Caterpillar Inc (CAT) Institutional Ownership

Institutions by Trading Activity

Ownership Statistics

472,301,967Shares Outstanding

1,955,645Shares held by institutions

$1,514,060,359Value of institutional holdings

57.81%Institutional ownership %

0.82%Shares Changed QoQ

3,000No. of institutional investors

Shares Owned by Institutions

Shares Purchased/Sold by Institutions

Ownership Summary

The institutional landscape for Caterpillar Inc (NYSE:CAT) includes 3000 filers as of the latest reporting cycle ending December 2025.

The percentage of Caterpillar owned by institutions changed from 71.3% in September 2025 to 57.8% in December 2025, marking a slight down trend.
The company experienced a 0.82% quarterly change in institutional shares held, alongside an increase of 1.28% in total owners annually.
During the quarter, 1462 institutions bought more Caterpillar shares, 1140 sold shares, and 398 of the 3000 total investors held their position steady.
The aggregate institutional position in Caterpillar now stands at 273.04Mn shares as of December 2025, after investors increased their holdings (up by 2.22Mn shares quarter on quarter which is down 67.65Mn shares year over year).
VANGUARD GROUP INC continues to be the largest institutional holder of Caterpillar as of December 31, 2025, with a position of 46.39Mn shares, representing 9.82% of the company's outstanding stock.
Among the most significant buyers of Caterpillar during December 2025 were Capital International Investors (2.14Mn), BlackRock, Inc. (1.92Mn), VANGUARD GROUP INC (442.16K), Alphinity Investment Management Pty Ltd (440.25K), Walleye Trading LLC (392.80K).
Leading sellers of Caterpillar stock in December 2025 included Capital Research Global Investors (1.45Mn), JPMORGAN CHASE & CO (924.54K), Capital World Investors (579.28K), UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (534.89K), VAN ECK ASSOCIATES CORP (439.21K).
The top 10 institutional holders of Caterpillar for the quarter ending December 2025 included VANGUARD GROUP INC (46.39Mn), BlackRock, Inc. (36.21Mn), STATE STREET CORP (35.39Mn), STATE FARM MUTUAL AUTOMOBILE INSURANCE CO (17.43Mn), GEODE CAPITAL MANAGEMENT, LLC (10.61Mn), Fisher Asset Management, LLC (9.49Mn), MORGAN STANLEY (7.08Mn), Capital World Investors (4.01Mn), Bank of New York Mellon Corp (3.56Mn), UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (3.54Mn).

3,000 Institutional Holders

1,955,645 Total Shares Held

Rows:

Download Data

Owner Name	Date	Shares Held	Change (QoQ)	Change (%)	Value (USD)
VANGUARD GROUP INC	31 Dec, 2025	46,385,185	442,164	0.96%	$26,572,680,931.00
BlackRock, Inc.	31 Dec, 2025	36,208,775	1,924,397	5.61%	$20,742,920,818.00
STATE STREET CORP	31 Dec, 2025	35,388,550	385,204	1.10%	$20,273,038,639.00
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO	31 Dec, 2025	17,431,190	-87,214	-0.50%	$9,985,805,816.00
GEODE CAPITAL MANAGEMENT, LLC	31 Dec, 2025	10,610,182	94,524	0.90%	$6,072,572,127.00
Fisher Asset Management, LLC	31 Dec, 2025	9,493,266	54,069	0.57%	$5,438,408,329.00
MORGAN STANLEY	31 Dec, 2025	7,075,119	-162,174	-2.24%	$4,053,125,269.00
Capital World Investors	31 Dec, 2025	4,009,003	-579,278	-12.63%	$2,296,956,540.00
Bank of New York Mellon Corp	31 Dec, 2025	3,556,647	2,717	0.08%	$2,037,496,733.00
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	31 Dec, 2025	3,544,224	-534,891	-13.11%	$2,030,379,603.00
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	31 Dec, 2025	3,345,375	6,546	0.20%	$1,916,471,144.00
GOLDMAN SACHS GROUP INC	31 Dec, 2025	3,331,820	288,377	9.48%	$1,908,699,787.00
Capital Research Global Investors	31 Dec, 2025	2,845,207	-1,450,160	-33.76%	$1,629,947,951.00
DIMENSIONAL FUND ADVISORS LP	31 Dec, 2025	2,772,301	-126,367	-4.36%	$1,588,239,442.00
Legal & General Group Plc	31 Dec, 2025	2,720,308	-81,760	-2.92%	$1,558,382,838.00
JPMORGAN CHASE & CO	31 Dec, 2025	2,600,270	-924,540	-26.23%	$1,489,618,654.00
Nuveen, LLC	31 Dec, 2025	2,309,181	55,267	2.45%	$1,322,860,520.00
JANE STREET GROUP, LLC	31 Dec, 2025	2,249,652	-141,278	-5.91%	$1,288,758,141.00
Capital International Investors	31 Dec, 2025	2,138,909	2,138,909	0.00%	$1,225,317,093.00
WELLS FARGO & COMPANY/MN	31 Dec, 2025	2,008,129	10,866	0.54%	$1,150,397,103.00

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