Gladstone Investment Corporationde GAIN Institutional Ownership

NASDAQ GAIN

$15.58 -0.02 (-0.13%)

As of: Oct 1, 2026 · 12:23 PM EDT

Institutions by Trading Activity

95 Institutions

Increased 43 45.3%

Unchanged 23 24.2%

Reduced 29 30.5%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

17.16%

▼-3.17 pp QoQ

Shares Held by Institutions

6.83Mn

of 39.82Mn outstanding

▲+4.82% QoQ

Shares Outstanding

39.82Mn

32.99Mn held outside 13F filers

Institutional Investors

filed 13F for Jun 2026

▲+7 vs prior quarter

Net Shares Added (QoQ)

+314.51K

accumulated since last quarter

Value of Holdings

$106.61Mn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Quarter ending 30 Jun, 2026

Gladstone Investment Corporationde (NASDAQ:GAIN) has 95 institutional investors that have filed 13F reports for the period ending June 2026.

They owned 17.2% of outstanding stock in June 2026, down from 20.3% the prior quarter.
They increased total shares held in GAIN by 4.82% quarter over quarter, and investors in Gladstone Investment Corporationde increased 10.47% from a year ago.
During the quarter, 43 of these 95 funds increased positions in GAIN, 29 reduced exposure, and 23 held steady.
Altogether, these fund groups held 6.83Mn shares in GAIN by June 2026, up by 314.51K shares quarter on quarter, and down 197.99K shares year over year.
VAN ECK ASSOCIATES CORP holds the largest position in GAIN at 804.1K shares as of June 30, 2026, or 2.02% of shares outstanding.
The biggest buyers of Gladstone Investment Corporationde for the quarter ending June 2026 included COOPER CREEK PARTNERS MANAGEMENT LLC (576.29K), VAN ECK ASSOCIATES CORP (212.17K), MARSHALL WACE, LLP (116.69K), CITADEL ADVISORS LLC (37.59K), CONFLUENCE INVESTMENT MANAGEMENT LLC (36.98K).
Leading sellers of Gladstone Investment Corporationde shares for the quarter ending June 2026 were Melia Wealth LLC (413.17K), TWO SIGMA INVESTMENTS, LP (220.16K), UBS Group AG (114.08K), PFG Advisors (78.7K), Virtus Investment Advisers, LLC (18.81K).
Per Business Quant, the top 10 investors in GAIN for the quarter ending June 2026 include VAN ECK ASSOCIATES CORP (804.1K), Melia Wealth LLC (656.31K), UBS Group AG (618.15K), TWO SIGMA INVESTMENTS, LP (584.11K), COOPER CREEK PARTNERS MANAGEMENT LLC (576.29K), Morgan Stanley (349.85K), Legal & General Group Plc (337.07K), PFG Advisors (236.63K), BlackRock, Inc. (220.76K), OUTFITTERS FINANCIAL LLC (203.37K).

Form 13F Holdings

95 Institutional Holders

Report period 30 Jun, 2026

Total shares held 6.83Mn

Of outstanding 17.16%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	VAN ECK ASSOCIATES CORP	0000869178	804,098	2.02%	▲212,170	+35.84%	$12.43Mn
2	Melia Wealth LLC	0001964047	656,313	1.65%	▼413,173	-38.63%	$10.15Mn
3	UBS Group AG	0001610520	618,149	1.55%	▼114,082	-15.58%	$9.56Mn
4	TWO SIGMA INVESTMENTS, LP	0001179392	584,106	1.47%	▼220,157	-27.37%	$9.03Mn
5	COOPER CREEK PARTNERS MANAGEMENT LLC	0001512162	576,289	1.45%	▲576,289	0.00%	$8.91K
6	Morgan Stanley	0000895421	349,848	0.88%	▲11,776	+3.48%	$5.41Mn
7	Legal & General Group Plc	0000764068	337,067	0.85%	▲36,369	+12.09%	$5.21Mn
8	PFG Advisors	0001694435	236,628	0.59%	▼78,702	-24.96%	$3.66Mn
9	BlackRock, Inc.	0002012383	220,759	0.55%	▲13,356	+6.44%	$3.41Mn
10	OUTFITTERS FINANCIAL LLC	0001846505	203,370	0.51%	▼1,750	-0.85%	$3.14Mn
11	LPL Financial LLC	0001403438	185,176	0.47%	▼2,262	-1.21%	$2.86Mn
12	BLAIR WILLIAM & CO/IL	0000902367	143,679	0.36%	▼2,075	-1.42%	$2.22Mn
13	DAVENPORT & Co LLC	0000887777	142,530	0.36%	▲2,668	+1.91%	$2.20Mn
14	TUDOR INVESTMENT CORP ET AL	0000923093	120,964	0.30%	▼4,245	-3.39%	$1.87Mn
15	MARSHALL WACE, LLP	0001318757	116,693	0.29%	▲116,693	0.00%	$1.80Mn
16	Legacy Capital Wealth Partners, LLC	0001766228	113,833	0.29%	▼5,235	-4.40%	$1.76Mn
17	Advisors Asset Management, Inc.	0001297376	104,239	0.26%	▼4,734	-4.34%	$1.61Mn
18	Atlantic Union Bankshares Corp	0000883948	96,664	0.24%	▼500	-0.51%	$1.49Mn
19	OSAIC HOLDINGS, INC.	0001677044	91,023	0.23%	▼4,232	-4.44%	$1.41Mn
20	Baird Financial Group, Inc.	0001648711	90,300	0.23%	0	0.00%	$1.40Mn

Showing 1 to 20 of 95 holders