Prudential Financial PRU Insider Ownership

NYSE PRU

$114.83 -0.43 (-0.38%)

As of: Oct 21, 2026 · 3:59 PM EDT

Insider Holdings by Owner

1.02Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

0.239%

▼-0.0020% pp QoQ

Shares Held by Insiders

828.07K

filed for Sep 2026

▼-0.82% QoQ

Shares Outstanding

346.40Mn

346,400,000 shares

Direct Holdings

824.18K

Indirect: 3.89K

Net Shares Traded (QoQ)

-6.81K

net selling in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

In the last 12 months, insiders at Prudential Financial made open-market purchases of $168,840 (1.65K shares) and open-market sales of $9.15 million (83.95K shares).

By number of insiders, Prudential Financial saw 3 insiders buy and 4 insiders sell on the open market over the past 12 months.
Among PRU insiders, Jacques Chappuis (Executive Vice President) bought the most stock on the open market in the past 12 months: $100,970 (1K shares), most recently on February 6, 2026.
On the selling side, Charles F. Lowrey (Chairman of the Board) was the top open-market seller of Prudential Financial over the past 12 months, with $5.17 million sold (48.16K shares) and the latest sale on November 10, 2025.
The latest open-market trade on record is a sale of 7.65K shares for $956,577 by Ann M. Kappler (EVP and General Counsel) on August 14, 2026.
Outside the open market, Prudential Financial insiders acquired 340.86K shares through option exercises and conversions, gave up 160.42K shares to cover taxes or exercise prices and gave away 100 shares as gifts over the past 12 months.
According to Business Quant data, insiders at Prudential Financial reported 828.07K shares in total in their latest Form 4 filings, down 0.82% from 834.88K shares at the end of Q2 2026 and up 14.87% from 720.88K shares at the end of Q3 2025.
By type of ownership, PRU insiders hold 99.53% of their shares directly (824.18K shares) and 0.47% indirectly (3.89K shares).
PRU's insider total is spread across 21 insiders who have filed a Form 4 in the past two years.
Prudential Financial's three largest insider shareholders, based on their latest Form 4 filings, are Robert Falzon (EVP and Vice Chairman, 243.06K shares), Charles F. Lowrey (Chairman of the Board, 219.59K shares) and George P. Waldeck Jr. (Executive Vice President, 69.83K shares).
The holding of Robert Falzon makes up 29.35% of all shares held by Prudential Financial insiders.
Institutional investors held 62.91% of Prudential Financial stock at the end of Q2 2026, while the latest Form 4 filings of its insiders account for about 0.24%; other investors, including the public, hold roughly 36.85%.
In the last 12 months, 86 Form 4 filings with transactions in PRU stock came from 21 insiders.
This summary of Prudential Financial insider activity covers Form 4 filings through September 14, 2026.

