Caterpillar's top three insider shareholders as of August 29, 2026 are Iii Donald J Umpleby (Executive Chairman, 464.20K shares), Lange Bob De (Group President, 86.03K shares), Andrew R J Bonfield (Cfo Emeritus, 52.94K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Iii Donald J Umpleby | Executive Chairman | 464,199 | 0 | 464,199 | 48.0% | 06 Mar, 2026 |
| 2 | Lange Bob De | Group President | 86,029 | 0 | 86,029 | 8.9% | 07 May, 2026 |
| 3 | Andrew R J Bonfield | Cfo Emeritus | 52,935 | 0 | 52,935 | 5.5% | 07 May, 2026 |
| 4 | Denise C Johnson | Group President | 49,825 | 0 | 49,825 | 5.2% | 15 May, 2026 |
| 5 | David L Calhoun | Director | 49,815 | 0 | 49,815 | 5.2% | 15 Jun, 2023 |
| 6 | Edward B Jr Rust | Director | 47,382 | 0 | 47,382 | 4.9% | 09 Jun, 2022 |
| 7 | Anthony D. Fassino | Group President | 46,041 | 0 | 46,041 | 4.8% | 12 May, 2026 |
| 8 | Joseph E Creed | Chief Executive Officer | 34,555 | 0 | 34,555 | 3.6% | 01 Sep, 2026 |
| 9 | Kyle Joseph Epley | Chief Financial Officer | 17,705 | 0 | 17,705 | 1.8% | 12 May, 2026 |
| 10 | Cheryl H Johnson | Chief Human Resources Officer | 15,255 | 0 | 15,255 | 1.6% | 05 Mar, 2025 |
| 11 | Suzette M Long | Clo/General Counsel | 13,890 | 0 | 13,890 | 1.4% | 08 Jun, 2023 |
| 12 | Debra L Reed | Director | 13,204 | 0 | 13,204 | 1.4% | 11 Jun, 2026 |
| 13 | Jason Kaiser | Group President | 9,300 | 0 | 9,300 | 1.0% | 06 May, 2026 |
| 14 | David Maclennan | Director | 8,420 | 0 | 8,420 | 0.9% | 11 Jun, 2026 |
| 15 | Rayford Jr Wilkins | Director | 8,416 | 0 | 8,416 | 0.9% | 11 Jun, 2026 |
| 16 | Miles D White | Director | 8,382 | 0 | 8,382 | 0.9% | 02 Mar, 2022 |
| 17 | Derek Owens | Chief Legal Officer | 8,203 | 0 | 8,203 | 0.8% | 06 Mar, 2026 |
| 18 | Susan C Schwab | Director | 6,197 | 0 | 6,197 | 0.6% | 11 Jun, 2026 |
| 19 | Kelly Ayotte | Director | 6,113 | 0 | 6,113 | 0.6% | 15 Jun, 2023 |
| 20 | Daniel M Dickinson | Director | 4,728 | 0 | 4,728 | 0.5% | 06 Dec, 2024 |
| 21 | Gerald Johnson | Director | 3,907 | 0 | 3,907 | 0.4% | 11 Jun, 2026 |
| 22 | James C Jr Fish | Director | 3,687 | 0 | 3,687 | 0.4% | 11 Jun, 2026 |
| 23 | Christine M Pambianchi | Chief Human Resources Officer | 3,083 | 0 | 3,083 | 0.3% | 12 May, 2026 |
| 24 | Rodney Michael Shurman | Group President | 2,546 | 0 | 2,546 | 0.3% | 06 May, 2026 |
| 25 | Judith Fran Marks | Director | 1,938 | 0 | 1,938 | 0.2% | 11 Jun, 2026 |
| 26 | Nazzic S Keene | Director | 728 | 0 | 728 | 0.1% | 11 Jun, 2026 |
| 27 | William E Schaupp | Chief Accounting Officer | 530 | 0 | 530 | 0.1% | 14 May, 2026 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Acquired M | 44,403 | $219.76 | $9.76Mn | 78,958 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed F | 12,002 | $812.98 | $9.76Mn | 66,956 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 480 | $800.19 | $384.09K | 66,476 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 540 | $801.10 | $432.59K | 65,936 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 280 | $802.10 | $224.59K | 65,656 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 750 | $803.39 | $602.54K | 64,906 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 520 | $803.86 | $418.01K | 64,386 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 1,351 | $805.36 | $1.09Mn | 63,035 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 3,382 | $806.31 | $2.73Mn | 59,653 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 6,135 | $807.41 | $4.95Mn | 53,518 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 2,639 | $808.20 | $2.13Mn | 50,879 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 2,137 | $809.08 | $1.73Mn | 48,742 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 3,041 | $810.31 | $2.46Mn | 45,701 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 5,035 | $811.31 | $4.08Mn | 40,666 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 1,280 | $812.09 | $1.04Mn | 39,386 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed S | 4,831 | $813.72 | $3.93Mn | 34,555 | Direct |
| 28 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Disposed M | 44,403 | $219.76 | $9.76Mn | 0 | Direct |
| 26 Aug, 2026 | Jason Kaiser | Group President | Acquired A | 11 | $821.93 | $9.04K | 5,476 | Direct |
| 26 Aug, 2026 | Joseph E Creed | Chief Executive Officer | Acquired A | 19 | $821.93 | $15.62K | 11,291 | Direct |
| 26 Aug, 2026 | Kyle Joseph Epley | Chief Financial Officer | Acquired A | 11 | $821.93 | $9.04K | 5,862 | Direct |