Hawthorn Bancshares HWBK Institutional Ownership

NASDAQ HWBK

$38.27 -0.44 (-1.14%)

At close: Oct 21, 2026 · 4:00 PM EDT

Institutions by Trading Activity

69 Institutions

Increased 37 53.6%

Unchanged 16 23.2%

Reduced 16 23.2%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

32.09%

▲+1.30 pp QoQ

Shares Held by Institutions

2.21Mn

of 6.90Mn outstanding

▲+4.28% QoQ

Shares Outstanding

6.90Mn

4.69Mn held outside 13F filers

Institutional Investors

filed 13F for Jun 2026

▲+4 vs prior quarter

Net Shares Added (QoQ)

+90.89K

accumulated since last quarter

Value of Holdings

$85.72Mn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Updated Oct 11, 2026

Hawthorn Bancshares, Inc. (NASDAQ:HWBK) counted 69 institutional investors among its 13F-reported shareholders for the quarter ended June 30, 2026.

Collectively, these holders controlled 32.09% of Hawthorn Bancshares' outstanding shares in Q2 2026, up from 30.79% in Q1 2026.
Total shares held in HWBK rose 4.28% from Q1 2026; the number of holders rose 38.00% from Q2 2025.
Looking at the 69 holders of HWBK individually, 37 added to their positions, 16 reduced their stakes and 16 left their positions unchanged.
In total, institutional investors held 2.21Mn shares of Hawthorn Bancshares at the end of Q2 2026, up 90.89K from the prior quarter and up 147.34K from a year earlier.
Ategra Capital Management, LLC was the top holder of Hawthorn Bancshares as of June 30, 2026, with 342.39K shares, or 4.96% of shares outstanding.
Among holders that already owned Hawthorn Bancshares, the biggest buyers in Q2 2026 were BlackRock, Inc. (+24.6K shares), Geode Capital Management, LLC (+12.16K shares), Vanguard Portfolio Management LLC (+5.87K shares), Vanguard Capital Management LLC (+4.53K shares) and Northern Trust Corp (+4.23K shares).
On the other side, among holders that kept a position in Hawthorn Bancshares, the largest reductions in Q2 2026 came from Citadel Advisors LLC (-3.98K shares), Moneta Group Investment Advisors LLC (-3.98K shares), HSBC Holdings PLC (-3.04K shares), Creative Planning (-1.71K shares) and Goldman Sachs Group Inc (-1.59K shares).
Per Business Quant, the top 10 investors in HWBK for the quarter ended June 30, 2026 were Ategra Capital Management, LLC (342.39K shares), BlackRock, Inc. (335.28K shares), Vanguard Capital Management LLC (250.72K shares), FJ Capital Management LLC (190.71K shares), Dimensional Fund Advisors LP (161.62K shares), Geode Capital Management, LLC (148.97K shares), State Street Corp (84.78K shares), Bridgeway Capital Management, LLC (64.81K shares), Northern Trust Corp (48.07K shares) and Pinnacle Holdings, LLC (46.07K shares).

Form 13F Holdings

70 Institutional Holders

Report period 30 Jun, 2026

Total shares held 2.21Mn

Of outstanding 32.09%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	Ategra Capital Management, LLC	0001741369	342,390	4.96%	0	0.00%	$13.46Mn
2	BlackRock, Inc.	0002012383	335,276	4.86%	▲24,604	+7.92%	$13.18Mn
3	VANGUARD CAPITAL MANAGEMENT LLC	0002100119	250,722	3.63%	▲4,534	+1.84%	$9.85Mn
4	FJ Capital Management LLC	0001599170	190,710	2.76%	0	0.00%	$7.49Mn
5	DIMENSIONAL FUND ADVISORS LP	0000354204	161,622	2.34%	▲3,290	+2.08%	$6.35Mn
6	GEODE CAPITAL MANAGEMENT, LLC	0001214717	148,965	2.16%	▲12,163	+8.89%	$5.86Mn
7	State Street Corp	0000093751	84,776	1.23%	▲1,763	+2.12%	$3.35Mn
8	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0001107261	64,813	0.94%	▼373	-0.57%	$2.55Mn
9	Northern Trust Corp	0000073124	48,071	0.70%	▲4,226	+9.64%	$1.89Mn
10	Pinnacle Holdings, LLC	0001411784	46,073	0.67%	▼58	-0.13%	$1.81Mn
11	MONETA GROUP INVESTMENT ADVISORS LLC	0001120927	44,745	0.65%	▼3,980	-8.17%	$1.76Mn
12	VANGUARD PORTFOLIO MANAGEMENT LLC	0002100121	39,180	0.57%	▲5,871	+17.63%	$1.54Mn
13	RBF Capital, LLC	0001134621	39,167	0.57%	0	0.00%	$1.54Mn
14	VANGUARD FIDUCIARY TRUST CO	0000933478	37,750	0.55%	▲1,678	+4.65%	$1.48Mn
15	RENAISSANCE TECHNOLOGIES LLC	0001037389	35,319	0.51%	▲476	+1.37%	$1.39Mn
16	Empowered Funds, LLC	0001592828	32,677	0.47%	▼373	-1.13%	$1.28Mn
17	MERCER GLOBAL ADVISORS INC /ADV	0000853758	32,589	0.47%	▲139	+0.43%	$1.28Mn
18	Goldman Sachs Group Inc	0000886982	23,833	0.35%	▼1,588	-6.25%	$936.64K
19	AMERICAN CENTURY COMPANIES INC	0000748054	20,603	0.30%	0	0.00%	$809.70K
20	KESTRA PRIVATE WEALTH SERVICES, LLC	0001649451	20,319	0.29%	▲20,319	0.00%	$798.54K

Showing 1 to 20 of 70 holders