PennantPark Floating Rate Capital PFLT Insider Ownership

NYSE PFLT
$7.10 -0.05 (-0.70%)
As of: Sep 10, 2026 · 2:08 PM EDT

Insider Holdings by Owner

381.48K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
—
share count not reported for this filer set
Shares Held by Insiders
348.08K
filed for Sep 2026
■0.00% QoQ
Shares Outstanding
—
not reported
Direct Holdings
348.08K
Indirect: 0
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
3
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

As of September 09, 2026, PennantPark Floating Rate Capital's top three insider holders are Jose A Briones (Director, 348.08K shares), Richard T Jr Allorto (Cfo And Treasurer, 25.00K shares), Jeffrey Flug (Director, 8.40K shares).

Form 4 Holdings

Insiders Holding PFLT

Insiders 3
Shares held 381.48K
Of outstanding —
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Jose A Briones Director 348,083 0 348,083 91.2% 12 May, 2026
2 Richard T Jr Allorto Cfo And Treasurer 25,000 0 25,000 6.6% 12 Mar, 2026
3 Jeffrey Flug Director 0 8,400 8,400 2.2% 18 Feb, 2022

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

101 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
12 May, 2026 Jose A Briones Director Acquired P 5,770 $8.67 $50.02K 348,083 Direct
11 Mar, 2026 Richard T Jr Allorto Cfo And Treasurer Acquired P 15,000 $8.15 $122.25K 25,000 Direct
19 Feb, 2026 Jose A Briones Director Acquired P 5,895 $8.48 $49.99K 342,313 Direct
01 Dec, 2025 Jose A Briones Director Acquired P 5,500 $9.10 $50.04K 336,418 Direct
21 May, 2025 Jose A Briones Director Acquired P 1,480 $10.13 $15.00K 330,918 Direct
14 May, 2025 Jose A Briones Director Acquired P 9,840 $10.16 $99.93K 329,438 Direct
05 Jun, 2024 Jose A Briones Director Acquired P 1,745 $11.40 $19.89K 319,598 Direct
28 May, 2024 Jose A Briones Director Acquired P 885 $11.33 $10.03K 317,738 Direct
30 May, 2024 Richard T Jr Allorto Cfo And Treasurer Acquired P 10,000 $11.30 $113.00K 10,000 Direct
13 May, 2024 Jose A Briones Director Acquired P 1,740 $11.48 $19.97K 316,853 Direct
17 Feb, 2022 Jeffrey Flug Director Disposed J 4,000 $0.00 $0 8,400 Indirect
17 Dec, 2020 Samuel L Katz Director Disposed S 8,929 $10.54 $94.08K 35,118 Direct
18 Dec, 2020 Samuel L Katz Director Disposed S 8,618 $10.41 $89.75K 26,500 Direct
15 Dec, 2020 Samuel L Katz Director Disposed S 17,700 $10.87 $192.32K 51,500 Direct
16 Dec, 2020 Samuel L Katz Director Disposed S 7,453 $10.65 $79.40K 44,047 Direct
11 Dec, 2020 Samuel L Katz Director Disposed S 6,563 $10.84 $71.14K 79,937 Direct
14 Dec, 2020 Samuel L Katz Director Disposed S 10,737 $10.85 $116.51K 69,200 Direct
03 Dec, 2020 Samuel L Katz Director Disposed J 120,300 $10.91 $1.31Mn 86,500 Direct
03 Dec, 2020 Samuel L Katz Director Acquired J 120,300 $10.91 $1.31Mn 120,600 Indirect
10 Jun, 2020 Samuel L Katz Director Acquired P 15,000 $8.83 $132.45K 206,800 Direct