Rocket Pharmaceuticals RCKT Insider Ownership

NASDAQ RCKT
$2.31 +0.11 (+5.00%)
At close: Oct 22, 2026 · 4:00 PM EDT

Insider Holdings by Owner

41.86Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
20.71%
▼-14.33% pp QoQ
Shares Held by Insiders
23.37Mn
filed for Sep 2026
▼-40.90% QoQ
Shares Outstanding
112.84Mn
112,844,880 shares
Direct Holdings
4.52Mn
Indirect: 18.85Mn
Net Shares Traded (QoQ)
-16.18Mn
net selling in Sep 2026
Insiders Holding Shares
21
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Over the trailing 12 months, RCKT insiders bought $34,400 worth of shares (10K shares) and sold $864,004 worth (258.04K shares) in open-market trades.

Form 4 Holdings

Insiders Holding RCKT

Insiders 21
Shares held 41.86Mn
Of outstanding 37.10%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Investments, Lp Rtw Director, TenPercentOwner, Other 0 36,846,062 36,846,062 88.0% 23 Sep, 2025
2 Gaurav Shah Ceo 1,056,594 0 1,056,594 2.5% 20 Aug, 2026
3 Martin Wilson General Counsel 598,489 0 598,489 1.4% 15 Sep, 2026
4 Christopher James Stevens Chief Operating Officer 505,784 0 505,784 1.2% 13 Aug, 2026
5 Kinnari Patel Chief Operating Officer 441,927 0 441,927 1.1% 22 May, 2025
6 Gotham Makker Director 0 415,346 415,346 1.0% 18 Jul, 2025
7 Syed Ali-Aamir Rizvi Chief Medical Officer 407,874 0 407,874 1.0% 13 Feb, 2026
8 Jonathan David Schwartz Chief Medical Officer 299,064 0 299,064 0.7% 20 Nov, 2025
9 Sarbani Chaudhuri Officer 262,809 0 262,809 0.6% 13 Aug, 2026
10 David P Southwell President And Ceo 204,522 0 204,522 0.5% 05 Aug, 2026
11 Mark Andrew White Chief Medical Officer 145,802 0 145,802 0.3% 04 Nov, 2024
12 Aaron Ondrey Chief Financial Officer 128,173 0 128,173 0.3% 08 Jul, 2025
13 John Militello Officer 89,780 0 89,780 0.2% 21 May, 2026
14 Peter Fong Director 76,195 0 76,195 0.2% 06 Jul, 2026
15 Roderick Wong Director, TenPercentOwner 75,499 0 75,499 0.2% 06 Jul, 2026
16 Mikael Dolsten Director 67,082 0 67,082 0.2% 06 Jul, 2026
17 Pedro P Granadillo Director 54,734 0 54,734 0.1% 18 Jul, 2025
18 Carsten Boess Director 52,862 0 52,862 0.1% 06 Jul, 2026
19 Fady Ibraham Malik Director 52,862 0 52,862 0.1% 06 Jul, 2026
20 Elisabeth Bjork Director 50,000 0 50,000 0.1% 06 Jan, 2026
21 Piratip Pratumsuwan Director 30,000 0 30,000 0.1% 18 Jul, 2025

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

603 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
11 Sep, 2026 Martin Wilson General Counsel Disposed S 75,364 $3.40 $256.46K 598,489 Direct
18 Aug, 2026 Martin Wilson General Counsel Disposed S 631 $3.38 $2.13K 673,853 Direct
18 Aug, 2026 Gaurav Shah Ceo Disposed S 2,293 $3.38 $7.75K 1,056,594 Direct
13 Aug, 2026 Gaurav Shah Ceo Disposed S 2,837 $3.38 $9.59K 1,058,887 Direct
13 Aug, 2026 Martin Wilson General Counsel Disposed S 3,493 $3.38 $11.81K 674,484 Direct
11 Aug, 2026 Christopher James Stevens Chief Operating Officer Disposed S 36,658 $3.50 $128.27K 505,784 Direct
11 Aug, 2026 Sarbani Chaudhuri Officer Disposed S 4,701 $3.50 $16.45K 262,809 Direct
03 Aug, 2026 David P Southwell Director Acquired J 150,000 $0.00 $0 204,522 Direct
03 Aug, 2026 Christopher James Stevens Chief Operating Officer Acquired A 73,313 $0.00 $0 542,442 Direct
03 Aug, 2026 Christopher James Stevens Chief Operating Officer Acquired A 101,428 $0.00 $0 101,428 Direct
18 Jun, 2026 Carsten Boess Director Acquired A 22,862 $0.00 $0 52,862 Direct
18 Jun, 2026 David P Southwell Director Acquired A 22,862 $0.00 $0 54,522 Direct
18 Jun, 2026 Peter Fong Director Acquired A 22,862 $0.00 $0 76,195 Direct
18 Jun, 2026 Fady Ibraham Malik Director Acquired A 22,862 $0.00 $0 52,862 Direct
18 Jun, 2026 Mikael Dolsten Director Acquired A 22,862 $0.00 $0 67,082 Direct
18 Jun, 2026 Roderick Wong Director, TenPercentOwner Acquired A 27,832 $0.00 $0 75,499 Direct
18 Jun, 2026 Carsten Boess Director Acquired A 64,860 $0.00 $0 64,860 Direct
18 Jun, 2026 Peter Fong Director Acquired A 64,860 $0.00 $0 64,860 Direct
18 Jun, 2026 Fady Ibraham Malik Director Acquired A 64,860 $0.00 $0 64,860 Direct
18 Jun, 2026 Mikael Dolsten Director Acquired A 64,860 $0.00 $0 64,860 Direct