As of September 29, 2026, Gladstone Investment Corporationde's top three insider holders are David A R Dullum (President, 149.92K shares), Walter H Wilkinson (Director, 26.15K shares), Taylor Ritchie (Chief Financial Officer, 4.35K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | David A R Dullum | President | 149,916 | 0 | 149,916 | 82.4% | 08 Aug, 2023 |
| 2 | Walter H Wilkinson | Director | 26,154 | 0 | 26,154 | 14.4% | 07 Feb, 2023 |
| 3 | Taylor Ritchie | Chief Financial Officer | 4,353 | 0 | 4,353 | 2.4% | 19 Aug, 2026 |
| 4 | Rachael Z. Easton | Cfo And Treasurer | 1,400 | 0 | 1,400 | 0.8% | 07 Nov, 2023 |
| 5 | Jennifer A Smith | Chief Valuation Officer | 100 | 0 | 100 | 0.1% | 19 Aug, 2022 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 18 Aug, 2026 | Taylor Ritchie | Chief Financial Officer | Acquired P | 1,500 | $16.20 | $24.30K | 4,353 | Direct |
| 15 May, 2026 | Taylor Ritchie | Chief Financial Officer | Acquired P | 450 | $16.50 | $7.43K | 2,347 | Direct |
| 18 May, 2026 | Taylor Ritchie | Chief Financial Officer | Acquired P | 150 | $16.29 | $2.44K | 2,497 | Direct |
| 19 May, 2026 | Taylor Ritchie | Chief Financial Officer | Acquired P | 160 | $16.15 | $2.58K | 2,657 | Direct |
| 19 May, 2026 | Taylor Ritchie | Chief Financial Officer | Acquired P | 155 | $16.10 | $2.50K | 2,812 | Direct |
| 10 Oct, 2024 | David A R Dullum | President | Disposed G | 3,000 | $0.00 | $0 | 0 | Indirect |
| 06 Nov, 2023 | Rachael Z. Easton | Cfo And Treasurer | Acquired P | 650 | $14.67 | $9.54K | 1,400 | Direct |
| 07 Aug, 2023 | David A R Dullum | President | Acquired P | 5,000 | $13.39 | $66.97K | 149,916 | Direct |
| 16 Mar, 2023 | Rachael Z. Easton | Cfo And Treasurer | Acquired P | 375 | $13.12 | $4.92K | 750 | Direct |
| 14 Mar, 2023 | David A R Dullum | President | Acquired P | 3,000 | $12.84 | $38.52K | 144,916 | Direct |
| 06 Feb, 2023 | Walter H Wilkinson | Director | Acquired P | 3,661 | $13.96 | $51.11K | 26,154 | Direct |
| 16 Dec, 2022 | David A R Dullum | President | Acquired P | 3,000 | $13.06 | $39.18K | 141,916 | Direct |
| 19 Aug, 2022 | Jennifer A Smith | Chief Valuation Officer | Acquired P | 100 | $15.61 | $1.56K | 100 | Direct |
| 14 Jun, 2022 | David A R Dullum | President | Acquired P | 4,000 | $12.75 | $51.00K | 138,916 | Direct |
| 20 May, 2022 | Rachael Z. Easton | Cfo And Treasurer | Acquired P | 175 | $14.52 | $2.54K | 375 | Direct |
| 24 Feb, 2022 | David A R Dullum | President | Acquired P | 3,000 | $14.46 | $43.38K | 132,416 | Direct |
| 24 Feb, 2022 | David A R Dullum | President | Acquired P | 2,500 | $14.69 | $36.73K | 134,916 | Direct |
| 23 Feb, 2022 | Rachael Z. Easton | Cfo And Treasurer | Acquired P | 200 | $14.93 | $2.99K | 200 | Direct |
| 03 Dec, 2021 | David A R Dullum | President | Acquired P | 3,000 | $16.54 | $49.62K | 129,416 | Direct |
| 23 Mar, 2020 | David A R Dullum | President | Acquired P | 2,500 | $6.80 | $17.00K | 126,416 | Direct |