Axsome Therapeutics AXSM Insider Ownership

NASDAQ AXSM
$206.84 -1.51 (-0.72%)
As of: Sep 4, 2026 · 2:23 PM EDT

Insider Holdings by Owner

151.11K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
0.117%
0% pp QoQ
Shares Held by Insiders
58.37K
filed for Sep 2026
0.00% QoQ
Shares Outstanding
50.02Mn
50,021,851 shares
Direct Holdings
58.37K
Indirect: 0
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
6
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest
Average ownership
Peak ownership

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter
Net over range
Buying quarters

Insider Ownership Summary

Quarter ending 30 Sep, 2026

AXSM's three largest insider shareholders as of August 29, 2026 are Mark Coleman (Director, 403.86K shares), Roger Jeffs (Director, 58.37K shares), Nick Pizzie (Chief Financial Officer, 42.87K shares).

Form 4 Holdings

Insiders Holding AXSM

Insiders 6
Shares held 151.11K
Of outstanding 0.302%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Roger Jeffs Director 58,367 0 58,367 38.6% 11 Jun, 2026
2 Nick Pizzie Chief Financial Officer 42,867 0 42,867 28.4% 09 Jun, 2026
3 Mark Coleman Director 30,389 0 30,389 20.1% 10 Jun, 2026
4 Mark E Saad Director 11,431 0 11,431 7.6% 10 Jun, 2026
5 Herriot Tabuteau Chief Executive Officer 7,229 0 7,229 4.8% 07 Aug, 2026
6 Susan Mahony Director 829 0 829 0.5% 10 Jun, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

403 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
05 Aug, 2026 Herriot Tabuteau Chief Executive Officer Acquired M 45,004 $4.95 $222.77K 52,233 Direct
05 Aug, 2026 Herriot Tabuteau Chief Executive Officer Disposed S 45,004 $212.01 $9.54Mn 7,229 Direct
06 Aug, 2026 Herriot Tabuteau Chief Executive Officer Acquired M 4,660 $4.95 $23.07K 11,889 Direct
06 Aug, 2026 Herriot Tabuteau Chief Executive Officer Disposed S 4,660 $213.95 $997.01K 7,229 Direct
05 Aug, 2026 Herriot Tabuteau Chief Executive Officer Disposed M 45,004 $0.00 $0 4,660 Direct
06 Aug, 2026 Herriot Tabuteau Chief Executive Officer Disposed M 4,660 $0.00 $0 0 Direct
01 Jul, 2026 Herriot Tabuteau Chief Executive Officer Acquired M 49,666 $4.95 $245.85K 56,895 Direct
01 Jul, 2026 Herriot Tabuteau Chief Executive Officer Disposed S 49,666 $240.25 $11.93Mn 7,229 Direct
01 Jul, 2026 Herriot Tabuteau Chief Executive Officer Disposed M 49,666 $0.00 $0 49,664 Direct
10 Jun, 2026 Roger Jeffs Director Disposed S 286 $246.18 $70.41K 58,653 Direct
11 Jun, 2026 Roger Jeffs Director Disposed S 286 $249.12 $71.25K 58,367 Direct
08 Jun, 2026 Mark Coleman Director Acquired M 1,429 31,032 Direct
08 Jun, 2026 Mark E Saad Director Acquired M 1,429 11,431 Direct
08 Jun, 2026 Susan Mahony Director Acquired M 1,429 1,429 Direct
10 Jun, 2026 Mark Coleman Director Disposed S 643 $249.00 $160.11K 30,389 Direct
09 Jun, 2026 Susan Mahony Director Disposed S 300 $237.21 $71.16K 1,129 Direct
10 Jun, 2026 Susan Mahony Director Disposed S 300 $246.18 $73.85K 829 Direct
08 Jun, 2026 Mark E Saad Director Disposed M 1,429 $0.00 $0 0 Direct
08 Jun, 2026 Susan Mahony Director Disposed M 1,429 $0.00 $0 0 Direct
08 Jun, 2026 Mark Coleman Director Disposed M 1,429 $0.00 $0 0 Direct