Hawthorn Bancshares HWBK Institutional Ownership

NASDAQ HWBK

$38.24 +0.22 (+0.58%)

At close: Oct 1, 2026 · 4:00 PM EDT

Institutions by Trading Activity

71 Institutions

Increased 38 53.5%

Unchanged 16 22.5%

Reduced 17 23.9%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

32.35%

▲+1.56 pp QoQ

Shares Held by Institutions

2.23Mn

of 6.90Mn outstanding

▲+5.70% QoQ

Shares Outstanding

6.90Mn

4.67Mn held outside 13F filers

Institutional Investors

filed 13F for Jun 2026

▲+6 vs prior quarter

Net Shares Added (QoQ)

+120.35K

accumulated since last quarter

Value of Holdings

$84.80Mn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Quarter ending 30 Jun, 2026

Hawthorn Bancshares, Inc. (NASDAQ:HWBK) showed up in the 13F filings of 71 institutional investors as of June 2026.

They owned 32.3% of outstanding stock in June 2026, up from 30.8% the prior quarter.
They increased total shares held in HWBK by 5.7% quarter over quarter, and investors in Hawthorn Bancshares increased 39.22% from a year ago.
Among the 71 funds, 38 bought more Hawthorn Bancshares shares, 17 sold down, and 16 held their ground.
Combined, these investors held 2.23Mn shares in HWBK for June 2026, up by 120.35K shares quarter on quarter, and up 163.44K shares year over year.
As of June 30, 2026, the biggest holder of Hawthorn Bancshares is Ategra Capital Management, LLC at 342.39K shares, representing 4.97% of shares outstanding.
Top purchasers of HWBK stock for the quarter ending June 2026 included BlackRock, Inc. (24.6K), KESTRA PRIVATE WEALTH SERVICES, LLC (20.32K), Mariner, LLC (18.68K), Sixth Street Partners Management Company, L.P. (16.1K), GEODE CAPITAL MANAGEMENT, LLC (12.16K).
The largest sales of HWBK for the quarter ending June 2026 came from CITADEL ADVISORS LLC (3.98K), MONETA GROUP INVESTMENT ADVISORS LLC (3.98K), HSBC HOLDINGS PLC (3.04K), Creative Planning (1.71K), Goldman Sachs Group Inc (1.59K).
Per Business Quant data, the top 10 holders of Hawthorn Bancshares for the quarter ending June 2026 are Ategra Capital Management, LLC (342.39K), BlackRock, Inc. (335.28K), VANGUARD CAPITAL MANAGEMENT LLC (250.72K), FJ Capital Management LLC (190.71K), DIMENSIONAL FUND ADVISORS LP (161.62K), GEODE CAPITAL MANAGEMENT, LLC (148.96K), State Street Corp (84.78K), BRIDGEWAY CAPITAL MANAGEMENT, LLC (64.81K), Northern Trust Corp (48.07K), Pinnacle Holdings, LLC (46.07K).

Form 13F Holdings

71 Institutional Holders

Report period 30 Jun, 2026

Total shares held 2.23Mn

Of outstanding 32.35%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	Ategra Capital Management, LLC	0001741369	342,390	4.97%	0	0.00%	$13.46Mn
2	BlackRock, Inc.	0002012383	335,276	4.86%	▲24,604	+7.92%	$13.18Mn
3	VANGUARD CAPITAL MANAGEMENT LLC	0002100119	250,722	3.64%	▲4,534	+1.84%	$9.85Mn
4	FJ Capital Management LLC	0001599170	190,710	2.77%	0	0.00%	$7.49Mn
5	DIMENSIONAL FUND ADVISORS LP	0000354204	161,622	2.34%	▲3,290	+2.08%	$6.35Mn
6	GEODE CAPITAL MANAGEMENT, LLC	0001214717	148,965	2.16%	▲12,163	+8.89%	$5.86Mn
7	State Street Corp	0000093751	84,776	1.23%	▲1,763	+2.12%	$3.35Mn
8	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0001107261	64,813	0.94%	▼373	-0.57%	$2.55Mn
9	Northern Trust Corp	0000073124	48,071	0.70%	▲4,226	+9.64%	$1.89Mn
10	Pinnacle Holdings, LLC	0001411784	46,073	0.67%	▼58	-0.13%	$1.81Mn
11	MONETA GROUP INVESTMENT ADVISORS LLC	0001120927	44,745	0.65%	▼3,980	-8.17%	$1.76Mn
12	VANGUARD PORTFOLIO MANAGEMENT LLC	0002100121	39,180	0.57%	▲5,871	+17.63%	$1.54Mn
13	RBF Capital, LLC	0001134621	39,167	0.57%	▼39,167	-50.00%	$1.54Mn
14	VANGUARD FIDUCIARY TRUST CO	0000933478	37,750	0.55%	▲1,678	+4.65%	$1.48Mn
15	RENAISSANCE TECHNOLOGIES LLC	0001037389	35,319	0.51%	▲476	+1.37%	$1.39Mn
16	Empowered Funds, LLC	0001592828	32,677	0.47%	▼373	-1.13%	$1.28Mn
17	MERCER GLOBAL ADVISORS INC /ADV	0000853758	32,589	0.47%	▲139	+0.43%	$1.28Mn
18	Goldman Sachs Group Inc	0000886982	23,833	0.35%	▼1,588	-6.25%	$936.64K
19	AMERICAN CENTURY COMPANIES INC	0000748054	20,603	0.30%	0	0.00%	$809.70K
20	KESTRA PRIVATE WEALTH SERVICES, LLC	0001649451	20,319	0.29%	▲20,319	0.00%	$798.54K

Showing 1 to 20 of 71 holders