Hercules Capital, Inc. (HTGC) Institutional Ownership

Institutions by Trading Activity

Ownership Statistics

183,641,622Shares Outstanding

852,014Shares held by institutions

$13,274,378Value of institutional holdings

18.71%Institutional ownership %

8.68%Shares Changed QoQ

273No. of institutional investors

Shares Owned by Institutions

Shares Purchased/Sold by Institutions

Ownership Summary

Recent 13F filings as of December 2025 show that 273 institutional investors hold a position in Hercules Capital, Inc. (NYSE:HTGC).

The percentage of Hercules Capital owned by institutions changed from 24.8% in September 2025 to 18.7% in December 2025, marking a slight down trend.
Institutional share ownership changed by 8.68% QoQ, while the number of institutional owners saw a decrease of 17.52% YoY.
Among the 273 institutional holders of Hercules Capital, 141 added to their stakes while 76 trimmed their positions and 56 held steady.
The total number of shares held by institutions in Hercules Capital increased to 34.36Mn as of December 2025, a net change of up by 2.74Mn shares quarter on quarter, and down 3.45Mn shares year over year.
The top institutional stake in Hercules Capital as of December 31, 2025 belongs to VAN ECK ASSOCIATES CORP, which owns 3.46Mn shares, or 1.88% of the company.
Among the most significant buyers of Hercules Capital during December 2025 were JANE STREET GROUP, LLC (400.01K), UBS Group AG (353.09K), Muzinich & Co., Inc. (342.97K), Legal & General Group Plc (209.85K), Cerity Partners LLC (169.37K).
Leading sellers of Hercules Capital stock in December 2025 included MARSHALL WACE, LLP (279.52K), VAN ECK ASSOCIATES CORP (188.91K), JPMORGAN CHASE & CO (99.37K), MORGAN STANLEY (59.45K), HRT FINANCIAL LP (52.62K).
The top 10 institutional holders of Hercules Capital for the quarter ending December 2025 included VAN ECK ASSOCIATES CORP (3.46Mn), Sound Income Strategies, LLC (2.70Mn), LPL Financial LLC (1.82Mn), UBS Group AG (1.67Mn), Legal & General Group Plc (1.38Mn), Muzinich & Co., Inc. (1.34Mn), BlackRock, Inc. (1.33Mn), MORGAN STANLEY (1.11Mn), Sumitomo Mitsui Trust Group, Inc. (1.02Mn), FRANKLIN RESOURCES INC (975.36K).

273 Institutional Holders

852,014 Total Shares Held

Rows:

Download Data

Owner Name	Date	Shares Held	Change (QoQ)	Change (%)	Value (USD)
VAN ECK ASSOCIATES CORP	31 Dec, 2025	3,458,277	-188,907	-5.18%	$65,085.00
Sound Income Strategies, LLC	31 Dec, 2025	2,703,275	-49,592	-1.80%	$51,118,929.00
LPL Financial LLC	31 Dec, 2025	1,823,405	29,292	1.63%	$34,316,485.00
UBS Group AG	31 Dec, 2025	1,671,860	353,092	26.77%	$31,464,406.00
Legal & General Group Plc	31 Dec, 2025	1,382,084	209,854	17.90%	$26,003,911.00
Muzinich & Co., Inc.	31 Dec, 2025	1,335,787	342,967	34.54%	$25,139,511.00
BlackRock, Inc.	31 Dec, 2025	1,333,016	-6,021	-0.45%	$25,087,351.00
MORGAN STANLEY	31 Dec, 2025	1,114,173	-59,453	-5.07%	$20,968,752.00
Sumitomo Mitsui Trust Group, Inc.	31 Dec, 2025	1,018,759	133,813	15.12%	$19,173,044.00
FRANKLIN RESOURCES INC	31 Dec, 2025	975,355	46,726	5.03%	$18,356,181.00
Advisors Capital Management, LLC	31 Dec, 2025	828,258	34,007	4.28%	$15,587,829.00
Melia Wealth LLC	31 Dec, 2025	802,185	-11,355	-1.40%	$15,097,116.00
TECTONIC ADVISORS LLC	31 Dec, 2025	759,746	70,235	10.19%	$14,298,418.00
WELLS FARGO & COMPANY/MN	31 Dec, 2025	740,481	-16,573	-2.19%	$13,935,849.00
STIFEL FINANCIAL CORP	31 Dec, 2025	607,140	40,402	7.13%	$11,426,330.00
Gilman Hill Asset Management, LLC	31 Dec, 2025	580,440	-3,611	-0.62%	$10,923,873.00
JANE STREET GROUP, LLC	31 Dec, 2025	516,337	400,007	343.86%	$9,717,462.00
HRT FINANCIAL LP	31 Dec, 2025	441,316	-52,619	-10.65%	$8,305.00
Border to Coast Pensions Partnership Ltd	31 Dec, 2025	400,000	25,000	6.67%	$7,542.00
JPMORGAN CHASE & CO	31 Dec, 2025	320,215	-99,373	-23.68%	$6,026,447.00

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