Uwharrie Capital UWHR Insider Ownership

OTC UWHR

$14.55 -0.25 (-1.69%)

At close: Oct 14, 2026 · 4:00 PM EDT

Insider Holdings by Owner

365.46K Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

5.37%

▼-0.212% pp QoQ

Shares Held by Insiders

383.21K

filed for Sep 2026

▼-3.80% QoQ

Shares Outstanding

7.13Mn

7,131,251 shares

Direct Holdings

284.13K

Indirect: 99.08K

Net Shares Traded (QoQ)

-15.13K

net selling in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 5, 2026

Over the past 12 months, Uwharrie Capital insiders bought $11,415 of stock on the open market (1.05K shares) and sold $103,179 (6.98K shares).

Counted by insider, open-market buying of UWHR stock in the past 12 months came from 2 insiders and selling from one insider.
Among Uwharrie Capital's insiders, the largest open-market purchases in the past 12 months were by Roger L. Dick (President/CEO of Ucc), totaling $9,735 (889 shares), most recently on December 31, 2025.
On the selling side, R. David Beaver III (Chief Risk Officer) sold the most Uwharrie Capital stock on the open market over the past 12 months, $103,179 (6.98K shares), most recently on August 19, 2026.
Outside the open market, Uwharrie Capital insiders received 4.86K shares in stock awards over the past 12 months.
Business Quant data shows Uwharrie Capital insiders holding 383.21K shares in total in their latest Form 4 filings, or 5.37% of the 7.13Mn shares outstanding; that total is down 3.80% from 398.34K shares at the end of Q2 2026.
By type of ownership, UWHR insiders hold 74.14% of their shares directly (284.13K shares) and 25.86% indirectly (99.08K shares).
Per Business Quant, 29 insiders of UWHR hold shares, counting officers, directors and 10% owners who have filed a Form 4 in the past two years.
Uwharrie Capital's three biggest insider holders are Roger L. Dick (President/CEO of Ucc, 89.6K shares), Frank A. Rankin III (Director, 52.33K shares) and Tamara M. Singletary (EVP & Corporate Secretary, 50.14K shares), based on their latest Form 4 filings.
The largest insider, Roger L. Dick, holds 23.38% of UWHR's insider total.
In the last 12 months, 71 Form 4 filings with transactions in UWHR stock came from 28 insiders.
Insider figures for UWHR include Form 4 filings through September 29, 2026.

