Principal Financial's three largest insider shareholders as of September 29, 2026 are Daniel Joseph Houston (Executive Chairman, 271.61K shares), Deanna D Strable-Soethout (Chair, President And Ceo, 173.87K shares), Patrick Gregory Halter (President And Ceo Pam, 140.56K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Daniel Joseph Houston | Executive Chairman | 271,613 | 0 | 271,613 | 14.8% | 01 Jul, 2025 |
| 2 | Deanna D Strable-Soethout | Chair, President And Ceo | 174,460 | 53,584 | 228,044 | 12.4% | 29 Sep, 2026 |
| 3 | Patrick Gregory Halter | President And Ceo Pam | 140,562 | 0 | 140,562 | 7.7% | 01 Apr, 2024 |
| 4 | Amy Christine Friedrich | President Benefits Protect | 109,440 | 0 | 109,440 | 6.0% | 29 Sep, 2026 |
| 5 | Natalie Lamarque | Evp, General Counsel, And Secr | 100,573 | 0 | 100,573 | 5.5% | 01 Jul, 2025 |
| 6 | Miller Jocelyn Carter | Director | 91,979 | 0 | 91,979 | 5.0% | 29 Sep, 2026 |
| 7 | Christopher J Littlefield | President Ris | 77,279 | 0 | 77,279 | 4.2% | 29 Sep, 2026 |
| 8 | Wee Yee Cheong | President Asia Middle East | 67,173 | 0 | 67,173 | 3.7% | 29 Sep, 2026 |
| 9 | Kamal Bhatia | President And Ceo Pam | 65,869 | 0 | 65,869 | 3.6% | 29 Sep, 2026 |
| 10 | Michael T Dan | Director | 54,970 | 0 | 54,970 | 3.0% | 04 Apr, 2023 |
| 11 | Joel Pitz | Evp Cfo | 44,224 | 2,930 | 47,154 | 2.6% | 29 Sep, 2026 |
| 12 | Vivek Agrawal | Evp Chief Growth Officer | 46,762 | 0 | 46,762 | 2.6% | 29 Sep, 2026 |
| 13 | Kathleen B Kay | Evp Chief Information Officer | 44,683 | 0 | 44,683 | 2.4% | 29 Sep, 2026 |
| 14 | Roger C Hochschild | Director | 41,762 | 0 | 41,762 | 2.3% | 29 Sep, 2026 |
| 15 | Kenneth A. Mccullum | Evp Chief Risk Officer | 41,141 | 0 | 41,141 | 2.2% | 29 Sep, 2026 |
| 16 | Roberto Walker | Evp, Principal Latin American | 40,433 | 0 | 40,433 | 2.2% | 05 Jul, 2023 |
| 17 | Blair Pickerell | Director | 40,100 | 0 | 40,100 | 2.2% | 29 Sep, 2026 |
| 18 | Scott Mills | Director | 36,386 | 0 | 36,386 | 2.0% | 29 Sep, 2026 |
| 19 | Sandra L Helton | Director | 35,747 | 0 | 35,747 | 1.9% | 21 Oct, 2022 |
| 20 | Renee V. Schaaf | President Ris | 32,278 | 0 | 32,278 | 1.8% | 17 Aug, 2022 |
| 21 | Diane C Nordin | Director | 31,548 | 0 | 31,548 | 1.7% | 29 Sep, 2026 |
| 22 | Luis E. Valdes | Executive Chairman, Latam | 27,668 | 0 | 27,668 | 1.5% | 22 Dec, 2023 |
| 23 | Jonathan Auerbach | Director | 23,112 | 0 | 23,112 | 1.3% | 29 Sep, 2026 |
| 24 | Timothy W. Brown | Evp, General Counsel And Sec | 22,442 | 0 | 22,442 | 1.2% | 29 Sep, 2026 |
| 25 | George Djurasovic | Interim General Counsel | 21,905 | 0 | 21,905 | 1.2% | 30 Apr, 2026 |
