Cathay General Bancorp CATY Insider Ownership

NASDAQ CATY
$61.36 -0.50 (-0.81%)
As of: Sep 9, 2026 · 3:59 PM EDT

Insider Holdings by Owner

1.15Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
2.36%
▼-0.018% pp QoQ
Shares Held by Insiders
1.63Mn
filed for Sep 2026
▼-0.75% QoQ
Shares Outstanding
68.99Mn
68,990,648 shares
Direct Holdings
829.34K
Indirect: 797.36K
Net Shares Traded (QoQ)
-12.30K
net selling in Sep 2026
Insiders Holding Shares
20
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

As of September 09, 2026, the three largest insider holders of CATY are Dunson K Cheng (Executive Chairman, 384.58K shares), Dunson K Cheng (Executive Chairman, 384.58K shares), Dunson K Cheng (Executive Chairman, 384.58K shares).

Form 4 Holdings

Insiders Holding CATY

Insiders 20
Shares held 1.15Mn
Of outstanding 1.67%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Peter Wu Vice Chairman 0 275,252 275,252 23.9% 07 May, 2026
2 Heng W Chen Evp/Cfo 191,040 0 191,040 16.6% 03 Apr, 2025
3 Dunson K Cheng Executive Chairman 167,531 0 167,531 14.6% 03 Apr, 2026
4 Anthony M Tang Vice Chairman 147,876 0 147,876 12.9% 10 Jun, 2026
5 Chang Liu President Ceo 127,819 0 127,819 11.1% 07 Apr, 2026
6 Kelly L Chan Director 86,091 0 86,091 7.5% 09 Dec, 2024
7 Kim R Bingham Evp, Chief Risk Officer 0 45,530 45,530 4.0% 29 Jul, 2024
8 Joseph C H Poon Director 27,519 0 27,519 2.4% 16 Apr, 2024
9 Mark Hakjoon Lee Evp, Chief Credit Officer 17,038 0 17,038 1.5% 05 Apr, 2023
10 Richard Sun Director 0 13,655 13,655 1.2% 03 Sep, 2026
11 Maan-Huei Hung Director 12,707 0 12,707 1.1% 17 Apr, 2026
12 Shally Wang Director 10,908 0 10,908 0.9% 17 Apr, 2026
13 Nelson Chung Director 10,432 0 10,432 0.9% 17 Apr, 2026
14 May K. Chan Svp, General Counsel 3,691 0 3,691 0.3% 29 Jul, 2026
15 Ann Kono Director 3,506 0 3,506 0.3% 17 Apr, 2026
16 Elizabeth A. Woo Director 3,506 0 3,506 0.3% 17 Apr, 2026
17 Thomas M. Lo Evp, Chief Admin Officer 2,362 0 2,362 0.2% 27 Aug, 2026
18 Jane H Jelenko Director 1,593 0 1,593 0.1% 17 Apr, 2026
19 Felix S Fernandez Director 1,593 0 1,593 0.1% 17 Apr, 2026
20 Lana Lai-Yan Chan Director 265 0 265 0.0% 17 Apr, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

6,769 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
25 Aug, 2026 Thomas M. Lo Evp, Chief Admin Officer Disposed S 1,600 $62.47 $99.95K 2,362 Direct
25 Aug, 2026 Richard Sun Director Disposed S 1,000 $62.08 $62.08K 3,200 Indirect
10 Aug, 2026 Richard Sun Director Disposed S 3,000 $63.09 $189.27K 2,800 Indirect
29 Jul, 2026 Richard Sun Director Disposed S 10,000 $63.33 $633.34K 7,315 Indirect
29 Jul, 2026 Richard Sun Director Disposed S 10,000 $63.29 $632.90K 11,340 Indirect
30 Jul, 2026 Richard Sun Director Disposed S 5,000 $63.31 $316.56K 6,340 Indirect
31 Jul, 2026 Richard Sun Director Disposed S 5,000 $62.43 $312.13K 2,315 Indirect
27 Jul, 2026 Thomas M. Lo Evp, Chief Admin Officer Acquired M 2,896 $0.00 $0 4,896 Direct
27 Jul, 2026 May K. Chan Svp, General Counsel Acquired M 1,448 $0.00 $0 4,158 Direct
27 Jul, 2026 May K. Chan Svp, General Counsel Disposed F 467 $62.56 $29.22K 3,691 Direct
27 Jul, 2026 Thomas M. Lo Evp, Chief Admin Officer Disposed F 934 $62.56 $58.43K 3,962 Direct
27 Jul, 2026 May K. Chan Svp, General Counsel Disposed M 1,448 $0.00 $0 0 Direct
27 Jul, 2026 Thomas M. Lo Evp, Chief Admin Officer Disposed M 2,896 $0.00 $0 0 Direct
26 Jun, 2026 Albert Sun Evp, Chief Credit Officer Acquired A 1,646 — — 1,646 Direct
26 Jun, 2026 Albert Jen-Wen Wang Evp, Chief Financial Officer Acquired A 1,663 — — 1,663 Direct
26 Jun, 2026 May K. Chan Svp, General Counsel Acquired A 886 $0.00 $0 886 Direct
26 Jun, 2026 Chang Liu President Ceo Acquired A 9,408 — — 9,408 Direct
26 Jun, 2026 Albert Sun Evp, Chief Credit Officer Acquired A 1,646 — — 1,646 Direct
26 Jun, 2026 Albert Jen-Wen Wang Evp, Chief Financial Officer Acquired A 1,663 — — 1,663 Direct
26 Jun, 2026 Chang Liu President Ceo Acquired A 9,408 — — 9,408 Direct