Capital Southwest's three largest insider shareholders as of June 18, 2026 are Michael Scott Sarner (President And Ceo, 473.15K shares), Bowen S Diehl (President And Ceo, 303.94K shares), Joshua S. Weinstein (Senior Managing Director Cio, 301.52K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Jack D Furst | - | 47,948 | 0 | 14 Aug, 2025 |
| William R Iii Thomas | Vice President | 18,344 | 0 | 13 Aug, 2025 |
| Thomas Duane Morgan | - | 4,776 | 0 | 31 Aug, 2021 |
| Christine Battist | - | 13,215 | 0 | 09 Feb, 2026 |
| David R Brooks | - | 40,944 | 0 | 13 Aug, 2025 |
| Bowen S Diehl | President And Ceo | 303,943 | 0 | 11 Jun, 2024 |
| Michael Scott Sarner | President And Ceo | 473,154 | 0 | 02 Mar, 2026 |
| Ramona Lynn Rogers-Windsor | - | 21,612 | 0 | 01 Oct, 2025 |
| Joshua S. Weinstein | Senior Managing Director Cio | 301,522 | 0 | 11 Jun, 2025 |
| Chris Rehberger | Chief Financial Officer | 149,151 | 0 | 10 Jun, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 27 Feb, 2026 | Michael Scott Sarner | Common Stock | A | 2,695 | $21.90 | 473,154 | D | P |
| 27 Feb, 2026 | Michael Scott Sarner | Common Stock | A | 2,695 | $21.90 | 473,154 | D | P |
| 27 Feb, 2026 | Michael Scott Sarner | Common Stock | A | 2,695 | $21.90 | 473,154 | D | P |
| 27 Feb, 2026 | Michael Scott Sarner | Common Stock | A | 2,695 | $21.90 | 473,154 | D | P |
| 09 Feb, 2026 | Christine Battist | Common Stock | A | 600 | $23.16 | 13,215 | D | P |
| 01 Oct, 2025 | Ramona Lynn Rogers-Windsor | Common Stock | A | 463 | $21.55 | 21,612 | D | P |
| 01 Oct, 2025 | Ramona Lynn Rogers-Windsor | Common Stock | A | 463 | $21.55 | 21,612 | D | P |
| 01 Oct, 2025 | Ramona Lynn Rogers-Windsor | Common Stock | A | 463 | $21.55 | 21,612 | D | P |
| 01 Oct, 2025 | Ramona Lynn Rogers-Windsor | Common Stock | A | 463 | $21.55 | 21,612 | D | P |
| 20 Aug, 2025 | Christine Battist | Common Stock | A | 667 | $22.45 | 12,615 | D | P |
| 12 Aug, 2025 | Jack D Furst | Common Stock | A | 2,193 | $0.00 | 47,948 | D | A |
| 12 Aug, 2025 | Ramona Lynn Rogers-Windsor | Common Stock | A | 2,193 | $0.00 | 20,828 | D | A |
| 12 Aug, 2025 | William R Iii Thomas | Common Stock | A | 2,193 | $0.00 | 18,344 | D | A |
| 12 Aug, 2025 | William R Iii Thomas | Common Stock | A | 2,193 | $0.00 | 18,344 | D | A |
| 12 Aug, 2025 | William R Iii Thomas | Common Stock | A | 2,193 | $0.00 | 18,344 | D | A |
| 12 Aug, 2025 | Ramona Lynn Rogers-Windsor | Common Stock | A | 2,193 | $0.00 | 20,828 | D | A |
| 12 Aug, 2025 | William R Iii Thomas | Common Stock | A | 2,193 | $0.00 | 18,344 | D | A |
| 12 Aug, 2025 | Ramona Lynn Rogers-Windsor | Common Stock | A | 2,193 | $0.00 | 20,828 | D | A |
| 12 Aug, 2025 | Ramona Lynn Rogers-Windsor | Common Stock | A | 2,193 | $0.00 | 20,828 | D | A |
| 12 Aug, 2025 | David R Brooks | Common Stock | A | 2,193 | $0.00 | 40,944 | D | A |