Bakkt BKKT Insider Ownership

NYSE BKKT

$5.49 -0.01 (-0.09%)

As of: Oct 20, 2026 · 3:59 PM EDT

Insider Holdings by Owner

19.91Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

47.46%

▲+1.48% pp QoQ

Shares Held by Insiders

19.55Mn

filed for Sep 2026

▲+3.22% QoQ

Shares Outstanding

41.18Mn

41,181,719 shares

Direct Holdings

10.43Mn

Indirect: 9.12Mn

Net Shares Traded (QoQ)

+609.84K

net buying in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

Over the past year, BKKT insiders bought $9.13 million of stock (1.16Mn shares) and sold $328,808 (38.56K shares) on the open market.

Behind Bakkt's open-market trades in the past 12 months were one insider buying and 4 insiders selling.
Among Bakkt insiders, Michael Alfred (Director) led open-market buying over the past 12 months with $9.13 million of purchases (1.16Mn shares); the latest was on August 18, 2026.
On the selling side, Marc D'Annunzio (General Counsel & Secretary) sold the most Bakkt stock on the open market over the past 12 months, $184,575 (22.23K shares), most recently on July 15, 2026.
The latest open-market trade in BKKT stock by an insider was a sale of 1.27K shares for $10,952 by Nicholas Baes (Chief Operating Officer) on September 23, 2026.
Outside the open market, Bakkt insiders received 8.35Mn shares in stock awards, acquired 15Mn shares through option exercises and conversions and gave up 814 shares to cover taxes or exercise prices over the past 12 months.
Business Quant data shows Bakkt insiders holding 19.55Mn shares in total in their latest Form 4 filings, up 3.22% from 18.94Mn shares at the end of Q2 2026.
Of the 19.55Mn shares held by Bakkt insiders, 10.43Mn shares (53.34%) are held directly and 9.12Mn shares (46.66%) indirectly, through trusts, partnerships, family members and other entities.
BKKT's insider total is spread across 14 insiders who have filed a Form 4 in the past two years.
Bakkt's three biggest insider holders are Akshay Sudhir Naheta (Chief Executive Officer, 9.34Mn shares), Intercontinental Exchange, Inc. (10% owner, 7.92Mn shares) and Michael Alfred (Director, 1.23Mn shares), based on their latest Form 4 filings.
Akshay Sudhir Naheta alone accounts for 47.77% of the shares held by Bakkt insiders.
Institutional investors held 30.08% of Bakkt stock at the end of Q2 2026, while the latest Form 4 filings of its insiders account for about 47.46%; other investors, including the public, hold roughly 22.46%.
Over the past 12 months, 7 insiders reported transactions in Bakkt stock in 47 Form 4 filings.
The insider data for BKKT reflects Form 4 filings through October 2, 2026.

Form 4 Holdings

Insiders Holding BKKT

Insiders 27

Shares held 19.91Mn

Of outstanding 48.35%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Akshay Sudhir Naheta	Chief Executive Officer	9,336,976	0	9,336,976	46.9%	02 Oct, 2026
2	Exchange, Inc. Intercontinental	TenPercentOwner	0	7,919,002	7,919,002	39.8%	05 Dec, 2025
3	Michael Alfred	Director	0	1,201,567	1,201,567	6.0%	19 Aug, 2026
4	Andrew A Main	Co Ceo President	431,963	0	431,963	2.2%	16 Jul, 2025
5	Gavin Constantine Michael	Ceo And President	168,747	0	168,747	0.8%	20 Mar, 2024
6	Marc D'Annunzio	General Counsel Secretary	152,006	0	152,006	0.8%	02 Oct, 2026
7	Nicholas Baes	Chief Operating Officer	134,103	0	134,103	0.7%	02 Oct, 2026
8	Impact Acquisition Holdings Sponsor, Llc Vpc	Director, Other	87,818	0	87,818	0.4%	28 Dec, 2023
9	Sean Roberts Collins	Director	63,431	0	63,431	0.3%	20 Jun, 2025
10	Karen Alexander	Chief Financial Officer	53,542	0	53,542	0.3%	17 Jul, 2026
11	Gordon Watson	Director	46,910	0	46,910	0.2%	20 Jun, 2025
12	De'Ana Dow	Director	39,271	0	39,271	0.2%	20 Jun, 2025
13	Jill Simeone	Director	37,806	0	37,806	0.2%	20 Jun, 2025
14	Michelle J Goldberg	Director	37,608	0	37,608	0.2%	20 Jun, 2025
15	Joseph Sean-Walsh Henderson	Chief Accounting Officer	32,672	0	32,672	0.2%	02 Oct, 2026
16	Colleen B Brown	Director	31,499	0	31,499	0.2%	20 Jun, 2025
17	Richard Lumb	Director	21,065	0	21,065	0.1%	01 Jul, 2024
18	Michael Leroy Lewis	Chief Engineering Officer	18,805	0	18,805	0.1%	28 Feb, 2023
19	Mark Sonbolian Elliot	Chief Sales Mktg Officer	17,970	0	17,970	0.1%	28 Feb, 2023
20	Daniel O'Prey	Chief Product Officer, Crypto	17,650	0	17,650	0.1%	28 Feb, 2023
21	Sheela Zemlin	Evp, Chief Revenue Officer	12,846	0	12,846	0.1%	19 Apr, 2022
22	Andrew Labenne	Chief Financial Officer	12,817	0	12,817	0.1%	19 Apr, 2022
23	Meredith Spatz	Chief Client Officer	11,640	0	11,640	0.1%	28 Feb, 2023
24	Nancy Gordon	Chief Product Officer, Loyalty	11,326	0	11,326	0.1%	14 Feb, 2023
25	Nicolas Cabrera	Chief Product Officer	7,500	0	7,500	0.0%	23 Feb, 2022
26	Kristyn Cook	Director	4,974	0	4,974	0.0%	16 Jun, 2022
27	Charles Goodroe	Chief Accounting Officer	1,312	0	1,312	0.0%	26 Feb, 2024