| 26 | Clare Stack Richer | Director | 21,550 | 0 | 21,550 | 1.2% | 29 Sep, 2026 |
| 27 | Mary E. Beams | Director | 17,066 | 0 | 17,066 | 0.9% | 29 Sep, 2026 |
| 28 | Alfredo Rivera | Director | 16,624 | 0 | 16,624 | 0.9% | 29 Sep, 2026 |
| 29 | Claudio Muruzabal | Director | 13,699 | 0 | 13,699 | 0.7% | 29 Sep, 2026 |
| 30 | H Elizabeth Mitchell | Director | 13,278 | 0 | 13,278 | 0.7% | 29 Sep, 2026 |
| 31 | Mark S. Lagomarcino | Svp, General Counsel Secty | 10,818 | 0 | 10,818 | 0.6% | 28 Jun, 2022 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 25 Sep, 2026 | Vivek Agrawal | Evp Chief Growth Officer | Acquired A | 226 | $0.00 | $0 | 46,762 | Direct |
| 25 Sep, 2026 | Amy Christine Friedrich | President Benefits Protect | Acquired A | 577 | $0.00 | $0 | 109,440 | Direct |
| 25 Sep, 2026 | Kathleen B Kay | Evp Chief Information Officer | Acquired A | 383 | $0.00 | $0 | 44,683 | Direct |
| 25 Sep, 2026 | Claudio Muruzabal | Director | Acquired A | 97 | $0.00 | $0 | 13,699 | Direct |
| 25 Sep, 2026 | Scott Mills | Director | Acquired A | 246 | $0.00 | $0 | 36,386 | Direct |
| 25 Sep, 2026 | Blair Pickerell | Director | Acquired A | 273 | $0.00 | $0 | 40,100 | Direct |
| 25 Sep, 2026 | Kamal Bhatia | President And Ceo Pam | Acquired A | 415 | $0.00 | $0 | 65,869 | Direct |
| 25 Sep, 2026 | Roger C Hochschild | Director | Acquired A | 285 | $0.00 | $0 | 41,762 | Direct |
| 25 Sep, 2026 | Jonathan Auerbach | Director | Acquired A | 161 | $0.00 | $0 | 23,112 | Direct |
| 25 Sep, 2026 | Kenneth A. Mccullum | Evp Chief Risk Officer | Acquired A | 71 | $0.00 | $0 | 41,141 | Direct |
| 25 Sep, 2026 | Christopher J Littlefield | President Ris | Acquired A | 538 | $0.00 | $0 | 77,279 | Direct |
| 25 Sep, 2026 | Deanna D Strable-Soethout | Chair, President And Ceo | Acquired A | 593 | $0.00 | $0 | 174,460 | Direct |
| 25 Sep, 2026 | H Elizabeth Mitchell | Director | Acquired A | 78 | $0.00 | $0 | 13,278 | Direct |
| 25 Sep, 2026 | Mary E. Beams | Director | Acquired A | 105 | $0.00 | $0 | 17,066 | Direct |
| 25 Sep, 2026 | Diane C Nordin | Director | Acquired A | 211 | $0.00 | $0 | 31,548 | Direct |
| 25 Sep, 2026 | Alfredo Rivera | Director | Acquired A | 113 | $0.00 | $0 | 16,624 | Direct |
| 25 Sep, 2026 | Wee Yee Cheong | President Asia Middle East | Acquired A | 354 | $0.00 | $0 | 67,173 | Direct |
| 25 Sep, 2026 | Miller Jocelyn Carter | Director | Acquired A | 648 | $0.00 | $0 | 91,979 | Direct |
| 25 Sep, 2026 | Clare Stack Richer | Director | Acquired A | 138 | $0.00 | $0 | 21,550 | Direct |
| 25 Sep, 2026 | Joel Pitz | Evp Cfo | Acquired A | 226 | $0.00 | $0 | 44,224 | Direct |