Rand Capital RAND Insider Ownership

NASDAQ RAND
$11.15 +0.74 (+7.70%)
As of: Sep 9, 2026 · 10:56 AM EDT

Insider Holdings by Owner

1.77Mn Shares

Insider Ownership Statistics

as of 31 Dec, 2022
Insider Ownership
0.744%
■0% pp QoQ
Shares Held by Insiders
19.19K
filed for Dec 2022
■0.00% QoQ
Shares Outstanding
2.97Mn
2,969,814 shares
Direct Holdings
19.19K
Indirect: 0
Net Shares Traded (QoQ)
0
no net change in Dec 2022
Insiders Holding Shares
7
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 31 Dec, 2022

As of September 09, 2026, the three largest insider holders of RAND are Asset Management, Llc East (TenPercentOwner, 1.66Mn shares), Adam Samuel Gusky (Director, 33.55K shares), Benjamin E Godley (Director, 25.00K shares).

Form 4 Holdings

Insiders Holding RAND

Insiders 7
Shares held 1.77Mn
Of outstanding 59.47%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Asset Management, Llc East TenPercentOwner 1,658,212 0 1,658,212 93.9% 13 Dec, 2021
2 Adam Samuel Gusky Director 0 33,546 33,546 1.9% 16 Sep, 2025
3 Benjamin E Godley Director 25,000 0 25,000 1.4% 13 Mar, 2024
4 Robert M Zak Director 20,409 0 20,409 1.2% 11 May, 2023
5 Daniel P Penberthy President And Ceo 16,769 0 16,769 0.9% 16 May, 2023
6 Erland E Kailbourne Director 10,861 0 10,861 0.6% 14 Mar, 2023
7 Cari L Jaroslawsky Director 1,465 0 1,465 0.1% 15 Jun, 2023

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

296 Insider Transactions

Source SEC Form 4
Latest quarter Dec 2022
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
15 Sep, 2025 Adam Samuel Gusky Director Acquired P 100 $14.60 $1.46K 32,616 Indirect
15 Sep, 2025 Adam Samuel Gusky Director Acquired P 100 $14.59 $1.46K 32,716 Indirect
15 Sep, 2025 Adam Samuel Gusky Director Acquired P 25 $14.58 $365 32,741 Indirect
15 Sep, 2025 Adam Samuel Gusky Director Acquired P 10 $14.57 $146 32,751 Indirect
15 Sep, 2025 Adam Samuel Gusky Director Acquired P 10 $14.60 $146 32,761 Indirect
15 Sep, 2025 Adam Samuel Gusky Director Acquired P 100 $14.57 $1.46K 32,861 Indirect
15 Sep, 2025 Adam Samuel Gusky Director Acquired P 100 $14.55 $1.46K 32,961 Indirect
15 Sep, 2025 Adam Samuel Gusky Director Acquired P 25 $14.55 $364 32,986 Indirect
15 Sep, 2025 Adam Samuel Gusky Director Acquired P 10 $14.56 $146 32,996 Indirect
15 Sep, 2025 Adam Samuel Gusky Director Acquired P 100 $15.00 $1.50K 33,096 Indirect
15 Sep, 2025 Adam Samuel Gusky Director Acquired P 250 $15.00 $3.75K 33,346 Indirect
15 Sep, 2025 Adam Samuel Gusky Director Acquired P 200 $15.00 $3.00K 33,546 Indirect
27 May, 2025 Adam Samuel Gusky Director Acquired P 200 $15.75 $3.15K 32,504 Indirect
28 May, 2025 Adam Samuel Gusky Director Acquired P 12 $16.00 $192 32,516 Indirect
20 Nov, 2024 Adam Samuel Gusky Director Acquired P 50 $16.10 $805 27,769 Indirect
20 Nov, 2024 Adam Samuel Gusky Director Acquired P 100 $16.15 $1.61K 27,869 Indirect
20 Nov, 2024 Adam Samuel Gusky Director Acquired P 25 $16.05 $401 27,894 Indirect
21 Nov, 2024 Adam Samuel Gusky Director Acquired P 200 $16.10 $3.22K 28,094 Indirect
12 Mar, 2024 Benjamin E Godley Director Acquired P 1,965 $13.95 $27.41K 25,000 Direct
06 Mar, 2024 Benjamin E Godley Director Acquired P 852 $13.95 $11.89K 22,852 Direct