Pathfinder Bancorp's top three insider shareholders as of September 29, 2026 are Adam C. Gagas (Director, 166.42K shares), James A. Dowd (President And Ceo, 71.52K shares), Lloyd Stemple (Director, 69.07K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Lloyd Stemple | Director | 69,070 | 0 | 69,070 | 11.8% | 12 Nov, 2021 |
| 2 | Ronald Tascarella | Retired Executive Vice Pres. | 47,203 | 0 | 47,203 | 8.1% | 03 Mar, 2025 |
| 3 | John Funiciello | Director | 40,537 | 0 | 40,537 | 6.9% | 05 May, 2023 |
| 4 | Daniel R Phillips | Senior Vice President | 38,270 | 0 | 38,270 | 6.5% | 21 Nov, 2024 |
| 5 | Walter Rusnak | Senior Vice President, Cfo | 0 | 36,000 | 36,000 | 6.2% | 12 Mar, 2024 |
| 6 | Adam C. Gagas | Director | 35,588 | 0 | 35,588 | 6.1% | 13 Mar, 2026 |
| 7 | Thomas W Schneider | President And Ceo | 32,373 | 0 | 32,373 | 5.5% | 01 Dec, 2021 |
| 8 | Chris R Burritt | Director | 31,691 | 0 | 31,691 | 5.4% | 05 May, 2023 |
| 9 | John F. Iii Sharkey | Director | 31,538 | 0 | 31,538 | 5.4% | 16 Nov, 2021 |
| 10 | William D O'Brien | Senior Vice President | 31,420 | 0 | 31,420 | 5.4% | 06 May, 2026 |
| 11 | William A Barclay | Director | 28,774 | 0 | 28,774 | 4.9% | 21 Nov, 2025 |
| 12 | Justin K. Bigham | Senior Vice President, Cfo | 24,000 | 0 | 24,000 | 4.1% | 04 Feb, 2025 |
| 13 | David A. Ayoub | Director | 20,798 | 0 | 20,798 | 3.6% | 13 Mar, 2026 |
| 14 | James A. Dowd | President And Ceo | 0 | 19,452 | 19,452 | 3.3% | 04 Jun, 2026 |
| 15 | Robert G. Jr. Butkowski | Senior Vice President | 19,436 | 0 | 19,436 | 3.3% | 05 Feb, 2026 |
| 16 | Ronald G. Tascarella | Senior Vice President | 16,771 | 0 | 16,771 | 2.9% | 02 Mar, 2026 |
| 17 | Joseph F Serbun | Senior Vice President | 16,000 | 0 | 16,000 | 2.7% | 04 Feb, 2025 |
| 18 | George P Joyce | Director | 0 | 13,731 | 13,731 | 2.3% | 07 Dec, 2023 |
| 19 | Joseph Paul Mcmanus | Senior Vice President | 11,000 | 0 | 11,000 | 1.9% | 04 Feb, 2025 |
| 20 | Joseph Polniak | Fvp, General Counsel | 9,000 | 0 | 9,000 | 1.5% | 16 Jun, 2026 |
| 21 | Eric Allyn | Director | 0 | 6,124 | 6,124 | 1.0% | 09 Dec, 2024 |
| 22 | Melanie Littlejohn | Director | 4,389 | 0 | 4,389 | 0.8% | 06 May, 2026 |
| 23 | Meghan Crawford-Hamlin | Director | 1,000 | 0 | 1,000 | 0.2% | 12 Mar, 2024 |
| 24 | Calvin Corriders | First Vice President | 666 | 0 | 666 | 0.1% | 17 Aug, 2023 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 15 Jun, 2026 | Joseph Polniak | Fvp, General Counsel | Acquired P | 1,000 | $15.88 | $15.88K | 9,000 | Direct |
| 02 Jun, 2026 | James A. Dowd | President And Ceo | Acquired P | 1,400 | $13.69 | $19.16K | 19,452 | Indirect |
| 04 May, 2026 | Melanie Littlejohn | Director | Acquired M | 8,787 | $11.35 | $99.73K | 12,302 | Direct |
| 04 May, 2026 | Melanie Littlejohn | Director | Disposed M | 7,913 | $13.48 | $106.67K | 4,389 | Direct |
| 04 May, 2026 | James A. Dowd | President And Ceo | Acquired M | 2,816 | $11.35 | $31.96K | 71,520 | Direct |
| 04 May, 2026 | William D O'Brien | Senior Vice President | Acquired M | 7,908 | $11.35 | $89.76K | 31,420 | Direct |
| 04 May, 2026 | Melanie Littlejohn | Director | Disposed M | 8,787 | $0.00 | $0 | 0 | Direct |
| 04 May, 2026 | James A. Dowd | President And Ceo | Disposed M | 2,816 | $0.00 | $0 | 0 | Direct |
| 04 May, 2026 | William D O'Brien | Senior Vice President | Disposed M | 7,908 | $0.00 | $0 | 0 | Direct |
| 31 Mar, 2026 | Joseph Polniak | Fvp, General Counsel | Acquired A | 8,000 | $0.00 | $0 | 8,000 | Direct |
| 12 Mar, 2026 | David A. Ayoub | Director | Acquired M | 8,787 | $11.35 | $99.73K | 20,798 | Direct |
| 13 Mar, 2026 | James A. Dowd | President And Ceo | Acquired M | 6,000 | $11.35 | $68.10K | 68,704 | Direct |
| 13 Mar, 2026 | Adam C. Gagas | Director | Acquired M | 8,787 | $11.35 | $99.73K | 35,588 | Direct |
| 13 Mar, 2026 | Adam C. Gagas | Director | Disposed M | 8,787 | $0.00 | $0 | 0 | Direct |
| 13 Mar, 2026 | James A. Dowd | President And Ceo | Disposed M | 6,000 | $0.00 | $0 | 2,816 | Direct |
| 12 Mar, 2026 | David A. Ayoub | Director | Disposed M | 8,787 | $0.00 | $0 | 0 | Direct |
| 05 Mar, 2026 | William D O'Brien | Senior Vice President | Acquired M | 3,647 | $10.81 | $39.42K | 23,512 | Direct |
| 05 Mar, 2026 | William D O'Brien | Senior Vice President | Disposed M | 3,647 | $0.00 | $0 | 0 | Direct |
| 03 Mar, 2026 | Adam C. Gagas | Director | Disposed G | 1,000 | $0.00 | $0 | 148,664 | Indirect |
| 27 Feb, 2026 | Ronald G. Tascarella | Senior Vice President | Acquired M | 2,109 | $11.35 | $23.94K | 18,636 | Direct |