Hercules Capital HTGC Institutional Ownership

NYSE HTGC

$17.59 -0.13 (-0.73%)

As of: Sep 9, 2026 · 3:59 PM EDT

Institutions by Trading Activity

334 Institutions

Increased 166 49.7%

Unchanged 64 19.2%

Reduced 104 31.1%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

29.15%

▼-10.87 pp QoQ

Shares Held by Institutions

54.08Mn

of 185.52Mn outstanding

▼-24.31% QoQ

Shares Outstanding

185.52Mn

131.44Mn held outside 13F filers

Institutional Investors

334

filed 13F for Jun 2026

▼-17 vs prior quarter

Net Shares Added (QoQ)

-17.37Mn

distributed since last quarter

Value of Holdings

$953.96Mn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Quarter ending 30 Jun, 2026

Hercules Capital, Inc. (NYSE:HTGC) appears in 334 institutional 13F filings for the quarter ending June 2026.

Their combined ownership stood at 29.2% of outstanding shares in June 2026, down from 40.0% in March 2026.
They decreased total shares held in Hercules Capital by -24.31% from last quarter, and the number of investors in HTGC increased 2.45% annually.
During the quarter, 166 of these 334 funds increased positions in HTGC, 104 reduced exposure, and 64 held steady.
Combined, these investors held 54.08Mn shares in HTGC for June 2026, down by 17.37Mn shares quarter on quarter, and down 20.22Mn shares year over year.
VAN ECK ASSOCIATES CORP holds the largest position in HTGC at 3.88Mn shares as of June 30, 2026, or 2.09% of shares outstanding.
Leading buyers of Hercules Capital shares for the quarter ending June 2026 were CITADEL ADVISORS LLC (2.12Mn), VAN ECK ASSOCIATES CORP (713.65K), Morgan Stanley (547.87K), Janney Montgomery Scott LLC (329.09K), Sound Income Strategies, LLC (285.46K).
The biggest sellers of Hercules Capital for the quarter ending June 2026 included Quantum Portfolio Management LLC (19.27Mn), Qube Research & Technologies Ltd (1.54Mn), MILLENNIUM MANAGEMENT LLC (920.97K), Trexquant Investment LP (377.64K), Engineers Gate Manager LP (353.56K).
According to Business Quant data, leading holders of HTGC for June 2026 are VAN ECK ASSOCIATES CORP (3.88Mn), Sound Income Strategies, LLC (3.67Mn), CITADEL ADVISORS LLC (2.94Mn), UBS Group AG (2.65Mn), Pandowealth. LLC (2.51Mn), TWO SIGMA INVESTMENTS, LP (2.27Mn), LPL Financial LLC (1.86Mn), Morgan Stanley (1.81Mn), Legal & General Group Plc (1.68Mn), Franklin Resources Inc (1.38Mn).

Form 13F Holdings

334 Institutional Holders

Report period 30 Jun, 2026

Total shares held 54.08Mn

Of outstanding 29.15%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	VAN ECK ASSOCIATES CORP	0000869178	3,877,634	2.09%	▲713,653	+22.56%	$61.15Mn
2	Sound Income Strategies, LLC	0001730960	3,667,518	1.98%	▲285,460	+8.44%	$57.84Mn
3	CITADEL ADVISORS LLC	0001423053	2,937,122	1.58%	▲2,121,737	+260.21%	$46.32Mn
4	UBS Group AG	0001610520	2,645,744	1.43%	▲151,752	+6.08%	$41.72Mn
5	Pandowealth. LLC	0002143045	2,507,600	1.35%	0	0.00%	$0
6	TWO SIGMA INVESTMENTS, LP	0001179392	2,265,824	1.22%	▼59,035	-2.54%	$35.73Mn
7	LPL Financial LLC	0001403438	1,857,272	1.00%	▲61,595	+3.43%	$29.29Mn
8	Morgan Stanley	0000895421	1,812,484	0.98%	▲547,868	+43.32%	$28.58Mn
9	Legal & General Group Plc	0000764068	1,681,333	0.91%	▲182,680	+12.19%	$26.52Mn
10	Franklin Resources Inc	0000038777	1,383,905	0.75%	▲248,416	+21.88%	$21.82Mn
11	D. E. Shaw & Co., Inc.	0001009207	1,373,460	0.74%	▼175,500	-11.33%	$21.66Mn
12	Muzinich & Co., Inc.	0001618824	1,357,013	0.73%	▲6,888	+0.51%	$21.40Mn
13	Sumitomo Mitsui Trust Group, Inc.	0001475365	1,027,434	0.55%	▲2,097	+0.20%	$16.20Mn
14	TECTONIC ADVISORS LLC	0001859918	1,006,408	0.54%	▲113,306	+12.69%	$15.87Mn
15	BlackRock, Inc.	0002012383	924,105	0.50%	▲69,053	+8.08%	$14.57Mn
16	Advisors Capital Management, LLC	0001345576	919,542	0.50%	▲63,326	+7.40%	$14.50Mn
17	Jpmorgan Chase & Co	0000019617	837,561	0.45%	▼41,039	-4.67%	$13.30Mn
18	ARES MANAGEMENT LLC	0001259313	776,606	0.42%	0	0.00%	$12.25Mn
19	Wells Fargo & Company/Mn	0000072971	735,367	0.40%	▼13,840	-1.85%	$11.60Mn
20	Qube Research & Technologies Ltd	0001729829	694,341	0.37%	▼1,541,409	-68.94%	$10.95Mn

Showing 1 to 20 of 334 holders