Form 4 Holdings

Insiders Holding PRU

Insiders 27

Shares held 1.02Mn

Of outstanding 0.293%

#	Insider	Position	Direct	Total	Share of Insiders	Last Filed
1	Robert Falzon	Evp And Vice Chairman	239,477	239,477	23.6%	04 Mar, 2025
2	Charles F Lowrey	Chairman Of The Board	219,275	219,275	21.6%	03 Mar, 2026
3	Scott Sleyster	Executive Vice President	78,433	78,433	7.7%	02 Mar, 2022
4	George P Jr. Waldeck	Executive Vice President	69,833	69,833	6.9%	03 Mar, 2026
5	Caroline Feeney	Executive Vice President	65,125	65,125	6.4%	11 Feb, 2026
6	Lucien Alziari	Executive Vice President	54,007	54,007	5.3%	04 Mar, 2025
7	Andrew F Sullivan	Chief Executive Officer	50,216	50,216	4.9%	03 Mar, 2026
8	Karl J Krapek	Director	38,455	38,455	3.8%	11 May, 2023
9	Douglas A Scovanner	Director	26,290	26,290	2.6%	15 May, 2025
10	Kenneth Tanji	Evp And Cfo	24,067	24,067	2.4%	04 Mar, 2024
11	Yanela Frias	Evp And Cfo	22,794	22,794	2.2%	03 Mar, 2026
12	Stacey Goodman	Executive Vice President	22,027	22,027	2.2%	04 Mar, 2024
13	Timothy L Schmidt	Senior Vice President	20,309	20,309	2.0%	03 Mar, 2026
14	Candace Woods	Senior Vice President	16,504	16,504	1.6%	02 Mar, 2023
15	Ann M Kappler	Evp And General Counsel	14,407	14,407	1.4%	18 Aug, 2026
16	Christine A Poon	Director	11,583	11,583	1.1%	14 May, 2026
17	Nicholas C Silitch	Senior Vice President	11,370	11,370	1.1%	07 Mar, 2022
18	Robert Axel	Svp And Controller	10,545	10,545	1.0%	04 Mar, 2025
19	Robert E Boyle	Senior Vice President	5,972	5,972	0.6%	02 Sep, 2026
20	Jacques Chappuis	Executive Vice President	5,618	5,618	0.6%	04 May, 2026
21	Vicki Walia	Executive Vice President	5,237	5,237	0.5%	03 Mar, 2026
22	Scott Case	Executive Vice President	1,766	1,766	0.2%	03 Mar, 2026
23	Gilbert F Casellas	Director	500	500	0.0%	14 May, 2026
24	Joseph J Wolk	Director	400	400	0.0%	12 Feb, 2026
25	Michael Todman	Director	375	375	0.0%	11 Feb, 2025
26	Thomas D Stoddard	Director	250	250	0.0%	18 Feb, 2026
27	Sibio Carmine Di	Director	200	200	0.0%	24 Feb, 2025

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

5,205 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
10 Sep, 2026	Maryann T. Mannen	Director	Acquired A	21	$118.48	$2.49K	1,798	Direct
10 Sep, 2026	Michael Todman	Director	Acquired A	155	$118.48	$18.36K	13,334	Direct
10 Sep, 2026	Andrew F Sullivan	Chief Executive Officer	Acquired A	143	$118.48	$16.94K	12,559	Direct
10 Sep, 2026	Sandra Pianalto	Director	Acquired A	214	$118.48	$25.35K	18,394	Direct
10 Sep, 2026	Thomas D Stoddard	Director	Acquired A	20	$118.48	$2.37K	1,783	Direct
10 Sep, 2026	Christine A Poon	Director	Acquired A	161	$118.48	$19.08K	13,840	Direct
10 Sep, 2026	Martina Hundmejean	Director	Acquired A	180	$118.48	$21.33K	15,434	Direct
10 Sep, 2026	Wendy Elizabeth Jones	Director	Acquired A	115	$118.48	$13.63K	9,895	Direct
10 Sep, 2026	Sibio Carmine Di	Director	Acquired A	37	$118.48	$4.38K	3,236	Direct
10 Sep, 2026	Joseph J Wolk	Director	Acquired A	21	$118.48	$2.49K	1,826	Direct
10 Sep, 2026	Gilbert F Casellas	Director	Acquired A	513	$118.48	$60.78K	43,957	Direct
10 Sep, 2026	Gilbert F Casellas	Director	Acquired A	21	$118.48	$2.49K	1,798	Direct
10 Sep, 2026	Joseph J Wolk	Director	Acquired A	21	$118.48	$2.49K	1,798	Direct
10 Sep, 2026	Michael Todman	Director	Acquired A	151	$118.48	$17.89K	12,943	Direct
10 Sep, 2026	Christine A Poon	Director	Acquired A	49	$118.48	$5.81K	4,248	Direct
10 Sep, 2026	Sibio Carmine Di	Director	Acquired A	21	$118.48	$2.49K	1,798	Direct
10 Sep, 2026	Sandra Pianalto	Director	Acquired A	84	$118.48	$9.95K	7,227	Direct
10 Sep, 2026	Martina Hundmejean	Director	Acquired A	336	$118.48	$39.81K	28,783	Direct
10 Sep, 2026	Wendy Elizabeth Jones	Director	Acquired A	21	$118.48	$2.49K	1,809	Direct
10 Sep, 2026	Thomas D Stoddard	Director	Acquired A	21	$118.48	$2.49K	1,798	Direct

Showing 1 to 20 of 5,205 transactions