Utstarcom Holdings UTSI Insider Ownership

NASDAQ UTSI
$2.35 -0.01 (-0.21%)
As of: Sep 29, 2026 · 12:00 PM EDT

Insider Holdings by Owner

13.90K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
0.151%
■0% pp QoQ
Shares Held by Insiders
13.90K
filed for Sep 2026
■0.00% QoQ
Shares Outstanding
9.19Mn
9,190,000 shares
Direct Holdings
13.90K
Indirect: 0
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
1
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

As of September 29, 2026, Utstarcom Holdings's top three insider holders are Sean Shao (Director, 13.90K shares).

Form 4 Holdings

Insiders Holding UTSI

Insiders 1
Shares held 13.90K
Of outstanding 0.151%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Sean Shao Director 13,898 0 13,898 100.0% 01 Apr, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

330 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
20 Aug, 2026 Sean Shao Director Disposed S 4,533 $2.28 $10.34K 10,000 Direct
20 Aug, 2026 Sean Shao Director Disposed S 5,000 $2.39 $11.95K 5,000 Direct
20 Aug, 2026 Sean Shao Director Disposed S 5,000 $2.45 $12.25K 0 Direct
31 Mar, 2026 Sean Shao Director Disposed S 6,000 $2.32 $13.90K 13,898 Direct
30 Mar, 2026 Sean Shao Director Disposed S 4,422 $2.47 $10.91K 10,906 Direct
30 Mar, 2026 Sean Shao Director Disposed S 9,572 $2.41 $23.10K 23,102 Direct
25 Mar, 2014 Capital Management Shah Director Acquired P 34,919 $30.72 $1.07Mn 28,866 Direct
11 Mar, 2014 Capital Management Shah TenPercentOwner Acquired P 2,000,000 $32.04 $64.08Mn 702,164 Indirect
17 Jan, 2014 Capital Management Shah TenPercentOwner Acquired P 1,000,000 $30.48 $30.48Mn 535,499 Indirect
17 Jan, 2014 America Inc Softbank TenPercentOwner Disposed S 4,883,875 $30.48 $148.86Mn 0 Indirect
24 Jun, 2011 William Shiu Kau Wong Director Disposed J 80,000 $0.00 $0 0 Direct
24 Jun, 2011 Baichuan Du Director Disposed J 80,000 $0.00 $0 0 Direct
24 Jun, 2011 Hong Liang Lu Director Disposed J 2,770,342 $0.00 $0 0 Direct
24 Jun, 2011 Thomas J Toy Director Disposed J 310,145 $0.00 $0 0 Direct
24 Jun, 2011 Hong Liang Lu Director Disposed J 229,000 $0.00 $0 0 Indirect
24 Jun, 2011 Thomas J Toy Director Disposed J 288,479 $0.00 $0 0 Direct
24 Jun, 2011 Hong Liang Lu Director Disposed J 80,775 $0.00 $0 0 Indirect
24 Jun, 2011 Thomas J Toy Director Disposed J 158,373 $0.00 $0 0 Direct
24 Jun, 2011 Hong Liang Lu Director Disposed J 49,225 $0.00 $0 0 Indirect
24 Jun, 2011 Thomas J Toy Director Disposed J 146,884 $0.00 $0 0 Direct