BayFirst Financial BAFN Insider Ownership

NASDAQ BAFN
$6.81 -0.40 (-5.55%)
At close: Sep 30, 2026 · 4:00 PM EDT

Insider Holdings by Owner

1.86Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
47.76%
▲+27.86% pp QoQ
Shares Held by Insiders
1.96Mn
filed for Sep 2026
▲+139.95% QoQ
Shares Outstanding
4.11Mn
4,107,554 shares
Direct Holdings
684.64K
Indirect: 1.28Mn
Net Shares Traded (QoQ)
+1.14Mn
net buying in Sep 2026
Insiders Holding Shares
21
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

BAFN's three largest insider shareholders as of September 29, 2026 are Alfred Tate Jr Rogers (Ceo President, 1.14Mn shares), Mark S Berset (Director, 214.81K shares), George Apostolou (Director, 87.17K shares).

Form 4 Holdings

Insiders Holding BAFN

Insiders 21
Shares held 1.86Mn
Of outstanding 45.25%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Alfred Tate Jr Rogers Ceo President 0 1,142,800 1,142,800 61.5% 07 Aug, 2026
2 Mark S Berset Director 214,811 0 214,811 11.6% 18 May, 2026
3 George Apostolou Director 87,169 0 87,169 4.7% 28 Jan, 2022
4 Derek Steven Berset Director 70,233 0 70,233 3.8% 18 May, 2026
5 Anthony Saravanos Director 57,022 0 57,022 3.1% 18 May, 2026
6 Harold Jack Winner Director 49,485 0 49,485 2.7% 19 Dec, 2022
7 Christos Politis Director 43,612 0 43,612 2.3% 18 May, 2026
8 Dennis Reppard Iii Deloach Director 35,740 0 35,740 1.9% 18 May, 2026
9 Anthony N Leo Chief Executive Officer 35,302 0 35,302 1.9% 19 May, 2025
10 Trifon Houvardas Director 0 31,242 31,242 1.7% 22 Dec, 2021
11 Tarek Helal Director 24,473 0 24,473 1.3% 19 Sep, 2024
12 Thomas Gerard Zernick Ceo 18,565 0 18,565 1.0% 06 Feb, 2026
13 Robin Leigh Oliver Coo 12,139 0 12,139 0.7% 09 Sep, 2026
14 Alexander Octavius Harris Director 6,657 0 6,657 0.4% 18 May, 2026
15 Sheryl Wudunn Director 6,237 0 6,237 0.3% 18 May, 2026
16 Matthew Mann Luckey Executive Vice President 5,457 0 5,457 0.3% 24 Oct, 2022
17 Barbara J Zipperian Director 4,985 0 4,985 0.3% 18 May, 2026
18 Brandi Nicole Jaber Executive Vice President 4,946 0 4,946 0.3% 06 Feb, 2023
19 Scott Joseph Mckim Evp, Chief Financial Officer 3,325 0 3,325 0.2% 09 Sep, 2026
20 Bradly William Spoor Director 2,954 0 2,954 0.2% 18 May, 2026
21 Rhonda S Tudor Svp, Chief Accounting Officer 1,531 0 1,531 0.1% 06 Feb, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

652 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
04 Sep, 2026 Robin Leigh Oliver Coo Acquired J 48 $6.31 $300 12,139 Direct
04 Sep, 2026 Scott Joseph Mckim Evp, Chief Financial Officer Acquired J 48 $6.31 $300 3,325 Direct
13 Aug, 2026 Christos Politis Director Disposed J 50 $1,000.00 $50.00K 0 Indirect
13 Aug, 2026 Bradly William Spoor Director Disposed J 10 $1,000.00 $10.00K 0 Indirect
13 Aug, 2026 Dennis Reppard Iii Deloach Director Disposed J 50 $1,000.00 $50.00K 0 Direct
13 Aug, 2026 Robin Leigh Oliver Coo Disposed J 10 $1,000.00 $10.00K 0 Direct
13 Aug, 2026 Anthony Saravanos Director Disposed J 25 $1,000.00 $25.00K 0 Direct
14 Jul, 2026 Alfred Tate Jr Rogers Ceo President Acquired S 148,564 — — 148,564 Indirect
14 Jul, 2026 Alfred Tate Jr Rogers Ceo President Acquired S 279,986 — — 279,986 Indirect
14 Jul, 2026 Alfred Tate Jr Rogers Ceo President Acquired S 22,856 — — 22,856 Indirect
14 Jul, 2026 Alfred Tate Jr Rogers Ceo President Acquired S 691,394 — — 691,394 Indirect
14 Jul, 2026 Alfred Tate Jr Rogers Ceo President Disposed C 52 — — 0 Indirect
14 Jul, 2026 Alfred Tate Jr Rogers Ceo President Disposed C 98 — — 0 Indirect
14 Jul, 2026 Alfred Tate Jr Rogers Ceo President Disposed C 8 — — 0 Indirect
14 Jul, 2026 Alfred Tate Jr Rogers Ceo President Disposed C 242 — — 0 Indirect
15 May, 2026 Anthony Saravanos Director Disposed F 138 $6.49 $896 57,022 Direct
15 May, 2026 Derek Steven Berset Director Disposed F 99 $6.49 $643 70,233 Direct
15 May, 2026 Barbara J Zipperian Director Disposed F 99 $6.49 $643 4,985 Direct
15 May, 2026 Sheryl Wudunn Director Disposed F 99 $6.49 $643 6,237 Direct
15 May, 2026 Mark S Berset Director Disposed F 99 $6.49 $643 214,811 Direct