Hawthorn Bancshares HWBK Insider Ownership

NASDAQ HWBK
$38.30 -0.24 (-0.62%)
At close: Sep 29, 2026 · 4:00 PM EDT

Insider Holdings by Owner

42.16K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
22.00%
▲+0.071% pp QoQ
Shares Held by Insiders
1.52Mn
filed for Sep 2026
▲+0.33% QoQ
Shares Outstanding
6.90Mn
6,895,811 shares
Direct Holdings
42.16K
Indirect: 1.47Mn
Net Shares Traded (QoQ)
+4.92K
net buying in Sep 2026
Insiders Holding Shares
14
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

Hawthorn Bancshares's top three insider shareholders as of September 29, 2026 are Philip D Freeman (Director, 739.42K shares), Jonathan Holtaway (Director, 342.39K shares), Kevin L Riley (Director, 274.58K shares).

Form 4 Holdings

Insiders Holding HWBK

Insiders 14
Shares held 42.16K
Of outstanding 0.611%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Brent M Giles Chief Executive Officer 20,144 0 20,144 47.8% 04 May, 2026
2 Jason E Schwartz Sr Vp/Chief Credit Officer 7,939 0 7,939 18.8% 01 Mar, 2024
3 Shawna M. Hettinger Director 5,424 0 5,424 12.9% 28 Aug, 2026
4 Christopher Eugene Hafner Sr. Vp/Chief Financial Officer 3,000 0 3,000 7.1% 21 Feb, 2025
5 Gregg A. Bexten President 1,150 0 1,150 2.7% 17 Jun, 2024
6 Jonathan Holtaway Director 500 0 500 1.2% 04 Jun, 2026
7 Douglas Todd Eden Director 500 0 500 1.2% 04 Jun, 2026
8 Jonathan L States Director 500 0 500 1.2% 04 Jun, 2026
9 Kevin L Riley Director 500 0 500 1.2% 04 Jun, 2026
10 James Grant Burcham Director 500 0 500 1.2% 04 Jun, 2026
11 Philip D Freeman Director 500 0 500 1.2% 04 Jun, 2026
12 David T Turner Executive Chairman 500 0 500 1.2% 04 Jun, 2026
13 Frank E. Burkhead Director 500 0 500 1.2% 04 Jun, 2026
14 Gus Seitter Iii Wetzel Director 500 0 500 1.2% 04 Jun, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

238 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
26 Aug, 2026 Shawna M. Hettinger Director Acquired P 645 $38.75 $25.00K 4,769 Direct
27 Aug, 2026 Shawna M. Hettinger Director Acquired P 654 $38.20 $25.00K 5,424 Direct
02 Jun, 2026 Kevin L Riley Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Jonathan L States Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Jonathan Holtaway Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Frank E. Burkhead Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Gus Seitter Iii Wetzel Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 David T Turner Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Douglas Todd Eden Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Shawna M. Hettinger Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 Philip D Freeman Director Acquired A 500 $0.00 $0 500 Direct
02 Jun, 2026 James Grant Burcham Director Acquired A 500 $0.00 $0 500 Direct
01 May, 2026 Brent M Giles Chief Executive Officer Acquired A 6,849 $0.00 $0 20,144 Direct
01 May, 2025 Brent M Giles Chief Executive Officer Acquired A 8,174 $0.00 $0 27,545 Direct
11 Mar, 2025 Brent M Giles Chief Executive Officer Acquired P 700 $25.84 $18.09K 13,005 Indirect
26 Feb, 2025 Jonathan Holtaway Director Disposed S 568 $32.05 $18.20K 363,271 Indirect
27 Feb, 2025 Jonathan Holtaway Director Disposed S 1,158 $31.76 $36.78K 362,113 Indirect
28 Feb, 2025 Jonathan Holtaway Director Disposed S 19,723 $31.04 $612.20K 342,390 Indirect
20 Feb, 2025 Jonathan Holtaway Director Disposed S 1,941 $33.75 $65.51K 364,541 Indirect
21 Feb, 2025 Jonathan Holtaway Director Disposed S 702 $33.62 $23.60K 363,839 Indirect