Utstarcom Holdings UTSI Insider Ownership

NASDAQ UTSI
$2.35 +0.07 (+3.23%)
As of: Oct 20, 2026 · 10:06 AM EDT

Insider Holdings by Owner

13.90K Shares

Insider Ownership Statistics

as of 31 Dec, 2015
Insider Ownership
49.49%
▲+0.499% pp QoQ
Shares Held by Insiders
4.58Mn
filed for Dec 2015
■0.00% QoQ
Shares Outstanding
9.19Mn
9,190,000 shares
Direct Holdings
86.60K
Indirect: 4.49Mn
Net Shares Traded (QoQ)
0
no net change in Dec 2015
Insiders Holding Shares
1
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

In the last 12 months, insiders at Utstarcom Holdings made open-market sales of $34,535 (14.53K shares) and bought no shares on the open market.

Form 4 Holdings

Insiders Holding UTSI

Insiders 1
Shares held 13.90K
Of outstanding 0.151%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Sean Shao Director 13,898 0 13,898 100.0% 01 Apr, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

330 Insider Transactions

Source SEC Form 4
Latest quarter Dec 2015
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
20 Aug, 2026 Sean Shao Director Disposed S 4,533 $2.28 $10.34K 10,000 Direct
20 Aug, 2026 Sean Shao Director Disposed S 5,000 $2.39 $11.95K 5,000 Direct
20 Aug, 2026 Sean Shao Director Disposed S 5,000 $2.45 $12.25K 0 Direct
31 Mar, 2026 Sean Shao Director Disposed S 6,000 $2.32 $13.90K 13,898 Direct
30 Mar, 2026 Sean Shao Director Disposed S 4,422 $2.47 $10.91K 10,906 Direct
30 Mar, 2026 Sean Shao Director Disposed S 9,572 $2.41 $23.10K 23,102 Direct
25 Mar, 2014 Capital Management Shah Director Acquired P 34,919 $10.24 $357.57K 86,598 Direct
11 Mar, 2014 Capital Management Shah TenPercentOwner Acquired P 2,000,000 $10.68 $21.36Mn 2,106,514 Indirect
17 Jan, 2014 Capital Management Shah TenPercentOwner Acquired P 1,000,000 $10.16 $10.16Mn 1,606,514 Indirect
17 Jan, 2014 America Inc Softbank TenPercentOwner Disposed S 4,883,875 $10.16 $49.62Mn 0 Indirect
24 Jun, 2011 William Shiu Kau Wong Director Disposed J 80,000 $0.00 $0 0 Direct
24 Jun, 2011 Baichuan Du Director Disposed J 80,000 $0.00 $0 0 Direct
24 Jun, 2011 Hong Liang Lu Director Disposed J 2,770,342 $0.00 $0 0 Direct
24 Jun, 2011 Thomas J Toy Director Disposed J 310,145 $0.00 $0 0 Direct
24 Jun, 2011 Hong Liang Lu Director Disposed J 229,000 $0.00 $0 0 Indirect
24 Jun, 2011 Thomas J Toy Director Disposed J 288,479 $0.00 $0 0 Direct
24 Jun, 2011 Hong Liang Lu Director Disposed J 80,775 $0.00 $0 0 Indirect
24 Jun, 2011 Thomas J Toy Director Disposed J 158,373 $0.00 $0 0 Direct
24 Jun, 2011 Hong Liang Lu Director Disposed J 49,225 $0.00 $0 0 Indirect
24 Jun, 2011 Thomas J Toy Director Disposed J 146,884 $0.00 $0 0 Direct