Penumbra PEN Insider Ownership

NYSE PEN

$323.70 -0.64 (-0.20%)

As of: Oct 21, 2026 · 3:59 PM EDT

Insider Holdings by Owner

867.87K Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

3.36%

▲+0.0048% pp QoQ

Shares Held by Insiders

1.32Mn

filed for Sep 2026

▲+0.14% QoQ

Shares Outstanding

39.39Mn

39,389,422 shares

Direct Holdings

368.66K

Indirect: 954.51K

Net Shares Traded (QoQ)

+1.90K

net buying in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 16, 2026

In the last 12 months, insiders at Penumbra made open-market sales of $11.08 million (36.49K shares) and bought no shares on the open market.

By number of insiders, Penumbra saw 5 insiders sell on the open market over the past 12 months and none buy.
Arani Bose (Director) was the top open-market seller of Penumbra over the past 12 months, with $9.06 million sold (30K shares) and the latest sale on December 11, 2025.
The latest open-market trade on record is a sale of 100 shares for $32,822 by Harpreet Grewal (Director) on April 2, 2026.
Apart from open-market trades, PEN insiders received 17.09K shares in stock awards, gave up 8.65K shares to cover taxes or exercise prices and gave away 78.8K shares as gifts in the past 12 months.
Business Quant data shows Penumbra insiders holding 1.32Mn shares in total in their latest Form 4 filings, up 0.14% from 1.32Mn shares at the end of Q2 2026.
Direct holdings account for 368.66K shares (27.86%) of PEN's insider total, and indirect holdings through trusts, partnerships and family members for 954.51K shares (72.14%).
PEN's insider total is spread across 12 insiders who have filed a Form 4 in the past two years.
Penumbra's top three insider holders by shares held are Adam Elsesser (CEO, 865.5K shares), Arani Bose (Director, 259.61K shares) and Johanna Roberts (EVP, General Counsel & Secretary, 67.3K shares).
Of the shares held by PEN insiders, 65.41% belong to Adam Elsesser.
Institutions accounted for 86.64% of PEN's outstanding shares in Q2 2026, insiders about 3.36% per their latest Form 4 filings, and other investors, including the public, about 10.00%.
Over the trailing 12 months, 11 insiders reported transactions in PEN stock across 39 Form 4 filings.
The insider holdings and trades above for Penumbra reflect Form 4 filings through September 17, 2026.

Form 4 Holdings

Insiders Holding PEN

Insiders 12

Shares held 867.87K

Of outstanding 2.20%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Adam Elsesser	Ceo	0	683,042	683,042	78.7%	21 May, 2026
2	Johanna Roberts	Evp, Gen. Counsel Secretary	67,298	0	67,298	7.8%	17 Mar, 2026
3	Lambert Shiu	Chief Accounting Officer	39,323	0	39,323	4.5%	17 Mar, 2026
4	Shruthi Narayan	President	31,283	0	31,283	3.6%	16 Oct, 2026
5	Maggie Yuen	Chief Financial Officer	18,167	0	18,167	2.1%	17 Mar, 2026
6	Harpreet Grewal	Director	8,719	0	8,719	1.0%	06 Apr, 2026
7	Janet Leeds	Director	6,639	0	6,639	0.8%	18 Feb, 2026
8	Bridget O'Rourke	Director	5,962	0	5,962	0.7%	18 Feb, 2026
9	Surbhi Sarna	Director	4,293	0	4,293	0.5%	18 Feb, 2026
10	Don W. Kassing	Director	1,409	0	1,409	0.2%	19 Feb, 2025
11	Arani Bose	Chief Innovator	1,147	0	1,147	0.1%	18 Feb, 2026
12	Thomas Wilder	Director	589	0	589	0.1%	18 Feb, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

2,106 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
15 Oct, 2026	Shruthi Narayan	President	Disposed F	1,367	$321.20	$439.08K	31,283	Direct
15 Sep, 2026	Shruthi Narayan	President	Disposed F	1,230	$318.43	$391.67K	32,650	Direct
17 Aug, 2026	Shruthi Narayan	President	Acquired A	3,060	$0.00	$0	33,880	Direct
19 May, 2026	Adam Elsesser	Ceo	Disposed G	77,000	$0.00	$0	683,042	Indirect
02 Apr, 2026	Harpreet Grewal	Director	Disposed S	100	$328.22	$32.82K	8,719	Direct
15 Mar, 2026	Johanna Roberts	Evp, Gen. Counsel Secretary	Disposed F	186	$336.18	$62.53K	67,298	Direct
15 Mar, 2026	Maggie Yuen	Chief Financial Officer	Disposed F	186	$336.18	$62.53K	18,167	Direct
15 Mar, 2026	Lambert Shiu	Chief Accounting Officer	Disposed F	150	$336.18	$50.43K	39,323	Direct
15 Mar, 2026	Shruthi Narayan	President	Disposed F	117	$336.18	$39.33K	30,755	Direct
02 Mar, 2026	Maggie Yuen	Chief Financial Officer	Disposed S	2,432	$342.30	$832.47K	18,353	Direct
13 Feb, 2026	Surbhi Sarna	Director	Acquired A	589	$0.00	$0	4,293	Direct
13 Feb, 2026	Thomas Wilder	Director	Acquired A	589	$0.00	$0	589	Direct
13 Feb, 2026	Lambert Shiu	Chief Accounting Officer	Acquired A	2,300	$0.00	$0	37,585	Direct
13 Feb, 2026	Harpreet Grewal	Director	Acquired A	589	$0.00	$0	8,819	Direct
13 Feb, 2026	Maggie Yuen	Chief Financial Officer	Acquired A	2,630	$0.00	$0	18,636	Direct
13 Feb, 2026	Shruthi Narayan	President	Acquired A	2,630	$0.00	$0	28,947	Direct
13 Feb, 2026	Janet Leeds	Director	Acquired A	589	$0.00	$0	6,639	Direct
13 Feb, 2026	Bridget O'Rourke	Director	Acquired A	589	$0.00	$0	5,962	Direct
13 Feb, 2026	Arani Bose	Director	Acquired A	589	$0.00	$0	1,147	Direct
13 Feb, 2026	Johanna Roberts	Evp, Gen. Counsel Secretary	Acquired A	2,630	$0.00	$0	65,336	Direct

Showing 1 to 20 of 2,106 transactions