CION Investment Corp (CION) Insider Ownership

Historic Insider Ownership Trends

As of June 06, 2026, the three largest insider holders of CION are Gregg A. Bresner (President Cio, 128.20K shares), Gregg A. Bresner (President Cio, 112.70K shares), Keith S Franz (Cfo Treasurer, 71.61K shares).

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares (Direct) Shares (Indirect) Report Date
Aron I Schwartz - 0 2,000 16 May, 2023
Mark Gatto Co Chairman Co Ceo 42,204 0 17 Nov, 2023
Michael A Reisner Co Chairman Co Ceo 46,474 0 13 Aug, 2025
Keith S Franz Cfo Treasurer 71,612 0 05 Jun, 2023
Robert A Breakstone - 0 15,782 19 May, 2025
Stephen Roman Cco Secretary 12,891 0 22 May, 2025
Gregg A. Bresner President Cio 64,599 63,599 02 Apr, 2025
Peter I. Finlay - 0 2,750 28 May, 2025
Edward J. Estrada - 3,695 0 24 Nov, 2021
Catherine Choi - 2,000 0 23 May, 2023
Eric A. Pinero Chief Legal Officer 9,127 0 18 Mar, 2025
Charlie Arestia - 0 1,213 13 Nov, 2024

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
12 Aug, 2025 Michael A Reisner Common stock, $0.001 par value A 472 $10.57 46,474 D P
12 Aug, 2025 Michael A Reisner Common stock, $0.001 par value A 472 $10.57 46,474 D P
27 May, 2025 Peter I. Finlay Common stock, $0.001 par value A 200 $9.66 2,750 I P
27 May, 2025 Peter I. Finlay Common stock, $0.001 par value A 200 $9.66 2,750 I P
22 May, 2025 Stephen Roman Common stock, $0.001 par value A 600 $9.48 12,891 D P
22 May, 2025 Stephen Roman Common stock, $0.001 par value A 600 $9.48 12,891 D P
16 May, 2025 Robert A Breakstone Common stock, $0.001 par value A 500 $9.72 15,782 I P
12 May, 2025 Michael A Reisner Common stock, $0.001 par value A 515 $9.69 46,002 D P
12 May, 2025 Michael A Reisner Common stock, $0.001 par value A 515 $9.69 46,002 D P
12 May, 2025 Mark Gatto Common stock, $0.001 par value A 2,070 $9.66 3,070 I P
12 May, 2025 Mark Gatto Common stock, $0.001 par value A 2,070 $9.66 3,070 I P
31 Mar, 2025 Gregg A. Bresner Common stock, $0.001 par value A 1,000 $10.41 63,599 I P
01 Apr, 2025 Gregg A. Bresner Common stock, $0.001 par value A 1,000 $10.48 64,599 D P
28 Mar, 2025 Michael A Reisner Common stock, $0.001 par value A 490 $10.45 45,487 D P
28 Mar, 2025 Michael A Reisner Common stock, $0.001 par value A 490 $10.45 45,487 D P
24 Mar, 2025 Robert A Breakstone Common stock, $0.001 par value A 500 $10.75 14,700 I P
18 Mar, 2025 Gregg A. Bresner Common stock, $0.001 par value A 2,000 $10.72 61,599 D P
19 Mar, 2025 Gregg A. Bresner Common stock, $0.001 par value A 1,000 $10.98 62,599 I P
18 Mar, 2025 Peter I. Finlay Common stock, $0.001 par value A 250 $10.76 2,550 I P
18 Mar, 2025 Peter I. Finlay Common stock, $0.001 par value A 250 $10.76 2,550 I P