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

359 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
30 Sep, 2026	Akshay Sudhir Naheta	Chief Executive Officer	Acquired A	243,454	$0.00	$0	9,336,976	Direct
30 Sep, 2026	Nicholas Baes	Chief Operating Officer	Acquired A	30,000	$0.00	$0	134,103	Direct
30 Sep, 2026	Marc D'Annunzio	General Counsel Secretary	Acquired A	45,000	$0.00	$0	152,006	Direct
30 Sep, 2026	Joseph Sean-Walsh Henderson	Chief Accounting Officer	Acquired A	20,000	$0.00	$0	32,672	Direct
23 Sep, 2026	Joseph Sean-Walsh Henderson	Chief Accounting Officer	Disposed S	282	$8.61	$2.43K	12,672	Direct
23 Sep, 2026	Nicholas Baes	Chief Operating Officer	Disposed S	1,272	$8.61	$10.95K	104,103	Direct
23 Sep, 2026	Marc D'Annunzio	General Counsel Secretary	Disposed S	1,272	$8.61	$10.95K	107,006	Direct
18 Aug, 2026	Michael Alfred	Director	Acquired P	296,567	$7.12	$2.11Mn	1,201,567	Indirect
15 Jul, 2026	Marc D'Annunzio	General Counsel Secretary	Disposed S	539	$8.44	$4.55K	108,278	Direct
15 Jul, 2026	Karen Alexander	Chief Financial Officer	Disposed S	657	$8.44	$5.55K	53,542	Direct
15 Jul, 2026	Joseph Sean-Walsh Henderson	Chief Accounting Officer	Disposed S	94	$8.33	$783	12,954	Direct
25 Jun, 2026	Joseph Sean-Walsh Henderson	Chief Accounting Officer	Disposed S	349	$7.93	$2.77K	13,048	Direct
25 Jun, 2026	Karen Alexander	Chief Financial Officer	Disposed S	1,907	$7.93	$15.12K	54,199	Direct
25 Jun, 2026	Nicholas Baes	Chief Operating Officer	Disposed S	1,562	$7.93	$12.39K	105,375	Direct
25 Jun, 2026	Marc D'Annunzio	General Counsel Secretary	Disposed S	1,562	$7.93	$12.39K	110,174	Direct
26 Jun, 2026	Marc D'Annunzio	General Counsel Secretary	Disposed S	1,357	$7.71	$10.46K	108,817	Direct
09 Jun, 2026	Michael Alfred	Director	Acquired P	180,000	$7.71	$1.39Mn	805,000	Indirect
10 Jun, 2026	Michael Alfred	Director	Acquired P	100,000	$7.83	$783.00K	905,000	Indirect
15 May, 2026	Marc D'Annunzio	General Counsel Secretary	Acquired M	1,677	$10.00	$16.77K	111,736	Direct
15 May, 2026	Nicholas Baes	Chief Operating Officer	Acquired M	671	$10.00	$6.71K	106,937	Direct

Showing 1 to 20 of 359 transactions