Rand Capital Corp (RAND) Insider Ownership

Historic Insider Ownership Trends

Rand Capital's top three insider shareholders as of March 23, 2026 are Asset Management, Llc East (TenPercentOwner, 1.66Mn shares), Adam Samuel Gusky (Director, 33.55K shares), Benjamin E Godley (Director, 25.00K shares).

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares (Direct) Shares (Indirect) Report Date
Asset Management, Llc East 1,658,212 0 13 Dec, 2021
Adam Samuel Gusky 0 33,546 16 Sep, 2025
Benjamin E Godley 25,000 0 13 Mar, 2024
Robert M Zak 20,409 0 11 May, 2023
Daniel P Penberthy President And Ceo 16,769 0 16 May, 2023
Erland E Kailbourne 10,861 0 14 Mar, 2023
Cari L Jaroslawsky 1,465 0 15 Jun, 2023

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
15 Sep, 2025 Adam Samuel Gusky Common Stock A 100 $14.60 32,616 I P
15 Sep, 2025 Adam Samuel Gusky Common Stock A 100 $14.59 32,716 I P
15 Sep, 2025 Adam Samuel Gusky Common Stock A 25 $14.58 32,741 I P
15 Sep, 2025 Adam Samuel Gusky Common Stock A 10 $14.57 32,751 I P
15 Sep, 2025 Adam Samuel Gusky Common Stock A 10 $14.60 32,761 I P
15 Sep, 2025 Adam Samuel Gusky Common Stock A 100 $14.57 32,861 I P
15 Sep, 2025 Adam Samuel Gusky Common Stock A 100 $14.55 32,961 I P
15 Sep, 2025 Adam Samuel Gusky Common Stock A 25 $14.55 32,986 I P
15 Sep, 2025 Adam Samuel Gusky Common Stock A 10 $14.56 32,996 I P
15 Sep, 2025 Adam Samuel Gusky Common Stock A 100 $15.00 33,096 I P
15 Sep, 2025 Adam Samuel Gusky Common Stock A 250 $15.00 33,346 I P
15 Sep, 2025 Adam Samuel Gusky Common Stock A 200 $15.00 33,546 I P
27 May, 2025 Adam Samuel Gusky Common Stock A 200 $15.75 32,504 I P
28 May, 2025 Adam Samuel Gusky Common Stock A 12 $16.00 32,516 I P
20 Nov, 2024 Adam Samuel Gusky Common Stock A 50 $16.10 27,769 I P
20 Nov, 2024 Adam Samuel Gusky Common Stock A 100 $16.15 27,869 I P
20 Nov, 2024 Adam Samuel Gusky Common Stock A 25 $16.05 27,894 I P
21 Nov, 2024 Adam Samuel Gusky Common Stock A 200 $16.10 28,094 I P
12 Mar, 2024 Benjamin E Godley Common Stock A 1,965 $13.95 25,000 D P
06 Mar, 2024 Benjamin E Godley Common Stock A 852 $13.95 22,852 D P