Bay Harbor Wealth Management, LLC reported 1,244 positions worth $20.06M for the quarter ended Sep 30, 2026, down 10.0% on the prior quarter. It opened 92 new positions, added to 841, trimmed 208 and exited 23. Its largest holding is Ishares Gold Trust at 8.3% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| IAU Ishares Gold Trust | +4,075 | +23.5% | $318.26K | 8.34% |
| MU Micron Technology Inc | +139 | +86.3% | $148.05K | 1.59% |
| NOW ServiceNow, Inc. | +436 | +57.2% | $58.43K | 0.8% |
| IBIT iShares Bitcoin Trust ETF | +1,083 | – | $51.28K | 0.256% |
| NVDA Nvidia Corp | +203 | +3.2% | $46.41K | 7.46% |
| BSX Boston Scientific Corp | +732 | +46.9% | $31.95K | 0.499% |
| MSFT Microsoft Corp | +52 | +2.9% | $26.67K | 4.72% |
| BRK-B Berkshire Hathaway Inc | +49 | +19.0% | $24.40K | 0.762% |
| PANW Palo Alto Networks Inc | +52 | +66.7% | $20.66K | 0.257% |
| CRM Salesforce, Inc. | +68 | +212.5% | $15.63K | 0.115% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| CAT Caterpillar Inc | -500 | -88.2% | $405.40K | 0.271% |
| ABBV AbbVie Inc. | -1,237 | -100.0% | $311.28K | Exited |
| AMP Ameriprise Financial Inc | -545 | -95.4% | $268.33K | 0.064% |
| JPM Jpmorgan Chase & Co | -680 | -41.7% | $224.88K | 1.56% |
| MPC Marathon Petroleum Corp | -488 | -86.7% | $192.97K | 0.148% |
| VLO Valero Energy Corp | -492 | -87.9% | $190.70K | 0.131% |
| C Citigroup Inc | -1,462 | -84.8% | $189.30K | 0.169% |
| PRU Prudential Financial Inc | -1,489 | -95.3% | $169.12K | 0.042% |
| GE General Electric Co | -480 | -80.8% | $149.90K | 0.177% |
| GEV GE Vernova Inc. | -129 | -66.2% | $122.61K | 0.313% |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| IBIT iShares Bitcoin Trust ETF | +1,083 | $51.28K | 0.256% |
| FICO Fair Isaac Corp | +5 | $2.96K | 0.015% |
| DPZ Dominos Pizza Inc | +7 | $2.10K | 0.01% |
| FDS Factset Research Systems Inc | +5 | $1.35K | <0.01% |
| PCTY Paylocity Holding Corp | +9 | $1.28K | <0.01% |
| DT Dynatrace, Inc. | +20 | $1.16K | <0.01% |
| NSIT Insight Enterprises Inc | +7 | $1.09K | <0.01% |
| WULF Terawulf Inc. | +70 | $1.04K | <0.01% |
| CHH Choice Hotels International Inc | +10 | $1.02K | <0.01% |
| JHX James Hardie Industries plc | +40 | $1.01K | <0.01% |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| ABBV AbbVie Inc. | -1,237 | $311.28K | 1.4% |
| ENB Enbridge Inc | -2,000 | $108.42K | 0.486% |
| TEVA Teva Pharmaceutical Industries Ltd | -1,000 | $33.88K | 0.152% |
| VOD Vodafone Group Public Ltd Co | -1,000 | $13.23K | 0.059% |
| HLN Haleon plc | -1,000 | $9.33K | 0.042% |
| DARE Dare Bioscience, Inc. | -1,358 | $2.87K | 0.013% |
| SLNH Soluna Holdings, Inc | -1,954 | $2.64K | 0.012% |
| NCLH Norwegian Cruise Line Holdings Ltd. | -55 | $1.16K | <0.01% |
| CHDN Churchill Downs Inc | -10 | $896.00 | <0.01% |
| TAK Takeda Pharmaceutical Co Ltd | -19 | $305.00 | <0.01% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | IAU Ishares Gold Trust | Others | 21.4K | $1.67M | 8.34% | +4,075 | +23.5% | Added | 0% |
| 2 | NVDA Nvidia Corp | Technology | 6,549 | $1.50M | 7.46% | +203 | +3.2% | Added | 0% |
| 3 | AAPL Apple Inc. | Technology | 3,899 | $1.30M | 6.47% | +6 | +0.2% | Added | 0% |
| 4 | MSFT Microsoft Corp | Technology | 1,845 | $946.30K | 4.72% | +52 | +2.9% | Added | 0% |
| 5 | GOOGL Alphabet Inc. | Technology | 2,016 | $693.67K | 3.46% | -17 | -0.8% | Reduced | 0% |
| 6 | AMZN Amazon Com Inc | Consumer Discretionary | 2,489 | $620.13K | 3.09% | +58 | +2.4% | Added | 0% |
| 7 | META Meta Platforms, Inc. | Technology | 590 | $428.06K | 2.13% | +14 | +2.4% | Added | 0% |
| 8 | TSLA Tesla, Inc. | Consumer Discretionary | 1,180 | $418.68K | 2.09% | +11 | +0.9% | Added | 0% |
| 9 | AVGO Broadcom Inc. | Technology | 1,021 | $358.57K | 1.79% | -68 | -6.2% | Reduced | 0% |
| 10 | MU Micron Technology Inc | Technology | 300 | $319.53K | 1.59% | +139 | +86.3% | Added | 0% |
| 11 | JPM Jpmorgan Chase & Co | Financial Services | 949 | $313.84K | 1.56% | -680 | -41.7% | Reduced | 0% |
| 12 | LRCX Lam Research Corp | Technology | 917 | $301.55K | 1.5% | -81 | -8.1% | Reduced | 0% |
| 13 | LLY ELI LILLY & Co | Healthcare | 233 | $269.60K | 1.34% | +5 | +2.2% | Added | 0% |
| 14 | CSCO Cisco Systems, Inc. | Technology | 2,307 | $248.33K | 1.24% | +16 | +0.7% | Added | 0% |
| 15 | V Visa Inc. | Financial Services | 629 | $226.02K | 1.13% | +21 | +3.5% | Added | 0% |
Tip. Select a row to see that position’s full history at Bay Harbor Wealth Management.
As of its Q3 2026 13F filing, Bay Harbor Wealth Management, LLC’s five largest positions were Ishares Gold Trust (IAU) at 8.3%, Nvidia Corp (NVDA) at 7.5%, Apple Inc. (AAPL) at 6.5%, Microsoft Corp (MSFT) at 4.7%, Alphabet Inc. (GOOGL) at 3.5% of the reported portfolio.
Bay Harbor Wealth Management, LLC reported a 13F portfolio worth $20.06M across 1,244 positions for Q3 2026. That is down 10.0% from the previous quarter.
Its largest purchases by value were Ishares Gold Trust ($318.26K), Micron Technology Inc ($148.05K), ServiceNow, Inc. ($58.43K). It opened 92 new positions.
Its largest sales by value were Caterpillar Inc ($405.40K), AbbVie Inc. ($311.28K), Ameriprise Financial Inc ($268.33K). It exited 23 positions entirely.
From the Form 13F-HR reports Bay Harbor Wealth Management, LLC files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.