Capital Southwest Corp (CSWC) Insider Ownership

Historic Insider Ownership Trends

According to recent filings covering the 90 days ending February 19, 2026, the three most significant insider holders at Capital Southwest are President And Ceo Michael Scott Sarner (470.46K shares), President And Ceo Bowen S Diehl (303.94K shares), Senior Managing Director & Cio Joshua S. Weinstein (301.52K shares).

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares Report Date
Michael Scott Sarner President And Ceo 470,460 10 Jun, 2025
Bowen S Diehl President And Ceo 303,943 11 Jun, 2024
Joshua S. Weinstein Senior Managing Director & Cio 301,522 11 Jun, 2025
Chris Rehberger Chief Financial Officer 149,151 10 Jun, 2025
Jack D Furst 47,948 14 Aug, 2025
David R Brooks 40,944 13 Aug, 2025
William R Iii Thomas 24,344 13 Aug, 2025
Ramona Lynn Rogers-Windsor 21,612 01 Oct, 2025
Christine Battist 20,496 09 Feb, 2026
Thomas Duane Morgan 4,776 31 Aug, 2021

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
09 Feb, 2026 Christine Battist Common Stock A 600 $23.16 13,215 D P
01 Oct, 2025 Ramona Lynn Rogers-Windsor - - 21,612 D
01 Oct, 2025 Ramona Lynn Rogers-Windsor Common Stock A 463 $21.55 21,612 D P
20 Aug, 2025 Christine Battist Common Stock A 667 $22.45 12,615 D P
12 Aug, 2025 Jack D Furst Common Stock A 2,193 $0.00 47,948 D A
12 Aug, 2025 William R Iii Thomas Common Stock A 2,193 $0.00 18,344 D A
12 Aug, 2025 William R Iii Thomas - - 18,344 D
12 Aug, 2025 Christine Battist Common Stock A 2,193 $0.00 11,948 D A
12 Aug, 2025 David R Brooks Common Stock A 2,193 $0.00 40,944 D A
12 Aug, 2025 Ramona Lynn Rogers-Windsor Common Stock A 2,193 $0.00 20,828 D A
23 Jun, 2025 Ramona Lynn Rogers-Windsor Common Stock A 471 $21.19 18,092 D P
10 Jun, 2025 Michael Scott Sarner - - 470,460 D
10 Jun, 2025 Michael Scott Sarner Common Stock D 15,319 $21.35 470,460 D F
10 Jun, 2025 Joshua S. Weinstein Common Stock D 12,041 $21.35 301,522 D F
10 Jun, 2025 Chris Rehberger Common Stock D 3,041 $21.35 149,151 D F
09 Jun, 2025 Michael Scott Sarner - - 485,779 D
09 Jun, 2025 Michael Scott Sarner - - 405,779 D
09 Jun, 2025 Michael Scott Sarner Common Stock D 3,648 $21.06 405,779 D F
09 Jun, 2025 Michael Scott Sarner Common Stock A 80,000 $0.00 485,779 D A
09 Jun, 2025 Joshua S. Weinstein Common Stock A 65,000 $0.00 313,563 D A