Caterpillar's top three insider shareholders as of March 23, 2026 are Iii Donald J Umpleby (Executive Chairman, 464.20K shares), Lange Bob De (Group President, 86.03K shares), Andrew R J Bonfield (Chief Financial Officer, 52.94K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Iii Donald J Umpleby | Executive Chairman | 464,199 | 0 | 06 Mar, 2026 |
| Lange Bob De | Group President | 86,029 | 0 | 06 Mar, 2026 |
| Denise C Johnson | Group President | 49,825 | 0 | 06 Mar, 2026 |
| Edward B Jr Rust | 47,382 | 0 | 09 Jun, 2022 | |
| Anthony D. Fassino | Group President | 46,041 | 0 | 06 Mar, 2026 |
| Iii Donald J Umpleby | Chief Executive Officer | 0 | 36,040 | 27 Feb, 2024 |
| Joseph E Creed | Chief Executive Officer | 35,083 | 0 | 06 Mar, 2026 |
| Cheryl H Johnson | Chief Human Resources Officer | 15,255 | 0 | 05 Mar, 2025 |
| Suzette M Long | Clo/General Counsel | 13,890 | 0 | 08 Jun, 2023 |
| Debra L Reed | 12,876 | 0 | 13 Jun, 2025 | |
| Jason Kaiser | Group President | 9,594 | 0 | 06 Mar, 2026 |
| Miles D White | 8,382 | 0 | 02 Mar, 2022 | |
| Derek Owens | Chief Legal Officer | 8,203 | 0 | 06 Mar, 2026 |
| Rayford Jr Wilkins | 8,123 | 0 | 13 Jun, 2025 | |
| David Maclennan | 7,947 | 0 | 06 Nov, 2025 | |
| Susan C Schwab | 5,948 | 0 | 20 Nov, 2025 | |
| Daniel M Dickinson | 4,728 | 0 | 06 Dec, 2024 | |
| Gerald Johnson | 3,659 | 0 | 13 Jun, 2025 | |
| James C Jr Fish | 3,475 | 0 | 22 Dec, 2025 | |
| Christine M Pambianchi | Chief Human Resources Officer | 3,307 | 0 | 04 Mar, 2026 |
| Rodney Michael Shurman | Group President | 2,546 | 0 | 06 Mar, 2026 |
| Judith Fran Marks | 1,717 | 0 | 13 Jun, 2025 | |
| William E Schaupp | Chief Accounting Officer | 890 | 0 | 06 Mar, 2026 |
| Nazzic S Keene | 512 | 0 | 13 Jun, 2025 | |
| James C Jr Fish | 0 | 250 | 26 Nov, 2024 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 13 Mar, 2026 | Joseph E Creed | Phantom Stock Units | A | 428 | $693.99 | 11,433 | D | A |
| 13 Mar, 2026 | Jason Kaiser | Phantom Stock Units | A | 186 | $693.99 | 5,564 | D | A |
| 06 Mar, 2026 | Joseph E Creed | Phantom Stock Units | A | 214 | $680.90 | 11,293 | D | A |
| 06 Mar, 2026 | Jason Kaiser | Phantom Stock Units | A | 106 | $680.90 | 5,520 | D | A |
| 04 Mar, 2026 | Joseph E Creed | Common Stock | D | 696 | $738.42 | 37,583 | D | F |
| 04 Mar, 2026 | Lange Bob De | Common Stock | D | 393 | $738.42 | 86,029 | D | F |
| 04 Mar, 2026 | Jason Kaiser | Common Stock | D | 368 | $738.42 | 9,594 | D | F |
| 04 Mar, 2026 | Denise C Johnson | Common Stock | D | 346 | $738.42 | 49,825 | D | F |
| 04 Mar, 2026 | Derek Owens | Common Stock | D | 338 | $738.42 | 8,203 | D | F |
| 04 Mar, 2026 | Iii Donald J Umpleby | Common Stock | D | 1,546 | $738.42 | 464,199 | D | F |
| 04 Mar, 2026 | Anthony D. Fassino | Common Stock | D | 346 | $738.42 | 46,041 | D | F |
| 04 Mar, 2026 | Rodney Michael Shurman | Common Stock | D | 117 | $738.42 | 2,546 | D | F |
| 04 Mar, 2026 | William E Schaupp | Common Stock | D | 19 | $738.42 | 890 | D | F |
| 05 Mar, 2026 | Joseph E Creed | Common Stock | D | 420 | $717.01 | 37,163 | D | S |
| 05 Mar, 2026 | Joseph E Creed | Common Stock | D | 800 | $718.44 | 36,363 | D | S |
| 05 Mar, 2026 | Joseph E Creed | Common Stock | D | 585 | $719.39 | 35,778 | D | S |
| 05 Mar, 2026 | Joseph E Creed | Common Stock | D | 575 | $720.10 | 35,203 | D | S |
| 05 Mar, 2026 | Joseph E Creed | Common Stock | D | 120 | $721.00 | 35,083 | D | S |
| 02 Mar, 2026 | Lange Bob De | Common Stock | A | 1,650 | $0.00 | 86,804 | D | A |
| 02 Mar, 2026 | Jason Kaiser | Common Stock | A | 1,650 | $0.00 | 10,320 | D | A |