Hawthorn Bancshares, Inc. (HWBK) Institutional Ownership

Ownership Summary

A total of 60 institutions have reported a stake in Hawthorn Bancshares, Inc. (NASDAQ:HWBK) as of September 2025, according to recent 13F filings with the SEC.

• Institutional ownership in Hawthorn Bancshares edged up to 29.9% in September 2025, compared to 29.9% in June 2025.
• Institutional share ownership changed by 1.63% QoQ, while the number of institutional owners saw an increase of 66.67% YoY.
• The latest 13F cycle for Hawthorn Bancshares reveals that of 60 total investors, 28 funds grew their exposure, whereas 16 reduced theirs and 16 made no changes.
• This class of investors increased its holdings in Hawthorn Bancshares to 2.09Mn shares for the 13F-cycle ending September 2025, up by 33.39K shares quarter on quarter, and up 178.00K shares year over year.
• Ategra Capital Management, LLC continues to be the largest institutional holder of Hawthorn Bancshares as of September 30, 2025, with a position of 342.39K shares, representing 4.91% of the company's outstanding stock.
• Among the most significant buyers of Hawthorn Bancshares during September 2025 were BlackRock, Inc. (24.03K), GOLDMAN SACHS GROUP INC (23.63K), CITADEL ADVISORS LLC (11.36K), STATE STREET CORP (9.68K), Creative Planning (6.63K).
• Leading sellers of Hawthorn Bancshares stock in September 2025 included FJ Capital Management LLC (30.45K), MILLENNIUM MANAGEMENT LLC (8.78K), MORGAN STANLEY (6.05K), GEODE CAPITAL MANAGEMENT, LLC (4.33K), ROYAL BANK OF CANADA (3.94K).
• The top 10 institutional holders of Hawthorn Bancshares for the quarter ending September 2025 included Ategra Capital Management, LLC (342.39K), VANGUARD GROUP INC (321.96K), BlackRock, Inc. (273.97K), FJ Capital Management LLC (190.71K), DIMENSIONAL FUND ADVISORS LP (153.19K), GEODE CAPITAL MANAGEMENT, LLC (139.45K), BRIDGEWAY CAPITAL MANAGEMENT, LLC (75.69K), STATE STREET CORP (73.78K), MONETA GROUP INVESTMENT ADVISORS LLC (49.63K), Pinnacle Holdings, LLC (47.76K).