | 244,563 | 1,775,873 | 2,020,436 | 22.3% | 09 Sep, 2026 |
| 3 | Bradley Louis Radoff | TenPercentOwner | 941,127 | 0 | 941,127 | 10.4% | 25 Oct, 2024 |
| 4 | Heritage Railways, Inc. American | TenPercentOwner | 860,000 | 0 | 860,000 | 9.5% | 08 May, 2026 |
| 5 | Steven Lynn Craig | Director | 364,289 | 0 | 364,289 | 4.0% | 03 Sep, 2026 |
| 6 | Allen C Harper | Interim Ceo | 124,519 | 0 | 124,519 | 1.4% | 13 Jul, 2026 |
| 7 | Carrie E Cass | Cfo | 124,263 | 0 | 124,263 | 1.4% | 05 Mar, 2026 |
| 8 | Melvin L Keating | Director | 110,079 | 0 | 110,079 | 1.2% | 22 Sep, 2026 |
| 9 | Brian J Quinn | Director | 105,961 | 0 | 105,961 | 1.2% | 22 Sep, 2026 |
| 10 | Bryan J Merryman | Ceo/Cfo Treasurer | 100,000 | 0 | 100,000 | 1.1% | 14 Feb, 2022 |
| 11 | Jacome Friscione Alberto Perez | Director | 86,016 | 0 | 86,016 | 0.9% | 22 Sep, 2026 |
| 12 | Edward L Dudley | Sr. Vp Sales Marketing | 57,063 | 0 | 57,063 | 0.6% | 22 Oct, 2021 |
| 13 | Robert J Sarlls | Chief Executive Officer | 37,130 | 0 | 37,130 | 0.4% | 22 Nov, 2023 |
| 14 | Mark O Riegel | Director | 35,180 | 0 | 35,180 | 0.4% | 28 Oct, 2024 |
| 15 | Brett P Seabert | Director | 22,914 | 0 | 22,914 | 0.3% | 16 Nov, 2023 |
| 16 | A Allen Arroyo | Cfo | 19,645 | 0 | 19,645 | 0.2% | 16 Nov, 2023 |
| 17 | Starlette B Johnson | Interim Ceo | 18,658 | 0 | 18,658 | 0.2% | 28 Oct, 2024 |
| 18 | Andrew Berger | Other | 17,658 | 0 | 17,658 | 0.2% | 16 Jun, 2022 |
| 19 | Donna L. Coupe | Vp Franchise Support | 14,800 | 0 | 14,800 | 0.2% | 18 Jan, 2022 |
| 20 | Ryan R Mcgrath | Vp Of It | 12,000 | 0 | 12,000 | 0.1% | 31 Jan, 2022 |
| 21 | Gabriel Arreaga | Director | 11,183 | 0 | 11,183 | 0.1% | 04 Jan, 2023 |
| 22 | Sandra E Taylor | Director | 11,183 | 0 | 11,183 | 0.1% | 04 Jan, 2023 |
| 23 | Richard Scott Ouellet | Sr Vp Manufacturing And Supply | 7,393 | 0 | 7,393 | 0.1% | 19 Sep, 2023 |
| 24 | Andrew Ford | Vp Sales And Marketing | 6,004 | 0 | 6,004 | 0.1% | 20 Mar, 2024 |
| 25 | Elisabeth B Charles | Director | 4,543 | 0 | 4,543 | 0.1% | 14 Feb, 2022 |
| 26 | Charles B Arnold | Director | 4,152 | 0 | 4,152 | 0.0% | 28 Oct, 2024 |
| 27 | Kara L Conklin | Vp Franchise Development | 800 | 0 | 800 | 0.0% | 16 Nov, 2023 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 22 Sep, 2026 | Brian J Quinn | Director | Acquired A | 7,000 | $0.00 | $0 | 105,961 | Direct |
| 22 Sep, 2026 | Melvin L Keating | Director | Acquired A | 7,000 | $0.00 | $0 | 110,079 | Direct |
| 22 Sep, 2026 | Jacome Friscione Alberto Perez | Director | Acquired A | 7,000 | $0.00 | $0 | 86,016 | Direct |
| 31 Aug, 2026 | Jeffrey Richart Geygan | Director, TenPercentOwner | Acquired A | 3,900 | — | — | 188,941 | Direct |
| 01 Sep, 2026 | Jeffrey Richart Geygan | Director, TenPercentOwner | Acquired A | 55,622 | — | — | 244,563 | Direct |
| 09 Sep, 2026 | Jeffrey Richart Geygan | Director, TenPercentOwner | Disposed J | 16,605 | — | — | 1,775,873 | Indirect |
| 01 Sep, 2026 | Steven Lynn Craig | Director | Acquired A | 55,622 | $0.00 | $0 | 364,289 | Direct |
| 01 Sep, 2026 | Jacome Friscione Alberto Perez | Director | Acquired A | 55,622 | $0.00 | $0 | 79,016 | Direct |
| 01 Sep, 2026 | Brian J Quinn | Director | Acquired A | 55,622 | $0.00 | $0 | 98,961 | Direct |
| 01 Sep, 2026 | Melvin L Keating | Director | Acquired A | 55,622 | $0.00 | $0 | 103,079 | Direct |
| 26 Aug, 2026 | Jacome Friscione Alberto Perez | Director | Acquired A | 7,000 | $0.00 | $0 | 23,394 | Direct |
| 26 Aug, 2026 | Brian J Quinn | Director | Acquired A | 7,000 | $0.00 | $0 | 43,339 | Direct |
| 26 Aug, 2026 | Melvin L Keating | Director | Acquired A | 7,000 | $0.00 | $0 | 47,457 | Direct |
| 08 Jul, 2026 | Allen C Harper | Interim Ceo | Acquired A | 107,399 | $0.00 | $0 | 124,519 | Direct |
| 01 May, 2026 | Heritage Railways, Inc. American | TenPercentOwner | Disposed S | 35,900 | $2.45 | $87.96K | 910,000 | Direct |
| 01 May, 2026 | Allen C Harper | TenPercentOwner | Disposed S | 35,900 | $2.45 | $87.96K | 910,000 | Indirect |
| 04 May, 2026 | Heritage Railways, Inc. American | TenPercentOwner | Disposed S | 50,000 | $2.45 | $122.50K | 860,000 | Direct |
| 04 May, 2026 | Allen C Harper | TenPercentOwner | Disposed S | 50,000 | $2.45 | $122.50K | 860,000 | Indirect |
| 19 Feb, 2026 | Heritage Railways, Inc. American | TenPercentOwner | Disposed S | 2,000 | $2.62 | $5.24K | 998,000 | Direct |
| 19 Feb, 2026 | Allen C Harper | TenPercentOwner | Disposed S | 2,000 | $2.62 | $5.24K | 998,000 | Indirect |