Caterpillar CAT Institutional Ownership

NYSE CAT

$792.28 +13.12 (+1.68%)

At close: Sep 2, 2026 · 4:00 PM EDT

Institutions by Trading Activity

4,030 Institutions

Increased 1,876 46.6%

Unchanged 570 14.1%

Reduced 1,584 39.3%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

73.33%

▲+1.81 pp QoQ

Shares Held by Institutions

337.60Mn

of 460.40Mn outstanding

▲+2.37% QoQ

Shares Outstanding

460.40Mn

122.80Mn held outside 13F filers

Institutional Investors

4,030

filed 13F for Jun 2026

▲+281 vs prior quarter

Net Shares Added (QoQ)

+7.82Mn

accumulated since last quarter

Value of Holdings

$263.03Bn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Quarter ending 30 Jun, 2026

Caterpillar Inc (NYSE:CAT) has 4,029 institutional investors with active 13F positions as of June 2026.

These investors collectively held 73.3% of Caterpillar's outstanding shares in June 2026, up from 71.5% in March 2026.
They increased total shares held in CAT by 2.37% quarter over quarter, and investors in Caterpillar increased 33.5% from a year ago.
During the quarter, 1,875 of these 4,029 funds increased positions in CAT, 1,584 reduced exposure, and 570 held steady.
Combined, these investors held 337.6Mn shares in CAT for June 2026, up by 7.82Mn shares quarter on quarter, and down 2.28Mn shares year over year.
As of June 30, 2026, BlackRock, Inc. held the largest stake in Caterpillar with 37.99Mn shares, accounting for 8.25% of total shares outstanding.
The biggest buyers of Caterpillar for the quarter ending June 2026 included Jpmorgan Chase & Co (4.39Mn), Sixth Street Partners Management Company, L.P. (3.32Mn), Ascentis Wealth Management, LLC (2.26Mn), FMR LLC (1.96Mn), McMill Wealth Management (1.42Mn).
The largest sellers of Caterpillar for the quarter ending June 2026 were DIAMANT ASSET MANAGEMENT, INC. (3.14Mn), Capital International Investors (2.01Mn), Capital Research Global Investors (1.0Mn), Barclays Plc (830.56K), Invesco Ltd. (565.51K).
According to Business Quant data, leading holders of CAT for June 2026 are BlackRock, Inc. (37.99Mn), State Street Corp (34.39Mn), VANGUARD CAPITAL MANAGEMENT LLC (30.08Mn), STATE FARM MUTUAL AUTOMOBILE INSURANCE CO (14.51Mn), VANGUARD PORTFOLIO MANAGEMENT LLC (12.03Mn), GEODE CAPITAL MANAGEMENT, LLC (11.18Mn), Fisher Asset Management, LLC (9.94Mn), Morgan Stanley (7.5Mn), Jpmorgan Chase & Co (7.33Mn), GATES FOUNDATION TRUST (6.35Mn).

Form 13F Holdings

4,030 Institutional Holders

Report period 30 Jun, 2026

Total shares held 337.60Mn

Of outstanding 73.33%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	BlackRock, Inc.	0002012383	37,991,505	8.25%	▲822,072	+2.21%	$40.46Bn
2	State Street Corp	0000093751	34,392,316	7.47%	▼488,288	-1.40%	$36.62Bn
3	VANGUARD CAPITAL MANAGEMENT LLC	0002100119	30,077,764	6.53%	▼156,689	-0.52%	$32.03Bn
4	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO	0000315032	14,509,304	3.15%	▼55,422	-0.38%	$15.45Bn
5	VANGUARD PORTFOLIO MANAGEMENT LLC	0002100121	12,026,244	2.61%	▲320,354	+2.74%	$12.81Bn
6	GEODE CAPITAL MANAGEMENT, LLC	0001214717	11,175,493	2.43%	▲48,010	+0.43%	$11.92Bn
7	Fisher Asset Management, LLC	0000850529	9,942,521	2.16%	▲166,569	+1.70%	$10.59Bn
8	Morgan Stanley	0000895421	7,504,426	1.63%	▲4,764	+0.06%	$7.99Bn
9	Jpmorgan Chase & Co	0000019617	7,325,731	1.59%	▲4,385,152	+149.13%	$7.57Bn
10	GATES FOUNDATION TRUST	0001166559	6,353,614	1.38%	0	0.00%	$6.77Bn
11	PRICE T ROWE ASSOCIATES INC /MD/	0000080255	6,171,628	1.34%	▲589,610	+10.56%	$6.57Mn
12	FMR LLC	0000315066	5,781,969	1.26%	▲1,957,676	+51.19%	$6.16Bn
13	Northern Trust Corp	0000073124	5,664,155	1.23%	▼14,640	-0.26%	$6.03Bn
14	Bank Of America Corp /De/	0000070858	5,463,565	1.19%	▼214,013	-3.77%	$5.82Bn
15	Goldman Sachs Group Inc	0000886982	3,570,493	0.78%	▲359,522	+11.20%	$3.80Bn
16	Sixth Street Partners Management Company, L.P.	0001812095	3,322,782	0.72%	▲3,322,782	0.00%	$3.53Bn
16	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0000884546	3,322,782	0.72%	▼31,221	-0.93%	$3.53Bn
17	Invesco Ltd.	0000914208	3,284,093	0.71%	▼565,507	-14.69%	$3.50Bn
18	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	0000861177	3,153,638	0.68%	▼113,895	-3.49%	$3.36Bn
19	Capital World Investors	0001422849	3,060,432	0.66%	▼483,508	-13.64%	$3.26Bn

Showing 1 to 20 of 4,030 holders