Gladstone Investment Corporation\De GAIN Insider Ownership

NASDAQ GAIN
$16.12 -0.12 (-0.74%)
At close: Sep 9, 2026 · 4:00 PM EDT

Insider Holdings by Owner

181.92K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
0.378%
■0% pp QoQ
Shares Held by Insiders
149.92K
filed for Sep 2026
■0.00% QoQ
Shares Outstanding
39.68Mn
39,678,402 shares
Direct Holdings
149.92K
Indirect: 0
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
5
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

As of September 09, 2026, the three largest insider holders of GAIN are David A R Dullum (President, 149.92K shares), Walter H Wilkinson (Director, 26.15K shares), Taylor Ritchie (Chief Financial Officer, 4.35K shares).

Form 4 Holdings

Insiders Holding GAIN

Insiders 5
Shares held 181.92K
Of outstanding 0.458%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 David A R Dullum President 149,916 0 149,916 82.4% 08 Aug, 2023
2 Walter H Wilkinson Director 26,154 0 26,154 14.4% 07 Feb, 2023
3 Taylor Ritchie Chief Financial Officer 4,353 0 4,353 2.4% 19 Aug, 2026
4 Rachael Z. Easton Cfo And Treasurer 1,400 0 1,400 0.8% 07 Nov, 2023
5 Jennifer A Smith Chief Valuation Officer 100 0 100 0.1% 19 Aug, 2022

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

318 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
18 Aug, 2026 Taylor Ritchie Chief Financial Officer Acquired P 1,500 $16.20 $24.30K 4,353 Direct
15 May, 2026 Taylor Ritchie Chief Financial Officer Acquired P 450 $16.50 $7.43K 2,347 Direct
18 May, 2026 Taylor Ritchie Chief Financial Officer Acquired P 150 $16.29 $2.44K 2,497 Direct
19 May, 2026 Taylor Ritchie Chief Financial Officer Acquired P 160 $16.15 $2.58K 2,657 Direct
19 May, 2026 Taylor Ritchie Chief Financial Officer Acquired P 155 $16.10 $2.50K 2,812 Direct
10 Oct, 2024 David A R Dullum President Disposed G 3,000 $0.00 $0 0 Indirect
06 Nov, 2023 Rachael Z. Easton Cfo And Treasurer Acquired P 650 $14.67 $9.54K 1,400 Direct
07 Aug, 2023 David A R Dullum President Acquired P 5,000 $13.39 $66.97K 149,916 Direct
16 Mar, 2023 Rachael Z. Easton Cfo And Treasurer Acquired P 375 $13.12 $4.92K 750 Direct
14 Mar, 2023 David A R Dullum President Acquired P 3,000 $12.84 $38.52K 144,916 Direct
06 Feb, 2023 Walter H Wilkinson Director Acquired P 3,661 $13.96 $51.11K 26,154 Direct
06 Feb, 2023 Walter H Wilkinson Director Acquired P 3,661 $13.96 $51.11K 26,154 Direct
06 Feb, 2023 Walter H Wilkinson Director Acquired P 3,661 $13.96 $51.11K 26,154 Direct
06 Feb, 2023 Walter H Wilkinson Director Acquired P 3,661 $13.96 $51.11K 26,154 Direct
16 Dec, 2022 David A R Dullum President Acquired P 3,000 $13.06 $39.18K 141,916 Direct
19 Aug, 2022 Jennifer A Smith Chief Valuation Officer Acquired P 100 $15.61 $1.56K 100 Direct
19 Aug, 2022 Jennifer A Smith Chief Valuation Officer Acquired P 100 $15.61 $1.56K 100 Direct
19 Aug, 2022 Jennifer A Smith Chief Valuation Officer Acquired P 100 $15.61 $1.56K 100 Direct
19 Aug, 2022 Jennifer A Smith Chief Valuation Officer Acquired P 100 $15.61 $1.56K 100 Direct
14 Jun, 2022 David A R Dullum President Acquired P 4,000 $12.75 $51.00K 138,916 Direct