Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported 857 positions worth $2.96B for the quarter ended Sep 30, 2026, up 15.4% on the prior quarter. It opened 157 new positions, added to 556, trimmed 130 and exited 69. Its largest holding is Nvidia Corp at 18.5% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| NVDA Nvidia Corp | +341.4K | +16.6% | $77.97M | 18.54% |
| META Meta Platforms, Inc. | +24.7K | +22.6% | $17.94M | 3.29% |
| AAPL Apple Inc. | +30.1K | +4.8% | $10.02M | 7.32% |
| GOOG Alphabet Inc. | +21.4K | +11.6% | $7.29M | 2.37% |
| SPCX Space Exploration Technologies Corp | +47.5K | +1,665.0% | $7.16M | 0.257% |
| AVGO Broadcom Inc. | +19.8K | +18.8% | $6.95M | 1.49% |
| MSFT Microsoft Corp | +11.3K | +4.9% | $5.77M | 4.17% |
| AMZN Amazon Com Inc | +13.5K | +4.3% | $3.36M | 2.76% |
| CSCO Cisco Systems, Inc. | +29.6K | +6.2% | $3.19M | 1.86% |
| ORCL Oracle Corp | +22.9K | +43.6% | $3.15M | 0.35% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| MU Micron Technology Inc | -10.1K | -31.7% | $10.79M | 0.785% |
| SANM Sanmina Corp | -19.7K | -95.0% | $4.24M | <0.01% |
| COLB Columbia Banking System, Inc. | -132.6K | -84.1% | $3.79M | 0.024% |
| WRLD World Acceptance Corp | -11.3K | -100.0% | $2.54M | Exited |
| DELL Dell Technologies Inc. | -4,355 | -5.2% | $2.34M | 1.43% |
| NTCT Netscout Systems Inc | -54.0K | -57.1% | $2.17M | 0.055% |
| ACMR ACM Research, Inc. | -21.3K | -64.2% | $1.72M | 0.032% |
| RMBS Rambus Inc | -11.5K | -100.0% | $1.53M | Exited |
| INTC Intel Corp | -10.9K | -10.4% | $1.31M | 0.384% |
| V Visa Inc. | -3,418 | -8.6% | $1.23M | 0.438% |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| EBF Ennis, Inc. | +87.7K | $1.97M | 0.067% |
| BFH Bread Financial Holdings, Inc. | +16.7K | $1.63M | 0.055% |
| AMAL Amalgamated Financial Corp. | +31.9K | $1.52M | 0.051% |
| AZZ Azz Inc | +10.6K | $1.42M | 0.048% |
| RBRK Rubrik, Inc. | +12.0K | $1.37M | 0.046% |
| CTS Cts Corp | +23.2K | $1.36M | 0.046% |
| SGI Somnigroup International Inc. | +21.0K | $1.31M | 0.044% |
| OBT Orange County Bancorp, Inc. | +32.7K | $1.21M | 0.041% |
| ROG Rogers Corp | +7,530 | $1.15M | 0.039% |
| WTM White Mountains Insurance Group Ltd | +502 | $1.01M | 0.034% |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| WRLD World Acceptance Corp | -11.3K | $2.54M | 0.099% |
| RMBS Rambus Inc | -11.5K | $1.53M | 0.06% |
| ETD Ethan Allen Interiors Inc | -43.2K | $966.18K | 0.038% |
| IDT Idt Corp | -14.9K | $865.50K | 0.034% |
| DGICA Donegal Group Inc | -44.9K | $846.34K | 0.033% |
| FN Fabrinet | -1,469 | $825.70K | 0.032% |
| STRL Sterling Infrastructure, Inc. | -866 | $726.89K | 0.028% |
| NTGR Netgear, Inc. | -28.6K | $668.30K | 0.026% |
| SKWD Skyward Specialty Insurance Group, Inc. | -11.1K | $649.67K | 0.025% |
| CMCL Caledonia Mining Corp Plc | -33.9K | $646.65K | 0.025% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | NVDA Nvidia Corp | Technology | 2.40M | $548.53M | 18.54% | +341.4K | +16.6% | Added | 0.01% |
| 2 | AAPL Apple Inc. | Technology | 650.8K | $216.74M | 7.32% | +30.1K | +4.8% | Added | 0% |
| 3 | MSFT Microsoft Corp | Technology | 240.7K | $123.48M | 4.17% | +11.3K | +4.9% | Added | 0% |
| 4 | META Meta Platforms, Inc. | Technology | 134.2K | $97.28M | 3.29% | +24.7K | +22.6% | Added | 0.01% |
| 5 | AMZN Amazon Com Inc | Consumer Discretionary | 327.5K | $81.58M | 2.76% | +13.5K | +4.3% | Added | 0% |
| 6 | GOOG Alphabet Inc. | Technology | 205.6K | $70.07M | 2.37% | +21.4K | +11.6% | Added | 0% |
| 7 | CSCO Cisco Systems, Inc. | Technology | 510.7K | $54.97M | 1.86% | +29.6K | +6.2% | Added | 0.01% |
| 8 | AVGO Broadcom Inc. | Technology | 125.2K | $43.98M | 1.49% | +19.8K | +18.8% | Added | 0% |
| 9 | DELL Dell Technologies Inc. | Technology | 78.9K | $42.44M | 1.43% | -4,355 | -5.2% | Reduced | 0.03% |
| 10 | AMD Advanced Micro Devices Inc | Technology | 58.1K | $35.56M | 1.2% | +4,546 | +8.5% | Added | 0% |
| 11 | JPM Jpmorgan Chase & Co | Financial Services | 98.9K | $32.71M | 1.11% | +8,312 | +9.2% | Added | 0% |
| 12 | GOOGL Alphabet Inc. | Technology | 91.6K | $31.53M | 1.07% | +2,272 | +2.5% | Added | 0% |
| 13 | TSLA Tesla, Inc. | Consumer Discretionary | 88.4K | $31.36M | 1.06% | +2,719 | +3.2% | Added | 0% |
| 14 | BNY Bank of New York Mellon Corp | Financial Services | 189.2K | $27.37M | 0.925% | +9,979 | +5.6% | Added | 0.03% |
| 15 | MO Altria Group, Inc. | Consumer Staples | 390.0K | $26.27M | 0.888% | +18.2K | +4.9% | Added | 0.02% |
Tip. Select a row to see that position’s full history at Empirical Financial Services, LLC d.b.a. Empirical Wealth Management.
As of its Q3 2026 13F filing, Empirical Financial Services, LLC d.b.a. Empirical Wealth Management’s five largest positions were Nvidia Corp (NVDA) at 18.5%, Apple Inc. (AAPL) at 7.3%, Microsoft Corp (MSFT) at 4.2%, Meta Platforms, Inc. (META) at 3.3%, Amazon Com Inc (AMZN) at 2.8% of the reported portfolio.
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported a 13F portfolio worth $2.96B across 857 positions for Q3 2026. That is up 15.4% from the previous quarter.
Its largest purchases by value were Nvidia Corp ($77.97M), Meta Platforms, Inc. ($17.94M), Apple Inc. ($10.02M). It opened 157 new positions.
Its largest sales by value were Micron Technology Inc ($10.79M), Sanmina Corp ($4.24M), Columbia Banking System, Inc. ($3.79M). It exited 69 positions entirely.
From the Form 13F-HR reports Empirical Financial Services, LLC d.b.a. Empirical Wealth Management files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.