Caterpillar CAT Institutional Ownership

NYSE CAT

$757.07 -42.30 (-5.29%)

As of: Oct 13, 2026 · 11:47 AM EDT

Institutions by Trading Activity

4,046 Institutions

Increased 1,882 46.5%

Unchanged 571 14.1%

Reduced 1,593 39.4%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

72.25%

▲+0.84 pp QoQ

Shares Held by Institutions

332.66Mn

of 460.40Mn outstanding

▲+0.52% QoQ

Shares Outstanding

460.40Mn

127.74Mn held outside 13F filers

Institutional Investors

4,046

filed 13F for Jun 2026

▲+294 vs prior quarter

Net Shares Added (QoQ)

+1.72Mn

accumulated since last quarter

Value of Holdings

$266.24Bn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Updated Oct 11, 2026

Caterpillar Inc (NYSE:CAT) had 4,046 institutional holders reporting a position on Form 13F for the quarter ended June 30, 2026.

Collectively, these holders controlled 72.25% of Caterpillar's outstanding shares in Q2 2026, up from 71.42% in Q1 2026.
Total holdings of Caterpillar shares rose 0.52% from Q1 2026, and the number of holders rose 34.28% from Q2 2025.
Of the 4,046 holders of CAT in Q2 2026, 1,882 added to their positions, 1,593 reduced their stakes and 571 left their positions unchanged.
The aggregate institutional position in Caterpillar was 332.66Mn shares at the end of Q2 2026, up 1.72Mn from the prior quarter and up 10.49Mn from a year earlier.
As of June 30, 2026, the biggest holder of Caterpillar was BlackRock, Inc. with 37.99Mn shares, or 8.25% of shares outstanding.
Among existing holders, the largest additions to Caterpillar in Q2 2026 came from JPMorgan Chase & Co (+4.39Mn shares), Ascentis Wealth Management, LLC (+2.26Mn shares), FMR LLC (+1.96Mn shares), BlackRock, Inc. (+822.07K shares) and T. Rowe Price Associates Inc (+589.61K shares).
Holders that trimmed the most shares of Caterpillar in Q2 2026 while keeping a position were Diamant Asset Management, Inc. (-3.14Mn shares), Capital International Investors (-2.01Mn shares), Capital Research Global Investors (-1Mn shares), Barclays PLC (-830.56K shares) and Invesco Ltd. (-565.51K shares).
Per Business Quant data, the 10 largest holders of Caterpillar at the end of Q2 2026 were BlackRock, Inc. (37.99Mn shares), State Street Corp (34.39Mn shares), Vanguard Capital Management LLC (30.08Mn shares), State Farm Mutual Automobile Insurance Co (14.51Mn shares), Vanguard Portfolio Management LLC (12.03Mn shares), Geode Capital Management, LLC (11.18Mn shares), Fisher Asset Management, LLC (9.94Mn shares), Morgan Stanley (7.5Mn shares), JPMorgan Chase & Co (7.33Mn shares) and Gates Foundation Trust (6.35Mn shares).

Form 13F Holdings

4,049 Institutional Holders

Report period 30 Jun, 2026

Total shares held 332.66Mn

Of outstanding 72.25%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	BlackRock, Inc.	0002012383	37,991,505	8.25%	▲822,072	+2.21%	$40.46Bn
2	State Street Corp	0000093751	34,392,316	7.47%	▼488,288	-1.40%	$36.62Bn
3	VANGUARD CAPITAL MANAGEMENT LLC	0002100119	30,077,764	6.53%	▼156,689	-0.52%	$32.03Bn
4	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO	0000315032	14,509,304	3.15%	▼55,422	-0.38%	$15.45Bn
5	VANGUARD PORTFOLIO MANAGEMENT LLC	0002100121	12,026,244	2.61%	▲320,354	+2.74%	$12.81Bn
6	GEODE CAPITAL MANAGEMENT, LLC	0001214717	11,175,493	2.43%	▲48,010	+0.43%	$11.92Bn
7	Fisher Asset Management, LLC	0000850529	9,942,521	2.16%	▲166,569	+1.70%	$10.59Bn
8	Morgan Stanley	0000895421	7,504,426	1.63%	▲4,764	+0.06%	$7.99Bn
9	Jpmorgan Chase & Co	0000019617	7,325,731	1.59%	▲4,385,152	+149.13%	$7.57Bn
10	GATES FOUNDATION TRUST	0001166559	6,353,614	1.38%	0	0.00%	$6.77Bn
11	PRICE T ROWE ASSOCIATES INC /MD/	0000080255	6,171,628	1.34%	▲589,610	+10.56%	$6.57Mn
12	FMR LLC	0000315066	5,781,969	1.26%	▲1,957,676	+51.19%	$6.16Bn
13	Northern Trust Corp	0000073124	5,664,155	1.23%	▼14,640	-0.26%	$6.03Bn
14	Bank Of America Corp /De/	0000070858	5,463,565	1.19%	▼214,013	-3.77%	$5.82Bn
15	Goldman Sachs Group Inc	0000886982	3,570,493	0.78%	▲359,522	+11.20%	$3.80Bn
16	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0000884546	3,322,782	0.72%	▼31,221	-0.93%	$3.53Bn
17	Invesco Ltd.	0000914208	3,284,093	0.71%	▼565,507	-14.69%	$3.50Bn
18	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	0000861177	3,153,638	0.68%	▼113,895	-3.49%	$3.36Bn
19	Capital World Investors	0001422849	3,060,432	0.66%	▼483,508	-13.64%	$3.26Bn
20	Bank of New York Mellon Corp	0001390777	2,998,131	0.65%	▼450,038	-13.05%	$3.19Bn

Showing 1 to 20 of 4,049 holders