Hawthorn Bancshares HWBK Insider Ownership

NASDAQ HWBK
$39.53 -0.04 (-0.10%)
At close: Sep 9, 2026 · 4:00 PM EDT

Insider Holdings by Owner

42.16K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
share count not reported for this filer set
Shares Held by Insiders
1.52Mn
filed for Sep 2026
+0.33% QoQ
Shares Outstanding
not reported
Direct Holdings
42.16K
Indirect: 1.47Mn
Net Shares Traded (QoQ)
+4.92K
net buying in Sep 2026
Insiders Holding Shares
14
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest
Average ownership
Peak ownership

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter
Net over range
Buying quarters

Insider Ownership Summary

Quarter ending 30 Sep, 2026

Hawthorn Bancshares's three largest insider shareholders as of September 09, 2026 are Philip D Freeman (Director, 739.42K shares), Jonathan Holtaway (Director, 342.39K shares), Jonathan Holtaway (Director, 342.39K shares).

Form 4 Holdings

Insiders Holding HWBK

Insiders 14
Shares held 42.16K
Of outstanding
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Brent M Giles Chief Executive Officer 20,144 0 20,144 47.8% 04 May, 2026
2 Jason E Schwartz Sr Vp/Chief Credit Officer 7,939 0 7,939 18.8% 01 Mar, 2024
3 Shawna M. Hettinger Director 5,424 0 5,424 12.9% 28 Aug, 2026
4 Christopher Eugene Hafner Sr. Vp/Chief Financial Officer 3,000 0 3,000 7.1% 21 Feb, 2025
5 Gregg A. Bexten President 1,150 0 1,150 2.7% 17 Jun, 2024
6 Jonathan Holtaway Director 500 0 500 1.2% 04 Jun, 2026
7 Douglas Todd Eden Director 500 0 500 1.2% 04 Jun, 2026
8 Jonathan L States Director 500 0 500 1.2% 04 Jun, 2026
9 Kevin L Riley Director 500 0 500 1.2% 04 Jun, 2026
10 James Grant Burcham Director 500 0 500 1.2% 04 Jun, 2026
11 Philip D Freeman Director 500 0 500 1.2% 04 Jun, 2026
12 David T Turner Executive Chairman 500 0 500 1.2% 04 Jun, 2026
13 Frank E. Burkhead Director 500 0 500 1.2% 04 Jun, 2026
14 Gus Seitter Iii Wetzel Director 500 0 500 1.2% 04 Jun, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

669 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
26 Aug, 2026 Shawna M. Hettinger Director Acquired P 645 $38.75 $25.00K 4,769 Direct
27 Aug, 2026 Shawna M. Hettinger Director Acquired P 654 $38.20 $25.00K 5,424 Direct
02 Jun, 2026 Kevin L Riley Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 James Grant Burcham Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Shawna M. Hettinger Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Gus Seitter Iii Wetzel Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 David T Turner Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Philip D Freeman Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Frank E. Burkhead Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Jonathan Holtaway Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Jonathan L States Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Kevin L Riley Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 David T Turner Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Douglas Todd Eden Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Jonathan Holtaway Director Acquired A 500 $0.00 $0 500 Direct
01 May, 2026 Brent M Giles Chief Executive Officer Acquired A 6,849 $0.00 $0 20,144 Direct
01 May, 2025 Brent M Giles Chief Executive Officer Acquired A 8,174 $0.00 $0 27,545 Direct
11 Mar, 2025 Brent M Giles Chief Executive Officer Acquired P 700 $25.84 $18.09K 13,005 Indirect
26 Feb, 2025 Jonathan Holtaway Director Disposed S 568 $32.05 $18.20K 363,271 Indirect
26 Feb, 2025 Jonathan Holtaway Director Disposed S 568 $32.05 $18.20K 363,271 Indirect