As of April 28, 2026, Caterpillar's top three insider holders are Iii Donald J Umpleby (Executive Chairman, 464.20K shares), Lange Bob De (Group President, 86.03K shares), Andrew R J Bonfield (Chief Financial Officer, 52.94K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Iii Donald J Umpleby | Executive Chairman | 464,199 | 0 | 06 Mar, 2026 |
| Lange Bob De | Group President | 86,029 | 0 | 06 Mar, 2026 |
| Andrew R J Bonfield | Chief Financial Officer | 52,935 | 0 | 06 Mar, 2026 |
| Denise C Johnson | Group President | 49,825 | 0 | 06 Mar, 2026 |
| David L Calhoun | - | 49,815 | 0 | 15 Jun, 2023 |
| Anthony D. Fassino | Group President | 46,041 | 0 | 06 Mar, 2026 |
| Iii Donald J Umpleby | Chief Executive Officer | 0 | 36,040 | 27 Feb, 2024 |
| Joseph E Creed | Chief Executive Officer | 35,083 | 0 | 06 Mar, 2026 |
| Suzette M Long | Clo/General Counsel | 13,890 | 0 | 08 Jun, 2023 |
| Jason Kaiser | Group President | 9,594 | 0 | 06 Mar, 2026 |
| Miles D White | - | 8,382 | 0 | 02 Mar, 2022 |
| Derek Owens | Chief Legal Officer | 8,203 | 0 | 06 Mar, 2026 |
| Rayford Jr Wilkins | - | 8,123 | 0 | 13 Jun, 2025 |
| David Maclennan | - | 7,947 | 0 | 06 Nov, 2025 |
| Kelly Ayotte | - | 6,113 | 0 | 15 Jun, 2023 |
| Susan C Schwab | - | 5,948 | 0 | 20 Nov, 2025 |
| Gerald Johnson | - | 3,659 | 0 | 13 Jun, 2025 |
| Rodney Michael Shurman | Group President | 2,546 | 0 | 06 Mar, 2026 |
| Judith Fran Marks | - | 1,717 | 0 | 13 Jun, 2025 |
| William E Schaupp | Chief Accounting Officer | 890 | 0 | 06 Mar, 2026 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 31 Mar, 2026 | David Maclennan | Phantom Stock Units | A | 33 | $690.44 | 453 | D | A |
| 26 Mar, 2026 | Joseph E Creed | Phantom Stock Units | A | 3 | $703.19 | 11,583 | D | A |
| 13 Mar, 2026 | Joseph E Creed | Phantom Stock Units | A | 428 | $693.99 | 11,433 | D | A |
| 13 Mar, 2026 | Jason Kaiser | Phantom Stock Units | A | 186 | $693.99 | 5,564 | D | A |
| 06 Mar, 2026 | Jason Kaiser | Phantom Stock Units | A | 106 | $680.90 | 5,520 | D | A |
| 06 Mar, 2026 | Joseph E Creed | Phantom Stock Units | A | 214 | $680.90 | 11,293 | D | A |
| 04 Mar, 2026 | Lange Bob De | Common Stock | D | 393 | $738.42 | 86,029 | D | F |
| 04 Mar, 2026 | Denise C Johnson | Common Stock | D | 346 | $738.42 | 49,825 | D | F |
| 04 Mar, 2026 | William E Schaupp | Common Stock | D | 19 | $738.42 | 890 | D | F |
| 04 Mar, 2026 | Rodney Michael Shurman | Common Stock | D | 117 | $738.42 | 2,546 | D | F |
| 04 Mar, 2026 | Derek Owens | Common Stock | D | 338 | $738.42 | 8,203 | D | F |
| 04 Mar, 2026 | Jason Kaiser | Common Stock | D | 368 | $738.42 | 9,594 | D | F |
| 04 Mar, 2026 | Andrew R J Bonfield | Common Stock | D | 449 | $738.42 | 52,935 | D | F |
| 04 Mar, 2026 | Anthony D. Fassino | Common Stock | D | 346 | $738.42 | 46,041 | D | F |
| 04 Mar, 2026 | Joseph E Creed | Common Stock | D | 696 | $738.42 | 37,583 | D | F |
| 04 Mar, 2026 | Iii Donald J Umpleby | Common Stock | D | 1,546 | $738.42 | 464,199 | D | F |
| 05 Mar, 2026 | Joseph E Creed | Common Stock | D | 420 | $717.01 | 37,163 | D | S |
| 05 Mar, 2026 | Joseph E Creed | Common Stock | D | 800 | $718.44 | 36,363 | D | S |
| 05 Mar, 2026 | Joseph E Creed | Common Stock | D | 585 | $719.39 | 35,778 | D | S |
| 05 Mar, 2026 | Joseph E Creed | Common Stock | D | 575 | $720.10 | 35,203 | D | S |