Hercules Capital's top three insider shareholders as of June 06, 2026 are Scott Bluestein (Chief Executive Officer, 2.50Mn shares), Seth H Meyer (Chief Financial Officer, 442.08K shares), Thomas J Fallon (Director, 157.67K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Robert P Badavas | - | 0 | 122,073 | 27 Feb, 2026 |
| Gayle A Crowell | - | 97,589 | 0 | 30 Mar, 2026 |
| Paramjeet K Randhawa | - | 22,486 | 0 | 30 Mar, 2026 |
| Thomas J Fallon | - | 0 | 157,669 | 30 Mar, 2026 |
| Doreen Woo Ho | - | 27,201 | 0 | 02 Aug, 2021 |
| Scott Bluestein | Chief Executive Officer | 2,495,986 | 0 | 13 Apr, 2026 |
| Nikos Theodosopoulos | - | 29,362 | 0 | 30 Mar, 2026 |
| Bradford C. Koenig | - | 6,211 | 27,273 | 21 Nov, 2022 |
| Melanie Grace | General Counsel Cco | 66,106 | 0 | 20 Aug, 2021 |
| Wade Loo | - | 0 | 32,767 | 26 Feb, 2026 |
| Seth H Meyer | Chief Financial Officer | 442,079 | 0 | 13 Apr, 2026 |
| Kiersten Zaza Botelho | Chief Legal Officer Cco | 93,336 | 0 | 27 Feb, 2026 |
| Christian Follmann | Chief Operating Officer | 147,337 | 0 | 13 Apr, 2026 |
| Deanne Aguirre | - | 0 | 18,180 | 20 Jun, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 09 Apr, 2026 | Christian Follmann | Common Stock | D | 1,365 | $14.74 | 148,770 | D | F |
| 09 Apr, 2026 | Kiersten Zaza Botelho | Common Stock | D | 956 | $14.74 | 92,380 | D | F |
| 09 Apr, 2026 | Seth H Meyer | Common Stock | D | 3,458 | $14.74 | 445,090 | D | F |
| 09 Apr, 2026 | Scott Bluestein | Common Stock | D | 10,652 | $14.74 | 2,505,727 | D | F |
| 09 Apr, 2026 | Seth H Meyer | Common Stock | D | 3,011 | $14.74 | 442,079 | D | F |
| 09 Apr, 2026 | Christian Follmann | Common Stock | D | 1,433 | $14.74 | 147,337 | D | F |
| 09 Apr, 2026 | Kiersten Zaza Botelho | Common Stock | D | 1,018 | $14.74 | 91,362 | D | F |
| 09 Apr, 2026 | Scott Bluestein | Common Stock | D | 9,741 | $14.74 | 2,495,986 | D | F |
| 26 Mar, 2026 | Deanne Aguirre | Common Stock | A | 7,317 | $14.35 | 10,749 | D | P |
| 26 Mar, 2026 | Nikos Theodosopoulos | Common Stock | A | 7,317 | $14.35 | 29,362 | D | P |
| 26 Mar, 2026 | Robert P Badavas | Common Stock | A | 3,658 | $14.35 | 5,070 | D | P |
| 26 Mar, 2026 | Thomas J Fallon | Common Stock | A | 7,300 | $14.30 | 157,669 | I | P |
| 26 Mar, 2026 | Paramjeet K Randhawa | Common Stock | A | 2,926 | $14.35 | 22,486 | D | P |
| 26 Mar, 2026 | Wade Loo | Common Stock | A | 7,317 | $14.35 | 14,050 | D | P |
| 26 Mar, 2026 | Wade Loo | Common Stock | A | 7,317 | $14.35 | 14,050 | D | P |
| 26 Mar, 2026 | Paramjeet K Randhawa | Common Stock | A | 2,926 | $14.35 | 22,486 | D | P |
| 26 Mar, 2026 | Gayle A Crowell | Common Stock | A | 7,317 | $14.35 | 97,589 | D | P |
| 26 Mar, 2026 | Nikos Theodosopoulos | Common Stock | A | 7,317 | $14.35 | 29,362 | D | P |
| 26 Mar, 2026 | Wade Loo | Common Stock | A | 7,317 | $14.35 | 14,050 | D | P |
| 26 Mar, 2026 | Nikos Theodosopoulos | Common Stock | A | 7,317 | $14.35 | 29,362 | D | P |