PennantPark Floating Rate Capital PFLT Institutional Ownership

NYSE PFLT

$6.91 0.00 (-0.07%)

As of: Oct 1, 2026 · 1:05 PM EDT

Institutions by Trading Activity

126 Institutions

Increased 62 49.2%

Unchanged 28 22.2%

Reduced 36 28.6%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

22.20%

▲+1.39 pp QoQ

Shares Held by Institutions

22.03Mn

of 99.22Mn outstanding

▲+9.62% QoQ

Shares Outstanding

99.22Mn

77.19Mn held outside 13F filers

Institutional Investors

126

filed 13F for Jun 2026

▼-7 vs prior quarter

Net Shares Added (QoQ)

+1.93Mn

accumulated since last quarter

Value of Holdings

$152.23Mn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Quarter ending 30 Jun, 2026

PennantPark Floating Rate Capital Ltd. (NYSE:PFLT) is held by 126 institutional investors per 13F filings through June 2026.

These investors collectively held 22.2% of PennantPark Floating Rate Capital's outstanding shares in June 2026, up from 20.8% in March 2026.
They increased total shares held in PFLT by 9.62% quarter over quarter, and investors in PennantPark Floating Rate Capital increased 0.8% from a year ago.
Of these 126 holders, 62 added to their stakes in PennantPark Floating Rate Capital, 36 trimmed positions, and 28 made no changes.
Altogether, these fund groups held 22.03Mn shares in PFLT by June 2026, up by 1.93Mn shares quarter on quarter, and up 1.02Mn shares year over year.
Sound Income Strategies, LLC leads ownership in PFLT with 5.22Mn shares as of June 30, 2026, equal to 5.26% of outstanding shares.
The largest buyers of PennantPark Floating Rate Capital for the quarter ending June 2026 were UBS Group AG (1.07Mn), VAN ECK ASSOCIATES CORP (668.39K), Franklin Templeton Inc (584.58K), Sound Income Strategies, LLC (281.81K), Morgan Stanley (175.9K).
The largest sellers of PennantPark Floating Rate Capital for the quarter ending June 2026 were Diameter Capital Partners LP (755.25K), LPL Financial LLC (314.71K), TWO SIGMA INVESTMENTS, LP (273.18K), Qube Research & Technologies Ltd (176.9K), XTX Topco Ltd (89.44K).
According to Business Quant data, leading holders of PFLT for June 2026 are Sound Income Strategies, LLC (5.22Mn), UBS Group AG (3.09Mn), VAN ECK ASSOCIATES CORP (2.47Mn), Invesco Ltd. (1.8Mn), Altshuler Shaham Ltd (1.03Mn), Diameter Capital Partners LP (900.0K), Legal & General Group Plc (810.82K), Morgan Stanley (777.56K), Franklin Templeton Inc (584.58K), Advisors Asset Management, Inc. (377.17K).

Form 13F Holdings

126 Institutional Holders

Report period 30 Jun, 2026

Total shares held 22.03Mn

Of outstanding 22.20%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	Sound Income Strategies, LLC	0001730960	5,222,616	5.26%	▲281,807	+5.70%	$39.07Mn
2	UBS Group AG	0001610520	3,086,895	3.11%	▲1,066,870	+52.81%	$23.09Mn
3	VAN ECK ASSOCIATES CORP	0000869178	2,473,706	2.49%	▲668,394	+37.02%	$18.50Mn
4	Invesco Ltd.	0000914208	1,796,252	1.81%	▼10,858	-0.60%	$13.44Mn
5	Altshuler Shaham Ltd	0001324290	1,029,172	1.04%	0	0.00%	$7.70Mn
6	Diameter Capital Partners LP	0001727012	900,000	0.91%	▼755,246	-45.63%	$6.73Mn
7	Legal & General Group Plc	0000764068	810,824	0.82%	▲45,737	+5.98%	$6.06Mn
8	Morgan Stanley	0000895421	777,564	0.78%	▲175,904	+29.24%	$5.82Mn
9	Franklin Templeton Inc	0000038777	584,585	0.59%	▲584,585	0.00%	$4.37Mn
10	Advisors Asset Management, Inc.	0001297376	377,174	0.38%	▲17,838	+4.96%	$2.82Mn
11	BlackRock, Inc.	0002012383	375,781	0.38%	▼9,240	-2.40%	$2.81Mn
12	GraniteShares Advisors LLC	0001839545	302,342	0.30%	▲39,575	+15.06%	$2.26Mn
13	Independent Advisor Alliance	0001696899	271,050	0.27%	▲133,550	+97.13%	$2.03Mn
14	OSAIC HOLDINGS, INC.	0001677044	245,703	0.25%	▲29,268	+13.52%	$1.84Mn
15	CITADEL ADVISORS LLC	0001423053	173,041	0.17%	▲173,041	0.00%	$1.29Mn
16	Muzinich & Co., Inc.	0001618824	172,096	0.17%	▲192	+0.11%	$1.29Mn
17	NewEdge Wealth, LLC	0001861796	168,559	0.17%	▼9,123	-5.13%	$1.26Mn
18	Bank Of America Corp /De/	0000070858	164,131	0.17%	▲109,075	+198.12%	$1.23Mn
19	MILLENNIUM MANAGEMENT LLC	0001273087	156,573	0.16%	▼4,421	-2.75%	$1.17Mn
20	Sumitomo Mitsui Trust Group, Inc.	0001475365	147,213	0.15%	0	0.00%	$1.10Mn

Showing 1 to 20 of 126 holders