Capital Southwest CSWC Insider Ownership

NASDAQ CSWC
$23.13 -0.19 (-0.81%)
At close: Sep 30, 2026 · 4:00 PM EDT

Insider Holdings by Owner

1.64Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
2.70%
▼-0.011% pp QoQ
Shares Held by Insiders
1.65Mn
filed for Sep 2026
▼-0.41% QoQ
Shares Outstanding
61.14Mn
61,142,000 shares
Direct Holdings
1.64Mn
Indirect: 7.28K
Net Shares Traded (QoQ)
-6.83K
net selling in Sep 2026
Insiders Holding Shares
9
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

As of September 29, 2026, the three largest insider holders of CSWC are Michael Scott Sarner (President And Ceo, 587.68K shares), Joshua S. Weinstein (Senior Managing Director Cio, 380.58K shares), Bowen S Diehl (President And Ceo, 303.94K shares).

Form 4 Holdings

Insiders Holding CSWC

Insiders 9
Shares held 1.64Mn
Of outstanding 2.69%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Michael Scott Sarner President And Ceo 587,684 0 587,684 35.8% 10 Jun, 2026
2 Joshua S. Weinstein Senior Managing Director Cio 380,585 0 380,585 23.2% 10 Jun, 2026
3 Bowen S Diehl President And Ceo 303,943 0 303,943 18.5% 11 Jun, 2024
4 Chris Rehberger Chief Financial Officer 215,971 0 215,971 13.1% 10 Jun, 2026
5 Jack D Furst Director 49,937 0 49,937 3.0% 11 Aug, 2026
6 David R Brooks Director 42,933 0 42,933 2.6% 11 Aug, 2026
7 Ramona Lynn Rogers-Windsor Director 25,080 0 25,080 1.5% 11 Aug, 2026
8 William R Iii Thomas Vice President 20,672 0 20,672 1.3% 12 Aug, 2026
9 Christine Battist Director 16,064 0 16,064 1.0% 11 Aug, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

685 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
10 Aug, 2026 William R Iii Thomas Director Acquired A 1,989 $0.00 $0 20,672 Direct
10 Aug, 2026 Christine Battist Director Acquired A 1,989 $0.00 $0 16,064 Direct
10 Aug, 2026 Jack D Furst Director Acquired A 1,989 $0.00 $0 49,937 Direct
10 Aug, 2026 David R Brooks Director Acquired A 1,989 $0.00 $0 42,933 Direct
10 Aug, 2026 Ramona Lynn Rogers-Windsor Director Acquired A 1,989 $0.00 $0 25,080 Direct
30 Jun, 2026 Ramona Lynn Rogers-Windsor Director Acquired P 211 $23.70 $5.00K 23,091 Direct
17 Jun, 2026 Christine Battist Director Acquired P 860 $23.23 $19.98K 14,075 Direct
09 Jun, 2026 Chris Rehberger Chief Financial Officer Disposed F 4,492 $23.28 $104.57K 144,659 Direct
09 Jun, 2026 Joshua S. Weinstein Senior Managing Director Cio Disposed F 11,349 $23.28 $264.20K 290,173 Direct
09 Jun, 2026 Michael Scott Sarner President And Ceo Disposed F 13,765 $23.28 $320.45K 459,389 Direct
09 Jun, 2026 Michael Scott Sarner President And Ceo Acquired A 140,000 $0.00 $0 599,389 Direct
09 Jun, 2026 Chris Rehberger Chief Financial Officer Acquired A 75,000 $0.00 $0 219,659 Direct
09 Jun, 2026 Joshua S. Weinstein Senior Managing Director Cio Acquired A 100,000 $0.00 $0 390,173 Direct
10 Jun, 2026 Joshua S. Weinstein Senior Managing Director Cio Disposed F 9,588 $23.54 $225.70K 380,585 Direct
10 Jun, 2026 Michael Scott Sarner President And Ceo Disposed F 11,705 $23.54 $275.54K 587,684 Direct
10 Jun, 2026 Chris Rehberger Chief Financial Officer Disposed F 3,688 $23.54 $86.82K 215,971 Direct
05 Jun, 2026 William R Iii Thomas Director Disposed S 4,661 $23.29 $108.57K 13,683 Direct
05 Jun, 2026 William R Iii Thomas Director Acquired P 5,000 $23.40 $117.00K 18,683 Direct
01 Jun, 2026 Ramona Lynn Rogers-Windsor Director Acquired P 213 $23.42 $4.99K 22,880 Direct
27 Feb, 2026 Michael Scott Sarner President And Ceo Acquired P 2,695 $21.90 $59.01K 473,154 Direct