Across the past 12 months, open-market trades by Hennessy Advisors insiders were all sales, totaling $188,922 (18.74K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Neil J Hennessy | Ceo | 0 | 4,138,235 | 4,138,235 | 78.4% | 22 Sep, 2026 |
| 2 | Brian A Hennessy | Director | 0 | 234,665 | 234,665 | 4.4% | 22 Sep, 2026 |
| 3 | Henry Hansel | Director | 225,725 | 0 | 225,725 | 4.3% | 22 Sep, 2026 |
| 4 | Teresa M Nilsen | President, Coo And Secretary | 161,002 | 0 | 161,002 | 3.0% | 22 Sep, 2026 |
| 5 | Daniel G Libarle | Other | 0 | 140,702 | 140,702 | 2.7% | 22 Sep, 2026 |
| 6 | Rodger Offenbach | Other | 0 | 113,298 | 113,298 | 2.1% | 19 Sep, 2025 |
| 7 | Kathryn Fahy | Svp And Cfo | 68,931 | 0 | 68,931 | 1.3% | 22 Sep, 2026 |
| 8 | Thomas L Seavey | Director | 59,754 | 0 | 59,754 | 1.1% | 28 Sep, 2026 |
| 9 | Susan Weber Pomilia | Director | 55,487 | 0 | 55,487 | 1.1% | 22 Sep, 2026 |
| 10 | Daniel B Steadman | Executive Vp | 35,768 | 0 | 35,768 | 0.7% | 01 Oct, 2026 |
| 11 | Oriordan Lydia D Knight | Director | 26,900 | 0 | 26,900 | 0.5% | 22 Sep, 2026 |
| 12 | Kiera Newton | Director | 20,598 | 0 | 20,598 | 0.4% | 30 Sep, 2026 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 30 Sep, 2026 | Daniel B Steadman | Executive Vp | Disposed G | 2,000 | $0.00 | $0 | 35,768 | Direct |
| 29 Sep, 2026 | Kiera Newton | Director | Disposed S | 504 | $10.02 | $5.05K | 20,598 | Direct |
| 24 Sep, 2026 | Thomas L Seavey | Director | Disposed S | 1,875 | $10.15 | $19.03K | 59,754 | Direct |
| 24 Sep, 2026 | Daniel B Steadman | Executive Vp | Disposed S | 5,000 | $10.26 | $51.31K | 37,768 | Direct |
| 18 Sep, 2026 | Brian A Hennessy | Director | Acquired A | 5,600 | $0.00 | $0 | 234,665 | Indirect |
| 18 Sep, 2026 | Oriordan Lydia D Knight | Director | Acquired A | 5,600 | $0.00 | $0 | 26,900 | Direct |
| 18 Sep, 2026 | Henry Hansel | Director | Acquired A | 5,600 | $0.00 | $0 | 225,725 | Direct |
| 18 Sep, 2026 | Kiera Newton | Director | Acquired A | 5,600 | $0.00 | $0 | 21,102 | Direct |
| 18 Sep, 2026 | Susan Weber Pomilia | Director | Acquired A | 5,600 | $0.00 | $0 | 55,487 | Direct |
| 18 Sep, 2026 | Kathryn Fahy | Svp And Cfo | Acquired A | 12,500 | $0.00 | $0 | 73,189 | Direct |
| 18 Sep, 2026 | Teresa M Nilsen | President, Coo And Secretary | Acquired A | 19,700 | $0.00 | $0 | 170,523 | Direct |
| 18 Sep, 2026 | Thomas L Seavey | Director | Acquired A | 5,600 | $0.00 | $0 | 61,629 | Direct |
| 18 Sep, 2026 | Daniel G Libarle | Other | Acquired A | 2,800 | $0.00 | $0 | 66,610 | Indirect |
| 18 Sep, 2026 | Daniel B Steadman | Executive Vp | Acquired A | 9,400 | $0.00 | $0 | 45,974 | Direct |
| 18 Sep, 2026 | Neil J Hennessy | Ceo | Acquired A | 19,700 | $0.00 | $0 | 2,080,812 | Indirect |
| 18 Sep, 2026 | Kathryn Fahy | Svp And Cfo | Disposed F | 4,258 | $10.38 | $44.20K | 68,931 | Direct |
| 18 Sep, 2026 | Teresa M Nilsen | President, Coo And Secretary | Disposed F | 9,521 | $10.38 | $98.82K | 161,002 | Direct |
| 18 Sep, 2026 | Daniel B Steadman | Executive Vp | Disposed F | 3,206 | $10.38 | $33.28K | 42,768 | Direct |
| 18 Sep, 2026 | Neil J Hennessy | Ceo | Disposed F | 9,521 | $10.38 | $98.82K | 2,071,291 | Indirect |
| 14 Sep, 2026 | Kiera Newton | Director | Disposed S | 593 | $10.34 | $6.13K | 15,701 | Direct |