Hercules Capital, Inc. (HTGC) Institutional Ownership

Institutions by Trading Activity

Ownership Statistics

183,641,622Shares Outstanding

986,866Shares held by institutions

$15,631,957Value of institutional holdings

26.30%Institutional ownership %

10.48%Shares Changed QoQ

331No. of institutional investors

Shares Owned by Institutions

Shares Purchased/Sold by Institutions

Ownership Summary

According to SEC filings for the period ending December 2025, Hercules Capital, Inc. (NYSE:HTGC) is held by 331 institutional firms.

Institutional ownership in Hercules Capital edged up to 26.3% in December 2025, compared to 26.1% in September 2025.
On a quarter-over-quarter basis, institutional holdings shifted by 10.48%, with a year-over-year no change in the count of filers.
The latest 13F cycle for Hercules Capital reveals that of 331 total investors, 176 funds grew their exposure, whereas 92 reduced theirs and 63 made no changes.
Collectively, institutional investors increased their stake in Hercules Capital to 48.30Mn shares as of December 2025, a change that is up by 4.58Mn shares quarter on quarter and up 10.50Mn shares year over year.
As of December 31, 2025, VAN ECK ASSOCIATES CORP held Hercules Capital's largest shareholding position with over 3.46Mn shares, representing 1.88% of total outstanding shares.
Among the most significant buyers of Hercules Capital during December 2025 were Qube Research & Technologies Ltd (499.25K), Point72 Asset Management, L.P. (482.26K), JANE STREET GROUP, LLC (400.01K), UBS Group AG (353.09K), Muzinich & Co., Inc. (342.97K).
Leading sellers of Hercules Capital stock in December 2025 included CITADEL ADVISORS LLC (432.00K), MARSHALL WACE, LLP (279.52K), CREDIT AGRICOLE S A (201.35K), VAN ECK ASSOCIATES CORP (188.91K), ROYAL BANK OF CANADA (116.79K).
The top 10 institutional holders of Hercules Capital for the quarter ending December 2025 included VAN ECK ASSOCIATES CORP (3.46Mn), Sound Income Strategies, LLC (2.70Mn), TWO SIGMA ADVISERS, LP (1.92Mn), LPL Financial LLC (1.82Mn), UBS Group AG (1.67Mn), TWO SIGMA INVESTMENTS, LP (1.62Mn), Qube Research & Technologies Ltd (1.53Mn), MILLENNIUM MANAGEMENT LLC (1.50Mn), Legal & General Group Plc (1.38Mn), Muzinich & Co., Inc. (1.34Mn).

331 Institutional Holders

986,866 Total Shares Held

Rows:

Download Data

Owner Name	Date	Shares Held	Change (QoQ)	Change (%)	Value (USD)
VAN ECK ASSOCIATES CORP	31 Dec, 2025	3,458,277	-188,907	-5.18%	$65,085.00
Sound Income Strategies, LLC	31 Dec, 2025	2,703,275	-49,592	-1.80%	$51,118,929.00
TWO SIGMA ADVISERS, LP	31 Dec, 2025	1,922,200	-34,200	-1.75%	$36,175,804.00
LPL Financial LLC	31 Dec, 2025	1,823,405	29,292	1.63%	$34,316,485.00
UBS Group AG	31 Dec, 2025	1,671,860	353,092	26.77%	$31,464,406.00
TWO SIGMA INVESTMENTS, LP	31 Dec, 2025	1,616,456	288,440	21.72%	$30,421,702.00
Qube Research & Technologies Ltd	31 Dec, 2025	1,526,526	499,252	48.60%	$28,729,219.00
MILLENNIUM MANAGEMENT LLC	31 Dec, 2025	1,502,576	30,114	2.05%	$28,278,480.00
Legal & General Group Plc	31 Dec, 2025	1,382,084	209,854	17.90%	$26,003,911.00
Muzinich & Co., Inc.	31 Dec, 2025	1,335,787	342,967	34.54%	$25,139,511.00
BlackRock, Inc.	31 Dec, 2025	1,333,016	-6,021	-0.45%	$25,087,351.00
MORGAN STANLEY	31 Dec, 2025	1,114,173	-59,453	-5.07%	$20,968,752.00
Sumitomo Mitsui Trust Group, Inc.	31 Dec, 2025	1,018,759	133,813	15.12%	$19,173,044.00
FRANKLIN RESOURCES INC	31 Dec, 2025	975,355	46,726	5.03%	$18,356,181.00
Advisors Capital Management, LLC	31 Dec, 2025	828,258	34,007	4.28%	$15,587,829.00
D. E. Shaw & Co., Inc.	31 Dec, 2025	825,537	309,175	59.88%	$15,536,607.00
Melia Wealth LLC	31 Dec, 2025	802,185	-11,355	-1.40%	$15,097,116.00
TECTONIC ADVISORS LLC	31 Dec, 2025	759,746	70,235	10.19%	$14,298,418.00
WELLS FARGO & COMPANY/MN	31 Dec, 2025	740,481	-16,573	-2.19%	$13,935,849.00
VOLORIDGE INVESTMENT MANAGEMENT, LLC	31 Dec, 2025	707,651	128,790	22.25%	$13,317,992.00

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