Westwood Holdings WHG Insider Ownership

NYSE WHG

$18.50 -0.18 (-0.96%)

At close: Nov 6, 2026 · 4:00 PM EST

Insider Holdings by Owner

2.69Mn Shares

Investment Management, Llc Jcp836.42K31.1%

Brian O Casey530.61K19.7%

Susan M Byrne238.91K8.9%

Adrian Helfert162.75K6.1%

Fabian Gomez122.57K4.6%

Other insiders (17)797.14K29.7%

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

16.55%

■0% pp QoQ

Shares Held by Insiders

1.47Mn

filed for Sep 2026

■0.00% QoQ

Shares Outstanding

8.91Mn

8,906,152 shares

Direct Holdings

1.47Mn

Indirect: 0

Net Open-Market Trades

no open-market trades in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Open-Market Insider Trades

Bought Sold

Latest quarter —

Net over range —

Net-buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

Over the trailing 12 months, WHG insiders sold $2.32 million worth of shares (135.61K shares) in open-market trades, with no open-market purchases.

Counted by insider, open-market selling of WHG stock in the past 12 months came from 7 insiders, with no insider buying.
Susan M. Byrne sold the most Westwood Holdings stock on the open market over the past 12 months, $1.34 million (75.21K shares), most recently on June 30, 2026.
Outside the open market, Westwood Holdings insiders received 133.21K shares in stock awards and gave up 47.67K shares to cover taxes or exercise prices over the past 12 months.
According to Business Quant data, insiders at Westwood Holdings reported 1.47Mn shares in total in their latest Form 4 filings, unchanged from 1.47Mn shares at the end of Q2 2026.
WHG's insiders hold all 1.47Mn shares directly, in their own names, with no indirect holdings.
WHG's insider total is spread across 15 insiders who have filed a Form 4 in the past two years.
Westwood Holdings' top three insider holders by shares held are Brian O. Casey (CEO, 530.61K shares), Susan M. Byrne (238.91K shares) and Adrian Helfert (CIO, Multi Asset Inv., 162.75K shares).
Of the shares held by WHG insiders, 35.99% belong to Brian O. Casey.
Institutions owned 61.14% of WHG shares as of Q2 2026; insiders' latest Form 4 filings account for about 16.55%, leaving roughly 22.31% with other investors, including the public.
Over the trailing 12 months, 13 insiders reported transactions in WHG stock across 46 Form 4 filings.
These insider figures for Westwood Holdings are based on Form 4 filings through August 7, 2026.

Form 4 Holdings

Insiders Holding WHG

Insiders 22

Shares held 2.69Mn

Of outstanding 30.19%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Investment Management, Llc Jcp	Other	0	836,416	836,416	31.1%	13 Jun, 2022
2	Brian O Casey	Ceo	530,610	0	530,610	19.7%	16 Mar, 2026
3	Susan M Byrne	Co Chief Investment Officer	238,909	0	238,909	8.9%	01 Jul, 2026
4	Adrian Helfert	Cio, Multi Asset Inv.	162,751	0	162,751	6.1%	16 Mar, 2026
5	Fabian Gomez	President And Coo	122,573	0	122,573	4.6%	16 Mar, 2026
6	Richard M Frank	Director, Other	82,228	0	82,228	3.1%	20 May, 2024
7	Matthew Lockridge	Head, U.S. Value Inv.	77,900	0	77,900	2.9%	16 Mar, 2026
8	John Porter Montgomery	Chief Operating Officer	75,816	0	75,816	2.8%	12 Sep, 2023
9	Julie Kramer Gerron	General Counsel Cco	69,920	0	69,920	2.6%	27 Feb, 2023
10	Murray Iii Forbes	Chief Financial Officer	65,826	0	65,826	2.4%	16 Mar, 2026
11	J. Hale Hoak	Director	60,770	0	60,770	2.3%	06 May, 2026
12	Leah Bennett	President Westwood Wealth Mgmt	56,021	0	56,021	2.1%	27 Feb, 2024
13	Ellen H Masterson	Director	52,614	0	52,614	2.0%	06 May, 2026
14	Geoffrey Norman	Director	50,084	0	50,084	1.9%	14 May, 2025
15	Steve Paddon	Head Of Distribution	49,418	0	49,418	1.8%	28 Feb, 2022
16	Holdings Group Inc Westwood	Director	44,394	0	44,394	1.7%	09 May, 2024
17	Randy A Bowman	Director	37,532	0	37,532	1.4%	30 Apr, 2026
18	David O Linton	Head Of Distribution	29,415	0	29,415	1.1%	16 Mar, 2026
19	John Anthony Jr Ehinger	Head Of Legal And Compliance	18,252	0	18,252	0.7%	16 Mar, 2026
20	Janice Ryan	Director	11,669	0	11,669	0.4%	07 Aug, 2026
21	Katherine Murray	Director	11,470	0	11,470	0.4%	06 May, 2026
22	Matthew Mazzei	Controller	3,809	0	3,809	0.1%	24 Feb, 2025

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,089 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
09 Jun, 2026	Janice Ryan	Director	Acquired A	5,889	$0.00	$0	11,669	Direct
17 Jun, 2026	Susan M Byrne	Other	Disposed S	350	$18.10	$6.34K	258,360	Direct
26 Jun, 2026	Susan M Byrne	Other	Disposed S	4,274	$19.39	$82.86K	247,192	Direct
29 Jun, 2026	Susan M Byrne	Other	Disposed S	7,192	$20.03	$144.04K	240,000	Direct
18 Jun, 2026	Susan M Byrne	Other	Disposed S	1,594	$18.35	$29.24K	256,766	Direct
22 Jun, 2026	Susan M Byrne	Other	Disposed S	1,000	$18.31	$18.31K	255,766	Direct
30 Jun, 2026	Susan M Byrne	Other	Disposed S	1,091	$19.17	$20.91K	238,909	Direct
26 Jun, 2026	Susan M Byrne	Other	Disposed S	4,274	$19.39	$82.86K	247,237	Direct
29 Jun, 2026	Susan M Byrne	Other	Disposed S	7,129	$20.03	$142.78K	240,108	Direct
30 Jun, 2026	Susan M Byrne	Other	Disposed S	1,091	$19.17	$20.91K	239,017	Direct
23 Jun, 2026	Susan M Byrne	Other	Disposed S	2,500	$18.45	$46.12K	253,311	Direct
24 Jun, 2026	Susan M Byrne	Other	Disposed S	1,300	$18.32	$23.82K	252,011	Direct
25 Jun, 2026	Susan M Byrne	Other	Disposed S	500	$18.21	$9.10K	251,511	Direct
17 Jun, 2026	Susan M Byrne	Other	Disposed S	350	$18.10	$6.34K	258,360	Direct
18 Jun, 2026	Susan M Byrne	Other	Disposed S	1,549	$18.35	$28.42K	256,811	Direct
22 Jun, 2026	Susan M Byrne	Other	Disposed S	1,000	$18.31	$18.31K	255,811	Direct
12 Jun, 2026	Susan M Byrne	Other	Disposed S	4,367	$17.86	$78.00K	263,254	Direct
15 Jun, 2026	Susan M Byrne	Other	Disposed S	2,910	$17.96	$52.27K	260,344	Direct
16 Jun, 2026	Susan M Byrne	Other	Disposed S	1,634	$18.29	$29.89K	258,710	Direct
10 Jun, 2026	Susan M Byrne	Other	Disposed S	1,800	$17.55	$31.59K	270,921	Direct

Showing 1 to 20 of 1,089 transactions