Caterpillar Inc (CAT) Insider Ownership

Historic Insider Ownership Trends

CAT's three largest insider shareholders as of June 09, 2026 are Iii Donald J Umpleby (Executive Chairman, 464.20K shares), Lange Bob De (Group President, 86.03K shares), Andrew R J Bonfield (Chief Financial Officer, 52.94K shares).

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares (Direct) Shares (Indirect) Report Date
Rayford Jr Wilkins - 8,123 0 13 Jun, 2025
Andrew R J Bonfield Chief Financial Officer 52,935 0 06 Mar, 2026
Susan C Schwab - 5,948 0 20 Nov, 2025
David L Calhoun - 49,815 0 15 Jun, 2023
Miles D White - 8,382 0 02 Mar, 2022
David Maclennan - 7,947 0 06 Nov, 2025
Iii Donald J Umpleby Executive Chairman 464,199 0 06 Mar, 2026
Nazzic S Keene - 512 0 13 Jun, 2025
Christine M Pambianchi Chief Human Resources Officer 3,307 0 04 Mar, 2026
Denise C Johnson Group President 49,825 0 06 Mar, 2026
Judith Fran Marks - 1,717 0 13 Jun, 2025
Lange Bob De Group President 86,029 0 06 Mar, 2026
Suzette M Long Clo/General Counsel 13,890 0 08 Jun, 2023
Kelly Ayotte - 6,113 0 15 Jun, 2023
William E Schaupp Chief Accounting Officer 890 0 06 Mar, 2026
Joseph E Creed Chief Executive Officer 35,083 0 06 Mar, 2026
Gerald Johnson - 3,659 0 13 Jun, 2025
Anthony D. Fassino Group President 46,041 0 06 Mar, 2026
Jason Kaiser Group President 9,594 0 06 Mar, 2026
Derek Owens Chief Legal Officer 8,203 0 06 Mar, 2026
Rodney Michael Shurman Group President 2,546 0 06 Mar, 2026

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
31 Mar, 2026 David Maclennan Phantom Stock Units A 33 $690.44 453 D A
31 Mar, 2026 David Maclennan Phantom Stock Units A 33 $690.44 453 D A
26 Mar, 2026 Joseph E Creed Phantom Stock Units A 3 $703.19 11,583 D A
26 Mar, 2026 Joseph E Creed Phantom Stock Units A 3 $703.19 11,583 D A
13 Mar, 2026 Joseph E Creed Phantom Stock Units A 428 $693.99 11,433 D A
13 Mar, 2026 Joseph E Creed Phantom Stock Units A 428 $693.99 11,433 D A
13 Mar, 2026 Jason Kaiser Phantom Stock Units A 186 $693.99 5,564 D A
13 Mar, 2026 Jason Kaiser Phantom Stock Units A 186 $693.99 5,564 D A
06 Mar, 2026 Jason Kaiser Phantom Stock Units A 106 $680.90 5,520 D A
06 Mar, 2026 Joseph E Creed Phantom Stock Units A 214 $680.90 11,293 D A
06 Mar, 2026 Joseph E Creed Phantom Stock Units A 214 $680.90 11,293 D A
06 Mar, 2026 Jason Kaiser Phantom Stock Units A 106 $680.90 5,520 D A
04 Mar, 2026 Anthony D. Fassino Common Stock D 346 $738.42 46,041 D F
04 Mar, 2026 William E Schaupp Common Stock D 19 $738.42 890 D F
04 Mar, 2026 Lange Bob De Common Stock D 393 $738.42 86,029 D F
04 Mar, 2026 Jason Kaiser Common Stock D 368 $738.42 9,594 D F
04 Mar, 2026 Rodney Michael Shurman Common Stock D 117 $738.42 2,546 D F
04 Mar, 2026 Derek Owens Common Stock D 338 $738.42 8,203 D F
04 Mar, 2026 Joseph E Creed Common Stock D 696 $738.42 37,583 D F
04 Mar, 2026 Iii Donald J Umpleby Common Stock D 1,546 $738.42 464,199 D F