Gladstone Investment Corporation\De (GAIN) Institutional Ownership

Institutions by Trading Activity

Ownership Statistics

39,678,402Shares Outstanding

6,873,582Shares held by institutions

$114,032,725Value of institutional holdings

17.32%Institutional ownership %

20.63%Shares Changed QoQ

90No. of institutional investors

Shares Owned by Institutions

Shares Purchased/Sold by Institutions

Ownership Summary

Gladstone Investment Corporation\De (NASDAQ:GAIN) has 89 institutional investors that have filed 13F reports for the period ending December 2025.

These investors collectively held 17.5% of Gladstone Investment Corporation\De's outstanding shares in December 2025, up from 15.9% in September 2025.
They increased total shares held in Gladstone Investment Corporation\De by 21.61% from the prior quarter, while the number of investors in GAIN increased 7.23% year over year.
During the quarter, 43 of these 89 funds increased positions in GAIN, 27 reduced exposure, and 19 held steady.
Altogether, these fund groups held 6.93Mn shares in GAIN by December 2025, up by 1.23Mn shares quarter on quarter, and up 1.45Mn shares year over year.
As of December 31, 2025, the biggest holder of Gladstone Investment Corporation\De is OUTFITTERS FINANCIAL LLC at 205.12K shares, representing 0.52% of shares outstanding.
Top purchasers of GAIN stock for the quarter ending December 2025 included United Advisor Group, LLC (6.86K), DAVENPORT & Co LLC (2.0K), ALBERT D MASON INC (1.1K), DHJJ Financial Advisors, Ltd. (1.0K), OUTFITTERS FINANCIAL LLC (775).
The largest sales of GAIN for the quarter ending December 2025 came from Union Bancaire Privee, UBP SA (11.82K), Janney Montgomery Scott LLC (864), Farther Finance Advisors, LLC (15).
Business Quant data shows the 10 biggest positions in Gladstone Investment Corporation\De as of December 2025 are held by OUTFITTERS FINANCIAL LLC (205.12K), DAVENPORT & Co LLC (139.86K), United Advisor Group, LLC (77.61K), ALBERT D MASON INC (67.94K), Janney Montgomery Scott LLC (18.51K), Register Financial Advisors LLC (9.5K), North Star Investment Management Corp. (5.0K), Union Bancaire Privee, UBP SA (3.57K), Kentucky Trust Co (2.0K), SIGNATUREFD, LLC (1.08K).

90 Institutional Holders

6,873,582 Total Shares Held

Rows:

Download Data

Owner Name	Date	Shares Held	Change (QoQ)	Change (%)	Value (USD)
Melia Wealth LLC	31 Dec, 2025	1,127,296	-70,298	-5.87%	$15,748,331.00
VAN ECK ASSOCIATES CORP	31 Dec, 2025	798,954	-55,776	-6.53%	$11,161.00
UBS Group AG	31 Dec, 2025	713,016	228,168	47.06%	$9,960,833.00
Karpus Management, Inc.	31 Dec, 2025	480,025	480,025	0.00%	$12,307,841.00
Morgan Stanley	31 Dec, 2025	335,654	17,718	5.57%	$4,689,100.00
BlackRock, Inc.	31 Dec, 2025	319,773	4,175	1.32%	$4,467,226.00
PFG Advisors	31 Dec, 2025	305,248	205,504	206.03%	$4,264,315.00
Legal & General Group Plc	31 Dec, 2025	273,752	51,205	23.01%	$3,832,528.00
OUTFITTERS FINANCIAL LLC	31 Dec, 2025	204,345	2,450	1.21%	$2,854,700.00
LPL Financial LLC	31 Dec, 2025	193,933	-1,825	-0.93%	$2,709,251.00
TWO SIGMA INVESTMENTS, LP	31 Dec, 2025	190,243	190,243	0.00%	$2,657,695.00
MARSHALL WACE, LLP	31 Dec, 2025	164,583	-130,759	-44.27%	$2,299,225.00
BLAIR WILLIAM & CO/IL	31 Dec, 2025	154,482	-10,432	-6.33%	$2,158,114.00
DAVENPORT & Co LLC	31 Dec, 2025	137,862	2,600	1.92%	$1,925,798.00
TWO SIGMA ADVISERS, LP	31 Dec, 2025	111,418	111,418	0.00%	$1,556,509.00
Legacy Capital Wealth Partners, LLC	31 Dec, 2025	111,329	10,123	10.00%	$1,555,269.00
Atlantic Union Bankshares Corp	31 Dec, 2025	97,164	-2,625	-2.63%	$1,357,381.00
Baird Financial Group, Inc.	31 Dec, 2025	90,801	1	0.00%	$1,268,490.00
OSAIC HOLDINGS, INC.	31 Dec, 2025	88,410	70,566	395.46%	$1,235,116.00
United Advisor Group, LLC	31 Dec, 2025	70,752	-7,682	-9.79%	$988,405.00

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