WhiteHorse Finance WHF Institutional Ownership

NASDAQ WHF

$7.11 +0.07 (+1.00%)

As of: Sep 10, 2026 · 9:42 AM EDT

Institutions by Trading Activity

49 Institutions

Increased 24 49.0%

Unchanged 9 18.4%

Reduced 16 32.7%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

15.49%

▲+0.11 pp QoQ

Shares Held by Institutions

3.34Mn

of 21.57Mn outstanding

▲+3.19% QoQ

Shares Outstanding

21.57Mn

18.23Mn held outside 13F filers

Institutional Investors

filed 13F for Jun 2026

▲+1 vs prior quarter

Net Shares Added (QoQ)

+103.45K

accumulated since last quarter

Value of Holdings

$23.72Mn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Quarter ending 30 Jun, 2026

WhiteHorse Finance, Inc. (NASDAQ:WHF) showed up in the 13F filings of 49 institutional investors as of June 2026.

They owned 15.5% of outstanding stock in June 2026, up from 15.4% the prior quarter.
They increased total shares held in WHF by 3.19% quarter over quarter, and investors in WhiteHorse Finance stayed flat from a year ago.
Among the 49 funds, 24 bought more WhiteHorse Finance shares, 16 sold down, and 9 held their ground.
Institutional investors collectively held 3.34Mn shares in WhiteHorse Finance as of June 2026, up by 103.45K shares quarter on quarter, and down 15.63K shares year over year.
As of June 30, 2026, the biggest holder of WhiteHorse Finance is Lalia Capital, LLC at 712.77K shares, representing 3.3% of shares outstanding.
The largest buyers of WhiteHorse Finance for the quarter ending June 2026 were Ethos Financial Group, LLC (116.59K), Raymond James Financial Inc (83.08K), O'SHAUGHNESSY ASSET MANAGEMENT, LLC (27.5K), UBS Group AG (25.86K), Lalia Capital, LLC (23.66K).
The largest sales of WHF for the quarter ending June 2026 came from CastleKnight Management LP (86.8K), BI Asset Management Fondsmaeglerselskab A/S (42.21K), Morgan Stanley (29.59K), MARSHALL WACE, LLP (21.19K), Virtus Investment Advisers, LLC (18.99K).
Per Business Quant, the top 10 investors in WHF for the quarter ending June 2026 include Lalia Capital, LLC (712.77K), TWO SIGMA INVESTMENTS, LP (430.6K), Ethos Financial Group, LLC (360.53K), CastleKnight Management LP (205.66K), Bank Of America Corp /De/ (185.01K), Legal & General Group Plc (174.88K), Bank Of Montreal /Can/ (114.84K), Raymond James Financial Inc (105.5K), Blue Trust, Inc. (95.6K), Trexquant Investment LP (90.53K).

Form 13F Holdings

49 Institutional Holders

Report period 30 Jun, 2026

Total shares held 3.34Mn

Of outstanding 15.49%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	Lalia Capital, LLC	0002106818	712,769	3.30%	▲23,664	+3.43%	$4.78Mn
2	TWO SIGMA INVESTMENTS, LP	0001179392	430,600	2.00%	▼4,972	-1.14%	$2.89Mn
3	Ethos Financial Group, LLC	0001954242	360,532	1.67%	▲116,592	+47.80%	$2.42Mn
4	CastleKnight Management LP	0001835751	205,656	0.95%	▼86,800	-29.68%	$1.38Mn
5	Bank Of America Corp /De/	0000070858	185,006	0.86%	▲2	+0.00%	$1.24Mn
6	Legal & General Group Plc	0000764068	174,879	0.81%	▲5,805	+3.43%	$1.17Mn
7	Bank Of Montreal /Can/	0000927971	114,842	0.53%	0	0.00%	$769.44K
8	Raymond James Financial Inc	0000720005	105,501	0.49%	▲83,075	+370.44%	$706.86K
9	Blue Trust, Inc.	0001856022	95,601	0.44%	0	0.00%	$640.52K
10	Trexquant Investment LP	0001633445	90,532	0.42%	▲23,046	+34.15%	$606.56K
11	LPL Financial LLC	0001403438	75,986	0.35%	▲6,221	+8.92%	$509.11K
12	BlackRock, Inc.	0002012383	71,135	0.33%	▼1,811	-2.48%	$476.61K
13	Sound Income Strategies, LLC	0001730960	70,994	0.33%	▼1,817	-2.50%	$475.66K
14	UBS Group AG	0001610520	57,392	0.27%	▲25,857	+81.99%	$384.53K
15	MARSHALL WACE, LLP	0001318757	55,073	0.26%	▼21,193	-27.79%	$368.99K
16	BASSO CAPITAL MANAGEMENT, L.P.	0001287978	52,500	0.24%	▼7,500	-12.50%	$351.75K
17	Cambridge Investment Research Advisors, Inc.	0001419186	45,609	0.21%	▼1,560	-3.31%	$306
18	Closed-End Fund Advisors, Inc.	0002103520	44,996	0.21%	▲175	+0.39%	$301.47K
19	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0001423442	44,403	0.21%	▲27,505	+162.77%	$297.50K
20	GABLES CAPITAL MANAGEMENT INC.	0001740839	43,865	0.20%	▼7,109	-13.95%	$293.90K

Showing 1 to 20 of 49 holders