Capital Southwest CSWC Institutional Ownership

NASDAQ CSWC

$24.18 -0.17 (-0.70%)

At close: Sep 9, 2026 · 4:00 PM EDT

Institutions by Trading Activity

191 Institutions

Increased 108 56.5%

Unchanged 30 15.7%

Reduced 53 27.7%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

28.36%

▼-2.02 pp QoQ

Shares Held by Institutions

17.34Mn

of 61.14Mn outstanding

▲+4.82% QoQ

Shares Outstanding

61.14Mn

43.80Mn held outside 13F filers

Institutional Investors

191

filed 13F for Jun 2026

▲+22 vs prior quarter

Net Shares Added (QoQ)

+797.78K

accumulated since last quarter

Value of Holdings

$426.16Mn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Quarter ending 30 Jun, 2026

Capital Southwest Corp (NASDAQ:CSWC) has 191 institutional investors that have filed 13F reports for the period ending June 2026.

These investors collectively held 28.4% of Capital Southwest's outstanding shares in June 2026, down from 30.4% in March 2026.
They increased total shares held in Capital Southwest by 4.82% from last quarter, and the number of investors in CSWC increased 8.52% annually.
Activity in CSWC broke down as 108 buyers, 53 sellers, and 30 unchanged among 191 total holders.
In total, institutional investors held 17.34Mn shares in Capital Southwest as of June 2026, up by 797.78K shares quarter on quarter, and down 13.43Mn shares year over year.
As of June 30, 2026, the biggest holder of Capital Southwest is VAN ECK ASSOCIATES CORP at 1.53Mn shares, representing 2.5% of shares outstanding.
Top purchasers of CSWC stock for the quarter ending June 2026 included VAN ECK ASSOCIATES CORP (399.11K), UBS Group AG (364.11K), TECTONIC ADVISORS LLC (355.37K), LPL Financial LLC (170.87K), Schonfeld Strategic Advisors LLC (160.02K).
The biggest sellers of Capital Southwest for the quarter ending June 2026 included TWO SIGMA INVESTMENTS, LP (1.17Mn), SANDERS MORRIS HARRIS LLC (351.18K), MILLENNIUM MANAGEMENT LLC (180.07K), Melia Wealth LLC (137.72K), VOLORIDGE INVESTMENT MANAGEMENT, LLC (102.06K).
Per Business Quant, the top 10 investors in CSWC for the quarter ending June 2026 include VAN ECK ASSOCIATES CORP (1.53Mn), UBS Group AG (1.22Mn), TWO SIGMA INVESTMENTS, LP (1.18Mn), Sound Income Strategies, LLC (934.32K), SANDERS MORRIS HARRIS LLC (759.99K), Empowered Funds, LLC (525.7K), Empirical Finance, LLC (525.5K), Legal & General Group Plc (499.72K), Cetera Investment Advisers (490.93K), Muzinich & Co., Inc. (435.91K).

Form 13F Holdings

191 Institutional Holders

Report period 30 Jun, 2026

Total shares held 17.34Mn

Of outstanding 28.36%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	VAN ECK ASSOCIATES CORP	0000869178	1,526,667	2.50%	▲399,106	+35.40%	$36.29Mn
2	UBS Group AG	0001610520	1,218,244	1.99%	▲364,113	+42.63%	$28.96Mn
3	TWO SIGMA INVESTMENTS, LP	0001179392	1,180,391	1.93%	▼1,169,257	-49.76%	$28.06Mn
4	Sound Income Strategies, LLC	0001730960	934,321	1.53%	▲30,992	+3.43%	$22.21Mn
5	SANDERS MORRIS HARRIS LLC	0001053994	759,992	1.24%	▼351,181	-31.60%	$18.07Mn
6	Empowered Funds, LLC	0001592828	525,697	0.86%	▼93,401	-15.09%	$12.50Mn
7	Empirical Finance, LLC	0001572838	525,500	0.86%	▼93,366	-15.09%	$12.49Mn
8	Legal & General Group Plc	0000764068	499,715	0.82%	▲56,577	+12.77%	$11.89Mn
9	Cetera Investment Advisers	0001666741	490,926	0.80%	▲38,228	+8.44%	$11.67Mn
10	Muzinich & Co., Inc.	0001618824	435,909	0.71%	▲9,666	+2.27%	$10.36Mn
11	ENVESTNET ASSET MANAGEMENT INC	0001407543	417,574	0.68%	▲14,648	+3.64%	$9.93Mn
12	LPL Financial LLC	0001403438	402,585	0.66%	▲170,872	+73.74%	$9.57Mn
13	Franklin Resources Inc	0000038777	379,686	0.62%	▲50,565	+15.36%	$9.03Mn
14	Melia Wealth LLC	0001964047	377,760	0.62%	▼137,718	-26.72%	$8.98Mn
15	Columbus Macro, LLC	0001727269	374,871	0.61%	▲17,090	+4.78%	$8.91Mn
16	TECTONIC ADVISORS LLC	0001859918	355,370	0.58%	▲355,370	0.00%	$8.45Mn
17	BlackRock, Inc.	0002012383	300,377	0.49%	▲23,887	+8.64%	$7.14Mn
18	EPIQ PARTNERS, LLC	0001799435	294,003	0.48%	▼18,323	-5.87%	$6.99Mn
19	Sumitomo Mitsui Trust Group, Inc.	0001475365	291,778	0.48%	▲7,000	+2.46%	$6.94Mn
20	Raymond James Financial Inc	0000720005	269,532	0.44%	▲4,873	+1.84%	$6.41Mn

Showing 1 to 20 of 191 holders