Cathay General Bancorp CATY Institutional Ownership

NASDAQ CATY

$60.00 +0.50 (+0.84%)

As of: Oct 1, 2026 · 3:48 PM EDT

Institutions by Trading Activity

306 Institutions

Increased 162 52.9%

Unchanged 57 18.6%

Reduced 87 28.4%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

78.29%

▲+6.29 pp QoQ

Shares Held by Institutions

52.46Mn

of 67.01Mn outstanding

▲+10.57% QoQ

Shares Outstanding

67.01Mn

14.55Mn held outside 13F filers

Institutional Investors

306

filed 13F for Jun 2026

▲+16 vs prior quarter

Net Shares Added (QoQ)

+5.01Mn

accumulated since last quarter

Value of Holdings

$3.12Bn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Quarter ending 30 Jun, 2026

Cathay General Bancorp (NASDAQ:CATY) showed up in the 13F filings of 306 institutional investors as of June 2026.

Their combined ownership stood at 78.3% of outstanding shares in June 2026, up from 72.0% in March 2026.
They increased total shares held in CATY by 10.57% quarter over quarter, and investors in Cathay General Bancorp increased 12.5% from a year ago.
During the quarter, 162 of these 306 funds increased positions in CATY, 87 reduced exposure, and 57 held steady.
Combined, these investors held 52.46Mn shares in CATY for June 2026, up by 5.01Mn shares quarter on quarter, and up 1.51Mn shares year over year.
BlackRock, Inc. is the top holder of Cathay General Bancorp as of June 30, 2026, with 9.75Mn shares representing 14.55% of outstanding stock.
Leading buyers of Cathay General Bancorp shares for the quarter ending June 2026 were FULLER & THALER ASSET MANAGEMENT, INC. (1.72Mn), Sixth Street Partners Management Company, L.P. (873.29K), NORGES BANK (612.82K), AMERICAN CENTURY COMPANIES INC (383.22K), Invesco Ltd. (288.51K).
The largest sales of CATY for the quarter ending June 2026 came from Qube Research & Technologies Ltd (177.05K), WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC (113.19K), MILLENNIUM MANAGEMENT LLC (99.91K), NFJ INVESTMENT GROUP, LLC (86.73K), D. E. Shaw & Co., Inc. (69.35K).
Cathay General Bancorp's 10 largest shareholders as of June 2026 include BlackRock, Inc. (9.75Mn), VANGUARD PORTFOLIO MANAGEMENT LLC (4.12Mn), DIMENSIONAL FUND ADVISORS LP (4.07Mn), State Street Corp (3.53Mn), VANGUARD CAPITAL MANAGEMENT LLC (2.9Mn), AMERICAN CENTURY COMPANIES INC (1.99Mn), Invesco Ltd. (1.98Mn), GEODE CAPITAL MANAGEMENT, LLC (1.83Mn), FULLER & THALER ASSET MANAGEMENT, INC. (1.72Mn), T. Rowe Price Investment Management, Inc. (1.04Mn) per Business Quant data.

Form 13F Holdings

306 Institutional Holders

Report period 30 Jun, 2026

Total shares held 52.46Mn

Of outstanding 78.29%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	BlackRock, Inc.	0002012383	9,753,895	14.55%	▲8,312	+0.09%	$604.64Mn
2	VANGUARD PORTFOLIO MANAGEMENT LLC	0002100121	4,115,369	6.14%	▲44,110	+1.08%	$255.11Mn
3	DIMENSIONAL FUND ADVISORS LP	0000354204	4,069,074	6.07%	▲19,067	+0.47%	$252.24Mn
4	State Street Corp	0000093751	3,530,170	5.27%	▲72,358	+2.09%	$218.84Mn
5	VANGUARD CAPITAL MANAGEMENT LLC	0002100119	2,900,714	4.33%	▲3,178	+0.11%	$179.82Mn
6	AMERICAN CENTURY COMPANIES INC	0000748054	1,990,108	2.97%	▲383,222	+23.85%	$123.37Mn
7	Invesco Ltd.	0000914208	1,975,959	2.95%	▲288,507	+17.10%	$122.49Mn
8	GEODE CAPITAL MANAGEMENT, LLC	0001214717	1,830,160	2.73%	▲90,522	+5.20%	$113.47Mn
9	FULLER & THALER ASSET MANAGEMENT, INC.	0001082327	1,715,706	2.56%	▲1,715,706	0.00%	$106.36Mn
10	T. Rowe Price Investment Management, Inc.	0001897612	1,041,237	1.55%	▼54,156	-4.94%	$64.55K
11	Goldman Sachs Group Inc	0000886982	903,542	1.35%	▲198,526	+28.16%	$56.01Mn
12	MASSACHUSETTS FINANCIAL SERVICES CO /MA/	0000912938	874,002	1.30%	▼41,081	-4.49%	$54.18Mn
13	Sixth Street Partners Management Company, L.P.	0001812095	873,287	1.30%	▲873,287	0.00%	$54.14Mn
13	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0000884546	873,287	1.30%	▼31,915	-3.53%	$54.14Mn
14	Northern Trust Corp	0000073124	855,450	1.28%	▲45,661	+5.64%	$53.03Mn
15	Morgan Stanley	0000895421	743,749	1.11%	▲131,297	+21.44%	$46.11Mn
16	LSV ASSET MANAGEMENT	0001050470	678,200	1.01%	0	0.00%	$42.04K
17	Bank of New York Mellon Corp	0001390777	658,156	0.98%	▲16,650	+2.60%	$40.80Mn
18	GW&K Investment Management, LLC	0001082917	656,264	0.98%	▼8,656	-1.30%	$40.68K
19	NORGES BANK	0001374170	612,822	0.91%	▲612,822	0.00%	$37.99Mn

Showing 1 to 20 of 306 holders