Gladstone Investment Corporationde (GAIN) Insider Ownership

Historic Insider Ownership Trends

Data spanning the past 90 days through February 19, 2026 reveals that Gladstone Investment Corporationde's three principal insider shareholders consist of President David A R Dullum (149.92K shares), Director Walter H Wilkinson (26.15K shares), Cfo And Treasurer Rachael Z. Easton (1.40K shares).

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares Report Date
David A R Dullum President 149,916 08 Aug, 2023
Walter H Wilkinson 26,154 07 Feb, 2023
Rachael Z. Easton Cfo And Treasurer 1,400 07 Nov, 2023
Jennifer A Smith Chief Valuation Officer 100 19 Aug, 2022

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
10 Oct, 2024 David A R Dullum Common Stock D 3,000 $0.00 0 I G
06 Nov, 2023 Rachael Z. Easton Common Stock A 650 $14.67 1,400 D P
06 Nov, 2023 Rachael Z. Easton - - 1,400 D
07 Aug, 2023 David A R Dullum Common Stock A 5,000 $13.39 149,916 D P
07 Aug, 2023 David A R Dullum - - 149,916 D
16 Mar, 2023 Rachael Z. Easton Common Stock A 375 $13.12 750 D P
16 Mar, 2023 Rachael Z. Easton - - 750 D
14 Mar, 2023 David A R Dullum Common Stock A 3,000 $12.84 144,916 D P
06 Feb, 2023 Walter H Wilkinson Common Stock A 3,661 $13.96 26,154 D P
06 Feb, 2023 Walter H Wilkinson - - 26,154 D
16 Dec, 2022 David A R Dullum Common Stock A 3,000 $13.06 141,916 D P
19 Aug, 2022 Jennifer A Smith Common Stock A 100 $15.61 100 D P
19 Aug, 2022 Jennifer A Smith - - 100 D
14 Jun, 2022 David A R Dullum Common Stock A 4,000 $12.75 138,916 D P
14 Jun, 2022 David A R Dullum - - 138,916 D
20 May, 2022 Rachael Z. Easton - - 375 D
20 May, 2022 Rachael Z. Easton Common Stock A 175 $14.52 375 D P
24 Feb, 2022 David A R Dullum Common Stock A 3,000 $14.46 132,416 D P
24 Feb, 2022 David A R Dullum Common Stock A 2,500 $14.69 134,916 D P
23 Feb, 2022 Rachael Z. Easton Common Stock A 200 $14.92 200 D P