Capital Southwest's three largest insider shareholders as of March 23, 2026 are Michael Scott Sarner (President And Ceo, 473.15K shares), Bowen S Diehl (President And Ceo, 303.94K shares), Joshua S. Weinstein (Senior Managing Director Cio, 301.52K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Michael Scott Sarner | President And Ceo | 473,154 | 0 | 02 Mar, 2026 |
| Bowen S Diehl | President And Ceo | 303,943 | 0 | 11 Jun, 2024 |
| Joshua S. Weinstein | Senior Managing Director Cio | 301,522 | 0 | 11 Jun, 2025 |
| Chris Rehberger | Chief Financial Officer | 149,151 | 0 | 10 Jun, 2025 |
| Jack D Furst | 47,948 | 0 | 14 Aug, 2025 | |
| David R Brooks | 40,944 | 0 | 13 Aug, 2025 | |
| Ramona Lynn Rogers-Windsor | 21,612 | 0 | 01 Oct, 2025 | |
| William R Iii Thomas | 18,344 | 0 | 13 Aug, 2025 | |
| Christine Battist | 13,215 | 0 | 09 Feb, 2026 | |
| Christine Battist | 0 | 7,281 | 12 Aug, 2024 | |
| William R Iii Thomas | 0 | 6,000 | 10 Sep, 2021 | |
| Thomas Duane Morgan | 4,776 | 0 | 31 Aug, 2021 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 27 Feb, 2026 | Michael Scott Sarner | Common Stock | A | 2,695 | $21.90 | 473,154 | D | P |
| 09 Feb, 2026 | Christine Battist | Common Stock | A | 600 | $23.16 | 13,215 | D | P |
| 01 Oct, 2025 | Ramona Lynn Rogers-Windsor | Common Stock | A | 463 | $21.55 | 21,612 | D | P |
| 20 Aug, 2025 | Christine Battist | Common Stock | A | 667 | $22.45 | 12,615 | D | P |
| 12 Aug, 2025 | Jack D Furst | Common Stock | A | 2,193 | $0.00 | 47,948 | D | A |
| 12 Aug, 2025 | William R Iii Thomas | Common Stock | A | 2,193 | $0.00 | 18,344 | D | A |
| 12 Aug, 2025 | Ramona Lynn Rogers-Windsor | Common Stock | A | 2,193 | $0.00 | 20,828 | D | A |
| 12 Aug, 2025 | David R Brooks | Common Stock | A | 2,193 | $0.00 | 40,944 | D | A |
| 12 Aug, 2025 | Christine Battist | Common Stock | A | 2,193 | $0.00 | 11,948 | D | A |
| 23 Jun, 2025 | Ramona Lynn Rogers-Windsor | Common Stock | A | 471 | $21.19 | 18,092 | D | P |
| 09 Jun, 2025 | Joshua S. Weinstein | Common Stock | D | 3,127 | $21.06 | 248,563 | D | F |
| 09 Jun, 2025 | Joshua S. Weinstein | Common Stock | A | 65,000 | $0.00 | 313,563 | D | A |
| 10 Jun, 2025 | Joshua S. Weinstein | Common Stock | D | 12,041 | $21.35 | 301,522 | D | F |
| 09 Jun, 2025 | Michael Scott Sarner | Common Stock | D | 3,648 | $21.06 | 405,779 | D | F |
| 09 Jun, 2025 | Chris Rehberger | Common Stock | D | 1,126 | $21.06 | 107,192 | D | F |
| 09 Jun, 2025 | Michael Scott Sarner | Common Stock | A | 80,000 | $0.00 | 485,779 | D | A |
| 09 Jun, 2025 | Chris Rehberger | Common Stock | A | 45,000 | $0.00 | 152,192 | D | A |
| 10 Jun, 2025 | Chris Rehberger | Common Stock | D | 3,041 | $21.35 | 149,151 | D | F |
| 10 Jun, 2025 | Michael Scott Sarner | Common Stock | D | 15,319 | $21.35 | 470,460 | D | F |
| 27 May, 2025 | Christine Battist | Common Stock | A | 476 | $20.87 | 9,755 | D | P |