Vivakor VIVK Insider Ownership

NASDAQ VIVK
$1.46 -0.17 (-10.43%)
At close: Oct 23, 2026 · 4:00 PM EDT

Insider Holdings by Owner

1.20K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
0.232%
▼-0.0005% pp QoQ
Shares Held by Insiders
1.27K
filed for Sep 2026
▼-0.24% QoQ
Shares Outstanding
545.58K
545,575 shares
Direct Holdings
212
Indirect: 1.06K
Net Shares Traded (QoQ)
-3
net selling in Sep 2026
Insiders Holding Shares
4
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Over the past 12 months, Vivakor insiders made no open-market purchases or sales of the stock.

Form 4 Holdings

Insiders Holding VIVK

Insiders 4
Shares held 1.20K
Of outstanding 0.219%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 James H. Ballengee Ceo 235 889 1,124 93.9% 18 Nov, 2025
2 Matthew Nicosia Chief Executive Officer 70 0 70 5.8% 25 Feb, 2022
3 Patrick Knapp Evp, Gen. Counsel, Secretary 2 0 2 0.2% 30 Jul, 2024
4 Kimberly Ann Hawley Cfo 0 0 0 0.0% 04 Dec, 2025

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

35 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
26 Nov, 2025 Kimberly Ann Hawley Cfo Acquired A 25,000 $7,680.00 $192.00Mn 0 Direct
10 Nov, 2025 James H. Ballengee Ceo Disposed J 2,979,456 $10,200.00 $30.39Bn 298 Indirect
10 Nov, 2025 James H. Ballengee Ceo Disposed J 30,096 $10,200.00 $306.98Mn 297 Indirect
02 Dec, 2024 James H. Ballengee Chairman, President, Ceo Acquired A 369,740 $36,210.00 $13.39Bn 212 Direct
02 Dec, 2024 James H. Ballengee Chairman, President, Ceo Acquired A 4,999,500 $60,000.00 $299.97Bn 295 Indirect
02 Dec, 2024 James H. Ballengee Chairman, President, Ceo Acquired A 50,500 $60,000.00 $3.03Bn 296 Indirect
03 Jul, 2024 Patrick Knapp Evp, Gen. Counsel, Secretary Acquired A 140,190 $106,800.00 $14.97Bn 2 Direct
23 May, 2024 James H. Ballengee Chief Executive Officer Acquired P 30,744 $77,400.00 $2.38Bn 22 Direct
24 May, 2024 James H. Ballengee Chief Executive Officer Acquired P 41,381 $76,200.00 $3.15Bn 23 Direct
28 May, 2024 James H. Ballengee Chief Executive Officer Acquired P 15,277 $82,200.00 $1.26Bn 23 Direct
23 Apr, 2024 James H. Ballengee Chief Executive Officer Acquired P 54,500 $86,400.00 $4.71Bn 21 Direct
24 Apr, 2024 James H. Ballengee Chief Executive Officer Acquired P 47,500 $95,400.00 $4.53Bn 22 Direct
19 Apr, 2024 James H. Ballengee Chief Executive Officer Acquired P 30,000 $67,200.00 $2.02Bn 18 Direct
22 Apr, 2024 James H. Ballengee Chief Executive Officer Acquired P 138,000 $82,200.00 $11.34Bn 20 Direct
10 Nov, 2023 James H. Ballengee Chief Executive Officer Acquired J 7,042,254 $85,200.00 $600.00Bn 168 Indirect
10 Nov, 2023 James H. Ballengee Chief Executive Officer Acquired J 923,672 $64,956.00 $60.00Bn 17 Direct
25 Nov, 2022 James H. Ballengee Chief Executive Officer Acquired A 55,300 $59,550.00 $3.29Bn 51 Indirect
28 Nov, 2022 James H. Ballengee Chief Executive Officer Acquired A 44,700 $61,260.00 $2.74Bn 52 Indirect
24 Oct, 2022 Al Ferrara Director Acquired A 100,000 — — 2 Direct
24 Oct, 2022 Trent Philip Staggs Director Acquired A 100,000 — — 2 Direct