Principal Financial PFG Institutional Ownership

NASDAQ PFG

$108.44 +0.50 (+0.46%)

At close: Oct 21, 2026 · 4:00 PM EDT

Institutions by Trading Activity

949 Institutions

Increased 502 52.9%

Unchanged 180 19.0%

Reduced 267 28.1%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

78.80%

▲+1.44 pp QoQ

Shares Held by Institutions

170.13Mn

of 215.90Mn outstanding

▲+1.26% QoQ

Shares Outstanding

215.90Mn

45.77Mn held outside 13F filers

Institutional Investors

949

filed 13F for Jun 2026

▲+44 vs prior quarter

Net Shares Added (QoQ)

+2.11Mn

accumulated since last quarter

Value of Holdings

$18.36Bn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Updated Oct 16, 2026

Principal Financial Group Inc (NASDAQ:PFG) was held by 947 institutional investors that filed 13F reports for the quarter ended June 30, 2026.

These investors held 78.80% of outstanding shares in Q2 2026, up from 77.36% the quarter before.
Total shares held in PFG rose 1.25% from Q1 2026; the number of holders rose 17.06% from Q2 2025.
Of these 947 holders, 500 added to their positions, 267 reduced their stakes and 180 left their positions unchanged.
In total, institutional investors held 170.13Mn shares of Principal Financial at the end of Q2 2026, up 2.11Mn from the prior quarter and up 8.16Mn from a year earlier.
BlackRock, Inc. was the top holder of Principal Financial as of June 30, 2026, with 20.01Mn shares, or 9.27% of shares outstanding.
The biggest increases in PFG positions during Q2 2026 came from Charles Schwab Investment Management Inc (+578.13K shares), National Pension Service (+406.43K shares), LPL Financial LLC (+405.62K shares), Federated Hermes, Inc. (+391.47K shares) and Caisse de Depot et Placement du Quebec (+390.64K shares).
Among holders that kept a stake in Principal Financial, the biggest sellers in Q2 2026 were Bank of America Corp (-1.94Mn shares), First Trust Advisors LP (-412.76K shares), BlackRock, Inc. (-307.69K shares), Amundi (-256.45K shares) and Two Sigma Investments, LP (-254.29K shares).
Per Business Quant data, the 10 largest holders of Principal Financial at the end of Q2 2026 were BlackRock, Inc. (20.01Mn shares), Nippon Life Insurance Co (18.14Mn shares), Vanguard Capital Management LLC (13.48Mn shares), Vanguard Portfolio Management LLC (11.27Mn shares), State Street Corp (10.26Mn shares), Bank of America Corp (6.88Mn shares), Charles Schwab Investment Management Inc (6.5Mn shares), Capital World Investors (6.04Mn shares), Geode Capital Management, LLC (5.68Mn shares) and Dimensional Fund Advisors LP (3.92Mn shares).

Form 13F Holdings

949 Institutional Holders

Report period 30 Jun, 2026

Total shares held 170.13Mn

Of outstanding 78.80%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	BlackRock, Inc.	0002012383	20,014,673	9.27%	▼307,685	-1.51%	$2.16Bn
2	NIPPON LIFE INSURANCE CO	0000905591	18,137,000	8.40%	0	0.00%	$1.95Mn
3	VANGUARD CAPITAL MANAGEMENT LLC	0002100119	13,479,468	6.24%	▲5,260	+0.04%	$1.45Bn
4	VANGUARD PORTFOLIO MANAGEMENT LLC	0002100121	11,266,018	5.22%	▲1,184	+0.01%	$1.21Bn
5	State Street Corp	0000093751	10,264,856	4.75%	▲85,014	+0.84%	$1.11Bn
6	Bank Of America Corp /De/	0000070858	6,884,023	3.19%	▼1,935,429	-21.95%	$741.96Mn
7	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0000884546	6,502,068	3.01%	▲578,132	+9.76%	$700.79Mn
8	Capital World Investors	0001422849	6,040,005	2.80%	▲13,124	+0.22%	$650.99Mn
9	GEODE CAPITAL MANAGEMENT, LLC	0001214717	5,681,672	2.63%	▲21,005	+0.37%	$609.99Mn
10	DIMENSIONAL FUND ADVISORS LP	0000354204	3,923,279	1.82%	▲36,770	+0.95%	$422.87Mn
11	Invesco Ltd.	0000914208	3,771,641	1.75%	▲229,659	+6.48%	$406.51Mn
12	Northern Trust Corp	0000073124	3,249,703	1.51%	▼84,003	-2.52%	$350.25Mn
13	Morgan Stanley	0000895421	2,988,144	1.38%	▼18,143	-0.60%	$322.06Mn
14	Goldman Sachs Group Inc	0000886982	2,500,019	1.16%	▼254,258	-9.23%	$269.45Mn
15	AQR CAPITAL MANAGEMENT LLC	0001167557	2,315,065	1.07%	▼141,668	-5.77%	$249.52Mn
16	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	0000861177	2,216,125	1.03%	▲244,550	+12.40%	$238.85Mn
17	NORGES BANK	0001374170	2,014,675	0.93%	▲2,014,675	0.00%	$217.14Mn
18	Legal & General Group Plc	0000764068	1,529,483	0.71%	▼165,113	-9.74%	$164.85Mn
19	Jpmorgan Chase & Co	0000019617	1,472,797	0.68%	▲283,204	+23.81%	$159.81Mn
20	UBS Group AG	0001610520	1,296,073	0.60%	▲129,343	+11.09%	$139.69Mn

Showing 1 to 20 of 949 holders