Capital Southwest Corp (CSWC) Institutional Ownership

Institutions by Trading Activity

Ownership Statistics

60,918,519Shares Outstanding

197,305Shares held by institutions

$4,532,096Value of institutional holdings

23.50%Institutional ownership %

3.94%Shares Changed QoQ

152No. of institutional investors

Shares Owned by Institutions

Shares Purchased/Sold by Institutions

Ownership Summary

Capital Southwest Corp (NASDAQ:CSWC) currently has 152 active institutional owners and shareholders as of today (December 2025), that have filed 13F forms with the Securities Exchange Commission (SEC).

The percentage of Capital Southwest owned by institutions changed from 28.8% in September 2025 to 23.5% in December 2025, marking a slight down trend.
The company experienced a 3.94% quarterly change in institutional shares held, alongside a decrease of 4.40% in total owners annually.
The latest 13F cycle for Capital Southwest reveals that of 152 total investors, 69 funds grew their exposure, whereas 55 reduced theirs and 28 made no changes.
The aggregate institutional position in Capital Southwest now stands at 14.32Mn shares as of December 2025, after investors increased their holdings (up by 543.07K shares quarter on quarter which is down 499.83K shares year over year).
VAN ECK ASSOCIATES CORP's holding of 1.38Mn shares as of December 31, 2025 makes it the primary institutional investor in Capital Southwest, owning 2.27% of the stock.
Among the most significant buyers of Capital Southwest during December 2025 were Connor, Clark & Lunn Investment Management Ltd. (188.92K), TWO SIGMA INVESTMENTS, LP (157.03K), Muzinich & Co., Inc. (152.06K), Sound Income Strategies, LLC (129.18K), GraniteShares Advisors LLC (122.47K).
Leading sellers of Capital Southwest stock in December 2025 included Zuckerman Investment Group, LLC (370.51K), Trexquant Investment LP (199.57K), HRT FINANCIAL LP (195.82K), VAN ECK ASSOCIATES CORP (76.83K), REDMONT WEALTH ADVISORS LLC (67.54K).
The top 10 institutional holders of Capital Southwest for the quarter ending December 2025 included VAN ECK ASSOCIATES CORP (1.38Mn), TWO SIGMA ADVISERS, LP (1.06Mn), TWO SIGMA INVESTMENTS, LP (1.05Mn), Sound Income Strategies, LLC (885.97K), UBS Group AG (817.15K), Melia Wealth LLC (502.99K), Muzinich & Co., Inc. (425.32K), Cetera Investment Advisers (424.63K), BlackRock, Inc. (422.26K), Legal & General Group Plc (389.58K).

152 Institutional Holders

197,305 Total Shares Held

Rows:

Download Data

Owner Name	Date	Shares Held	Change (QoQ)	Change (%)	Value (USD)
VAN ECK ASSOCIATES CORP	31 Dec, 2025	1,380,316	-76,830	-5.27%	$30,574.00
TWO SIGMA ADVISERS, LP	31 Dec, 2025	1,062,917	68,111	6.85%	$23,543,612.00
TWO SIGMA INVESTMENTS, LP	31 Dec, 2025	1,049,382	157,029	17.60%	$23,243,811.00
Sound Income Strategies, LLC	31 Dec, 2025	885,967	129,181	17.07%	$20,979,701.00
UBS Group AG	31 Dec, 2025	817,148	38,987	5.01%	$18,099,828.00
Melia Wealth LLC	31 Dec, 2025	502,988	12,537	2.56%	$11,141,185.00
Muzinich & Co., Inc.	31 Dec, 2025	425,322	152,057	55.64%	$9,420,882.00
Cetera Investment Advisers	31 Dec, 2025	424,631	14,664	3.58%	$9,405,571.00
BlackRock, Inc.	31 Dec, 2025	422,257	-2,131	-0.50%	$9,352,996.00
Legal & General Group Plc	31 Dec, 2025	389,580	57,679	17.38%	$8,638,936.00
ENVESTNET ASSET MANAGEMENT INC	31 Dec, 2025	386,138	21,236	5.82%	$8,552,960.00
Columbus Macro, LLC	31 Dec, 2025	345,520	26,633	8.35%	$7,653,274.00
EPIQ PARTNERS, LLC	31 Dec, 2025	310,965	15,536	5.26%	$6,887,875.00
Sumitomo Mitsui Trust Group, Inc.	31 Dec, 2025	284,778	64,706	29.40%	$6,307,833.00
FRANKLIN RESOURCES INC	31 Dec, 2025	262,299	-48,931	-15.72%	$5,809,923.00
MORGAN STANLEY	31 Dec, 2025	238,264	4,521	1.93%	$5,277,569.00
GOLDMAN SACHS GROUP INC	31 Dec, 2025	229,086	-2,019	-0.87%	$5,074,255.00
Womack Financial LLC	31 Dec, 2025	217,125	10,771	5.22%	$4,809,327.00
LPL Financial LLC	31 Dec, 2025	214,780	20,045	10.29%	$4,757,386.00
FIRST MANHATTAN CO. LLC.	31 Dec, 2025	206,002	-12,903	-5.89%	$4,562,944.00

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