PennantPark Floating Rate Capital Ltd. (PFLT) Insider Ownership

Historic Insider Ownership Trends

Data spanning the past 90 days through February 07, 2026 reveals that PennantPark Floating Rate Capital's three principal insider shareholders consist of Director Jose A Briones (336.42K shares), Cfo And Treasurer Richard T Jr Allorto (10.00K shares), Director Jeffrey Flug (8.40K shares).

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares Report Date
Jose A Briones 336,418 03 Dec, 2025
Richard T Jr Allorto Cfo And Treasurer 10,000 03 Jun, 2024
Jeffrey Flug 8,400 18 Feb, 2022

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
01 Dec, 2025 Jose A Briones Common Stock A 5,500 $9.10 336,418 D P
21 May, 2025 Jose A Briones Common Stock A 1,480 $10.13 330,918 D P
14 May, 2025 Jose A Briones Common Stock A 9,840 $10.15 329,438 D P
05 Jun, 2024 Jose A Briones Common Stock A 1,745 $11.40 319,598 D P
30 May, 2024 Richard T Jr Allorto - - 10,000 D
30 May, 2024 Richard T Jr Allorto Common Stock A 10,000 $11.30 10,000 D P
28 May, 2024 Jose A Briones Common Stock A 885 $11.33 317,738 D P
13 May, 2024 Jose A Briones Common Stock A 1,740 $11.48 316,853 D P
17 Feb, 2022 Jeffrey Flug - - 8,400 I
17 Feb, 2022 Jeffrey Flug Common Stock D 4,000 $0.00 8,400 I J
18 Dec, 2020 Samuel L Katz - - 26,500 D
18 Dec, 2020 Samuel L Katz Common Stock D 8,618 $10.41 26,500 D S
17 Dec, 2020 Samuel L Katz Common Stock D 8,929 $10.54 35,118 D S
16 Dec, 2020 Samuel L Katz Common Stock D 7,453 $10.65 44,047 D S
15 Dec, 2020 Samuel L Katz Common Stock D 17,700 $10.87 51,500 D S
15 Dec, 2020 Samuel L Katz - - 51,500 D
14 Dec, 2020 Samuel L Katz Common Stock D 10,737 $10.85 69,200 D S
11 Dec, 2020 Samuel L Katz Common Stock D 6,563 $10.84 79,937 D S
03 Dec, 2020 Samuel L Katz Common Stock D 120,300 $10.91 86,500 D J
03 Dec, 2020 Samuel L Katz Common Stock A 120,300 $10.91 120,600 I J