Capital Southwest Corp (CSWC) Institutional Ownership

Institutions by Trading Activity

Ownership Statistics

56,948,619Shares Outstanding

109,038Shares held by institutions

$2,487,157Value of institutional holdings

18.59%Institutional ownership %

5.26%Shares Changed QoQ

125No. of institutional investors

Shares Owned by Institutions

Shares Purchased/Sold by Institutions

Ownership Summary

According to SEC filings for the period ending December 2025, Capital Southwest Corp (NASDAQ:CSWC) is held by 125 institutional firms.

The percentage of Capital Southwest owned by institutions changed from 31.2% in September 2025 to 18.6% in December 2025, marking a slight down trend.
The company experienced a 5.26% quarterly change in institutional shares held, alongside a decrease of 21.38% in total owners annually.
During the quarter, 55 institutions bought more Capital Southwest shares, 45 sold shares, and 25 of the 125 total investors held their position steady.
The total number of shares held by institutions in Capital Southwest increased to 10.59Mn as of December 2025, a net change of up by 529.14K shares quarter on quarter, and down 4.23Mn shares year over year.
The top institutional stake in Capital Southwest as of December 31, 2025 belongs to VAN ECK ASSOCIATES CORP, which owns 1.38Mn shares, or 2.42% of the company.
Among the most significant buyers of Capital Southwest during December 2025 were Connor, Clark & Lunn Investment Management Ltd. (188.92K), Muzinich & Co., Inc. (152.06K), Sound Income Strategies, LLC (129.18K), GraniteShares Advisors LLC (122.47K), Closed-End Fund Advisors, Inc. (113.73K).
Leading sellers of Capital Southwest stock in December 2025 included Zuckerman Investment Group, LLC (370.51K), HRT FINANCIAL LP (195.82K), VAN ECK ASSOCIATES CORP (76.83K), REDMONT WEALTH ADVISORS LLC (67.54K), FRANKLIN RESOURCES INC (48.93K).
The top 10 institutional holders of Capital Southwest for the quarter ending December 2025 included VAN ECK ASSOCIATES CORP (1.38Mn), Sound Income Strategies, LLC (885.97K), UBS Group AG (817.15K), Melia Wealth LLC (502.99K), Muzinich & Co., Inc. (425.32K), BlackRock, Inc. (422.26K), Legal & General Group Plc (389.58K), ENVESTNET ASSET MANAGEMENT INC (386.14K), Columbus Macro, LLC (345.52K), EPIQ PARTNERS, LLC (310.96K).

125 Institutional Holders

109,038 Total Shares Held

Rows:

Download Data

Owner Name	Date	Shares Held	Change (QoQ)	Change (%)	Value (USD)
VAN ECK ASSOCIATES CORP	31 Dec, 2025	1,380,316	-76,830	-5.27%	$30,574.00
Sound Income Strategies, LLC	31 Dec, 2025	885,967	129,181	17.07%	$20,979,701.00
UBS Group AG	31 Dec, 2025	817,148	38,987	5.01%	$18,099,828.00
Melia Wealth LLC	31 Dec, 2025	502,988	12,537	2.56%	$11,141,185.00
Muzinich & Co., Inc.	31 Dec, 2025	425,322	152,057	55.64%	$9,420,882.00
BlackRock, Inc.	31 Dec, 2025	422,257	-2,131	-0.50%	$9,352,996.00
Legal & General Group Plc	31 Dec, 2025	389,580	57,679	17.38%	$8,638,936.00
ENVESTNET ASSET MANAGEMENT INC	31 Dec, 2025	386,138	21,236	5.82%	$8,552,960.00
Columbus Macro, LLC	31 Dec, 2025	345,520	26,633	8.35%	$7,653,274.00
EPIQ PARTNERS, LLC	31 Dec, 2025	310,965	15,536	5.26%	$6,887,875.00
Sumitomo Mitsui Trust Group, Inc.	31 Dec, 2025	284,778	64,706	29.40%	$6,307,833.00
FRANKLIN RESOURCES INC	31 Dec, 2025	262,299	-48,931	-15.72%	$5,809,923.00
MORGAN STANLEY	31 Dec, 2025	238,264	4,521	1.93%	$5,277,569.00
GOLDMAN SACHS GROUP INC	31 Dec, 2025	229,086	-2,019	-0.87%	$5,074,255.00
Womack Financial LLC	31 Dec, 2025	217,125	10,771	5.22%	$4,809,327.00
LPL Financial LLC	31 Dec, 2025	214,780	20,045	10.29%	$4,757,386.00
Connor, Clark & Lunn Investment Management Ltd.	31 Dec, 2025	188,921	188,921	0.00%	$4,184,600.00
GRACE & WHITE INC /NY	31 Dec, 2025	164,697	-3,200	-1.91%	$3,648,039.00
JANE STREET GROUP, LLC	31 Dec, 2025	139,137	12,298	9.70%	$3,081,885.00
FOUNDATIONS INVESTMENT ADVISORS, LLC	31 Dec, 2025	129,848	-536	-0.41%	$2,876,128.00

1 - 20 of 125

Research Tools