22nd Century's three largest insider shareholders as of March 23, 2026 are James A Mish (Chief Executive Officer, 142.53K shares), Michael Zercher (President And Coo, 60.33K shares), Nora B Sullivan (Director, 58.47K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| James A Mish | Chief Executive Officer | 142,530 | 0 | 21 Mar, 2023 |
| Michael Zercher | President And Coo | 60,329 | 0 | 02 Sep, 2022 |
| Nora B Sullivan | 58,470 | 0 | 16 Mar, 2023 | |
| John Franzino | Chief Administrative Officer | 40,397 | 0 | 21 Mar, 2023 |
| Richard M. Sanders | 38,179 | 0 | 16 Mar, 2023 | |
| Robert Hugh Kinsman | Chief Financial Officer | 21,868 | 0 | 16 Mar, 2023 |
| Peter Ferola | Chief Legal Officer Secy. | 20,598 | 0 | 16 Mar, 2023 |
| Roger D O'Brien | 20,573 | 0 | 23 Mar, 2022 | |
| Michael Koganov | 20,514 | 0 | 16 Mar, 2023 | |
| Clifford B Fleet | 17,080 | 0 | 23 Mar, 2022 | |
| John J Miller | President, Tobacco | 15,000 | 0 | 16 Mar, 2023 |
| Richard F Fitzgerald | Chief Financial Officer | 8,315 | 0 | 23 Mar, 2022 |
| Lawrence Firestone | Chief Executive Officer | 4,542 | 0 | 13 Nov, 2025 |
| Jonathan Staffeldt | Vp And Deputy General Counsel | 2,525 | 0 | 13 Nov, 2025 |
| Daniel A Otto | Chief Financial Officer | 2,525 | 0 | 13 Nov, 2025 |
| Robert P Manfredonia | Evp Of Sales And Marketing | 2,204 | 0 | 13 Nov, 2025 |
| Arvil S. Marion | Vp Of Mfg. Operations* | 2,204 | 0 | 13 Nov, 2025 |
| Andrew Arno | 1,165 | 0 | 14 Nov, 2025 | |
| David N Keys | 980 | 0 | 13 Nov, 2025 | |
| Lucille S Salhany | 741 | 0 | 13 Nov, 2025 | |
| Anthony L. Johnson | 165 | 0 | 12 Mar, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 10 Nov, 2025 | Andrew Arno | Common Stock | A | 17,295 | $0.00 | 1,165 | D | A |
| 10 Nov, 2025 | Andrew Arno | Non-Qualified Stock Option | A | 51,888 | $0.00 | 3,459 | D | A |
| 10 Nov, 2025 | Lucille S Salhany | Common Stock | A | 11,006 | $0.00 | 741 | D | A |
| 10 Nov, 2025 | Lawrence Firestone | Common Stock | A | 66,824 | $0.00 | 4,542 | D | A |
| 10 Nov, 2025 | Arvil S. Marion | Common Stock | A | 32,429 | $0.00 | 2,204 | D | A |
| 10 Nov, 2025 | Daniel A Otto | Common Stock | A | 37,146 | $0.00 | 2,525 | D | A |
| 10 Nov, 2025 | Robert P Manfredonia | Common Stock | A | 32,429 | $0.00 | 2,204 | D | A |
| 10 Nov, 2025 | Jonathan Staffeldt | Common Stock | A | 37,146 | $0.00 | 2,525 | D | A |
| 10 Nov, 2025 | David N Keys | Common Stock | A | 12,578 | $0.00 | 980 | D | A |
| 10 Nov, 2025 | Lawrence Firestone | Stock option (right to buy) | A | 200,472 | $0.00 | 13,365 | D | A |
| 10 Nov, 2025 | Robert P Manfredonia | Stock option (right to buy) | A | 97,288 | $0.00 | 6,486 | D | A |
| 10 Nov, 2025 | Arvil S. Marion | Stock option (right to buy) | A | 97,288 | $0.00 | 6,486 | D | A |
| 10 Nov, 2025 | Daniel A Otto | Stock option (right to buy) | A | 111,439 | $0.00 | 7,429 | D | A |
| 10 Nov, 2025 | Lucille S Salhany | Non-Qualified Stock Option | A | 33,020 | $0.00 | 2,201 | D | A |
| 10 Nov, 2025 | David N Keys | Stock option (right to buy) | A | 37,737 | $0.00 | 2,516 | D | A |
| 10 Nov, 2025 | Jonathan Staffeldt | Stock option (right to buy) | A | 111,439 | $0.00 | 7,429 | D | A |
| 25 Aug, 2025 | David N Keys | Common Stock | A | 2,118 | $0.00 | 141 | D | A |
| 25 Aug, 2025 | David N Keys | Stock option (right to buy) | A | 6,357 | $0.00 | 424 | D | A |
| 10 Mar, 2025 | Andrew Arno | Common Stock | A | 4,237 | $0.00 | 286 | D | A |
| 10 Mar, 2025 | Lucille S Salhany | Common Stock | A | 2,472 | $0.00 | 165 | D | A |