Catherine Avery Investment Management LLC reported 127 positions worth $111.49M for the quarter ended Sep 30, 2026, down 50.9% on the prior quarter. It opened 5 new positions, added to 10, trimmed 42 and exited 2. Its largest holding is Seagate Technology Holdings plc at 6.7% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| CMCSA Comcast Corp | +96.8K | +84,207.0% | $2.11M | 1.89% |
| KMB Kimberly Clark Corp | +21.3K | – | $2.08M | 1.86% |
| WFC Wells Fargo & Company | +21.0K | – | $1.68M | 1.51% |
| IP International Paper Co | +3,636 | +7.8% | $120.61K | 1.5% |
| VZ Verizon Communications Inc | +887 | +1.4% | $40.69K | 2.58% |
| XYL Xylem Inc. | +212 | +182.8% | $21.47K | 0.03% |
| NVDA Nvidia Corp | +15 | +1.2% | $3.43K | 0.256% |
| HON Honeywell International Inc | +14 | – | $2.95K | <0.01% |
| TSLA Tesla, Inc. | +8 | – | $2.84K | <0.01% |
| GOOGL Alphabet Inc. | +5 | +1.5% | $1.72K | 0.105% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| BBY Best Buy Co Inc | -80.4K | -86.7% | $7.09M | 0.978% |
| CRM Salesforce, Inc. | -25.6K | -74.0% | $5.88M | 1.85% |
| LHX L3Harris Technologies, Inc. | -23.9K | -72.2% | $5.66M | 1.95% |
| PSX Phillips 66 | -21.1K | -68.0% | $5.40M | 2.27% |
| MSFT Microsoft Corp | -10.1K | -48.8% | $5.21M | 4.89% |
| TGT Target Corp | -32.3K | -64.4% | $5.07M | 2.51% |
| TFC Truist Financial Corp | -106.9K | -93.5% | $4.95M | 0.306% |
| KEY Keycorp | -237.1K | -95.1% | $4.76M | 0.219% |
| MRK Merck & Co., Inc. | -32.4K | -60.4% | $4.70M | 2.77% |
| AMGN Amgen Inc | -11.1K | -63.4% | $4.69M | 2.42% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | STX Seagate Technology Holdings plc | Technology | 8,140 | $7.51M | 6.73% | -3,455 | -29.8% | Reduced | 0% |
| 2 | MSFT Microsoft Corp | Technology | 10.6K | $5.45M | 4.89% | -10.1K | -48.8% | Reduced | 0% |
| 3 | C Citigroup Inc | Others | 27.3K | $3.53M | 3.17% | -27.3K | -50.0% | Reduced | 0% |
| 4 | CSCO Cisco Systems, Inc. | Technology | 32.7K | $3.52M | 3.15% | -35.2K | -51.8% | Reduced | 0% |
| 5 | FCX Freeport-Mcmoran Inc | Basic Materials | 49.4K | $3.46M | 3.1% | -55.1K | -52.7% | Reduced | 0% |
| 6 | AVGO Broadcom Inc. | Technology | 9,661 | $3.39M | 3.04% | -8,174 | -45.8% | Reduced | 0% |
| 7 | JPM Jpmorgan Chase & Co | Financial Services | 10.2K | $3.39M | 3.04% | -12.0K | -54.0% | Reduced | 0% |
| 8 | CVX Chevron Corp | Energy | 16.4K | $3.36M | 3.01% | -17.6K | -51.8% | Reduced | 0% |
| 9 | KO Coca Cola Co | Consumer Staples | 37.8K | $3.26M | 2.92% | -43.1K | -53.2% | Reduced | 0% |
| 10 | IBM International Business Machines Corp | Technology | 14.3K | $3.14M | 2.82% | -11.3K | -44.3% | Reduced | 0% |
| 11 | HPE Hewlett Packard Enterprise Co | Technology | 48.7K | $3.11M | 2.79% | -71.6K | -59.5% | Reduced | 0% |
| 12 | MRK Merck & Co., Inc. | Healthcare | 21.2K | $3.09M | 2.77% | -32.4K | -60.4% | Reduced | 0% |
| 13 | BMY Bristol Myers Squibb Co | Healthcare | 47.0K | $2.93M | 2.63% | -72.9K | -60.8% | Reduced | 0% |
| 14 | VZ Verizon Communications Inc | Communication Services | 62.7K | $2.88M | 2.58% | +887 | +1.4% | Added | 0% |
| 15 | TGT Target Corp | Consumer Discretionary | 17.9K | $2.80M | 2.51% | -32.3K | -64.4% | Reduced | 0% |
Tip. Select a row to see that position’s full history at Catherine Avery Investment Management.
As of its Q3 2026 13F filing, Catherine Avery Investment Management LLC’s five largest positions were Seagate Technology Holdings plc (STX) at 6.7%, Microsoft Corp (MSFT) at 4.9%, Citigroup Inc (C) at 3.2%, Cisco Systems, Inc. (CSCO) at 3.2%, Freeport-Mcmoran Inc (FCX) at 3.1% of the reported portfolio.
Catherine Avery Investment Management LLC reported a 13F portfolio worth $111.49M across 127 positions for Q3 2026. That is down 50.9% from the previous quarter.
Its largest purchases by value were Comcast Corp ($2.11M), Kimberly Clark Corp ($2.08M), Wells Fargo & Company ($1.68M). It opened 5 new positions.
Its largest sales by value were Best Buy Co Inc ($7.09M), Salesforce, Inc. ($5.88M), L3Harris Technologies, Inc. ($5.66M). It exited 2 positions entirely.
From the Form 13F-HR reports Catherine Avery Investment Management LLC files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.