Form 4 Holdings

Insiders Holding UWHR

Insiders 36

Shares held 365.46K

Of outstanding 5.12%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Frank A Iii Rankin	Director	52,329	0	52,329	14.3%	16 Dec, 2025
2	Tamara M Singletary	Evp Corporate Secretary	49,598	544	50,142	13.7%	03 Mar, 2026
3	Joe S Brooks	Director	37,417	392	37,809	10.3%	28 Dec, 2022
4	Heather H Almond	Chief Financial Officer	25,504	0	25,504	7.0%	03 Mar, 2026
5	Christy D Stoner	President Ceo Uia Cmo Ucc	18,377	5,215	23,592	6.5%	03 Mar, 2026
6	Jason R Andrew	Chief Operations Officer	17,979	0	17,979	4.9%	06 Aug, 2026
7	Jeffrey L Trout	President Ub Mortgage	16,122	0	16,122	4.4%	03 Mar, 2026
8	Vernon A Russell	Director	9,411	2,457	11,868	3.2%	18 Jun, 2026
9	Chris M Poplin	Director	10,006	0	10,006	2.7%	18 Jun, 2026
10	Dean M Bowers	Director	8,970	1,028	9,998	2.7%	18 Jun, 2026
11	Mary N Klauder	Director	9,658	0	9,658	2.6%	18 Jun, 2026
12	Wesley A Morgan	Director	8,118	0	8,118	2.2%	16 Dec, 2025
13	W Chester Lowder	Director	6,953	802	7,755	2.1%	28 Dec, 2022
14	Harvey H Iii Leavitt	Director	7,744	0	7,744	2.1%	31 Oct, 2022
15	James O Campbell	Director	7,386	0	7,386	2.0%	18 Jun, 2026
16	Allen K Furr	Director	5,700	230	5,930	1.6%	18 Jun, 2026
17	R David Iii Beaver	Chief Risk Officer	5,230	0	5,230	1.4%	02 Dec, 2025
18	Merlin Amirtharaj	Director	5,174	0	5,174	1.4%	16 Dec, 2025
19	S Todd Swaringen	Director	4,932	80	5,012	1.4%	18 Jun, 2026
20	Cheryl P Rinehardt	Chief Credit Officer	4,934	0	4,934	1.4%	03 Mar, 2026
21	Stephen C Seltzer	Director	4,776	0	4,776	1.3%	22 Dec, 2023
22	Deidre B Foster	Director	4,194	0	4,194	1.1%	18 Jun, 2026
23	Tara G Eudy	Director	3,730	0	3,730	1.0%	22 Dec, 2023
24	Roger L Dick	President/Ceo Of Ucc	3,651	0	3,651	1.0%	29 Sep, 2026
25	Matthew R Hudson	Director	3,647	0	3,647	1.0%	18 Dec, 2024
26	Matthew A Shaver	Director	2,994	628	3,622	1.0%	28 Dec, 2022
27	Brooke L Senter	Chief People Officer	0	3,492	3,492	1.0%	02 Dec, 2025
28	Vanessa O Chambers	Director	2,726	0	2,726	0.7%	18 Jun, 2026
29	Randy T Russell	Director	2,663	0	2,663	0.7%	28 Dec, 2022
30	Cynthia B Hanson	Director	2,255	0	2,255	0.6%	18 Jun, 2026
31	Aaron David Bates	Director	2,088	0	2,088	0.6%	18 Jun, 2026
32	Michael J Flake	Director	1,953	0	1,953	0.5%	18 Jun, 2026
33	Matthew D. Mcaulay	Director	1,934	0	1,934	0.5%	18 Jun, 2026
34	Dawn H Allen	Director	1,072	0	1,072	0.3%	18 Jun, 2026
35	Zachary D Almond	Director	782	0	782	0.2%	18 Jun, 2026
36	Robert O Bratton	Director	587	0	587	0.2%	18 Jun, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,337 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
29 Sep, 2026	Roger L Dick	President/Ceo Of Ucc	Disposed J	3,651	$0.00	$0	0	Direct
29 Sep, 2026	Roger L Dick	President/Ceo Of Ucc	Acquired J	3,651	$0.00	$0	3,651	Direct
22 Sep, 2026	Brooke L Senter	Chief People Officer	Acquired J	45,071	$0.00	$0	53,217	Direct
22 Sep, 2026	Brooke L Senter	Chief People Officer	Disposed J	45,071	$0.00	$0	0	Direct
19 Aug, 2026	R David Iii Beaver	Chief Risk Officer	Disposed S	6,981	$14.78	$103.18K	0	Direct
06 Aug, 2026	Jason R Andrew	Chief Operations Officer	Disposed J	74	$0.00	$0	0	Direct
06 Aug, 2026	Jason R Andrew	Chief Operations Officer	Acquired J	74	$0.00	$0	17,979	Direct
29 Jun, 2026	Jason R Andrew	Chief Operations Officer	Disposed J	74	$0.00	$0	0	Indirect
29 Jun, 2026	Jason R Andrew	Chief Operations Officer	Acquired J	74	$0.00	$0	74	Direct
17 Jun, 2026	S Todd Swaringen	Director	Acquired A	132	$11.29	$1.49K	2,680	Direct
17 Jun, 2026	Allen K Furr	Director	Acquired A	132	$11.29	$1.49K	4,503	Direct
17 Jun, 2026	Aaron David Bates	Director	Acquired A	132	$11.29	$1.49K	1,215	Direct
17 Jun, 2026	Dean M Bowers	Director	Acquired A	132	$11.29	$1.49K	8,970	Direct
17 Jun, 2026	Cynthia B Hanson	Director	Acquired A	132	$11.29	$1.49K	2,255	Direct
17 Jun, 2026	Vanessa O Chambers	Director	Acquired A	132	$11.29	$1.49K	2,726	Direct
17 Jun, 2026	Michael J Flake	Director	Acquired A	132	$11.29	$1.49K	1,953	Direct
17 Jun, 2026	Vernon A Russell	Director	Acquired A	132	$11.29	$1.49K	2,989	Direct
17 Jun, 2026	Mary N Klauder	Director	Acquired A	132	$11.29	$1.49K	9,658	Direct
17 Jun, 2026	Robert O Bratton	Director	Acquired A	132	$11.29	$1.49K	587	Direct
17 Jun, 2026	James O Campbell	Director	Acquired A	132	$11.29	$1.49K	7,386	Direct

Showing 1 to 20 of 1,337 transactions