Utstarcom Holdings UTSI Insider Ownership

NASDAQ UTSI

$2.32 -0.07 (-2.93%)

At close: Sep 4, 2026 · 4:00 PM EDT

Insider Holdings by Owner

13.90K Shares

Insider Ownership Statistics

as of 30 Jun, 2015

Insider Ownership

—

share count not reported for this filer set

Shares Held by Insiders

338.65K

filed for Jun 2015

■0.00% QoQ

Shares Outstanding

—

not reported

Direct Holdings

338.65K

Indirect: 0

Net Shares Traded (QoQ)

no net change in Jun 2015

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Quarter ending 30 Jun, 2015

UTSI's three largest insider shareholders as of September 05, 2026 are Sean Shao (Director, 13.90K shares).

A detailed ownership breakdown for Utstarcom Holdings is not available at this time.
Insider holdings in UTSI account for 362.39% of outstanding stock, totaling 338.65K shares from a 9.35Mn share base, per Business Quant data.
Utstarcom Holdings's count of insider shares amounted to 338.65K as of September 05, 2026.
There were no significant purchases by Utstarcom Holdings's insiders in the last 90 days.
Conversely, Sean Shao (Director) led selling activity at Utstarcom Holdings, with 14.53K shares sold over the same period ending September 05, 2026.

Form 4 Holdings

Insiders Holding UTSI

Insiders 1

Shares held 13.90K

Of outstanding —

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Sean Shao	Director	13,898	0	13,898	100.0%	01 Apr, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

345 Insider Transactions

Source SEC Form 4

Latest quarter Jun 2015

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
20 Aug, 2026	Sean Shao	Director	Disposed S	4,533	$2.28	$10.34K	10,000	Direct
20 Aug, 2026	Sean Shao	Director	Disposed S	5,000	$2.39	$11.95K	5,000	Direct
20 Aug, 2026	Sean Shao	Director	Disposed S	5,000	$2.45	$12.25K	0	Direct
31 Mar, 2026	Sean Shao	Director	Disposed S	6,000	$2.32	$13.90K	13,898	Direct
30 Mar, 2026	Sean Shao	Director	Disposed S	4,422	$2.47	$10.91K	10,906	Direct
30 Mar, 2026	Sean Shao	Director	Disposed S	9,572	$2.41	$23.10K	23,102	Direct
25 Mar, 2014	Capital Management Shah	Director	Acquired P	34,919	$30.72	$1.07Mn	28,866	Direct
11 Mar, 2014	Capital Management Shah	TenPercentOwner	Acquired P	2,000,000	$32.04	$64.08Mn	702,164	Indirect
17 Jan, 2014	Capital Management Shah	TenPercentOwner	Acquired P	1,000,000	$30.48	$30.48Mn	535,499	Indirect
17 Jan, 2014	America Inc Softbank	TenPercentOwner	Disposed S	4,883,875	$30.48	$148.86Mn	0	Indirect
24 Jun, 2011	William Shiu Kau Wong	Director	Disposed J	80,000	$0.00	$0	0	Direct
24 Jun, 2011	Hong Liang Lu	Director	Disposed J	2,770,342	$0.00	$0	0	Direct
24 Jun, 2011	William Shiu Kau Wong	Director	Disposed J	80,000	$0.00	$0	0	Direct
24 Jun, 2011	William Shiu Kau Wong	Director	Disposed J	80,000	$0.00	$0	0	Direct
24 Jun, 2011	Baichuan Du	Director	Disposed J	80,000	$0.00	$0	0	Direct
24 Jun, 2011	Thomas J Toy	Director	Disposed J	310,145	$0.00	$0	0	Direct
24 Jun, 2011	William Shiu Kau Wong	Director	Disposed J	80,000	$0.00	$0	0	Direct
24 Jun, 2011	Hong Liang Lu	Director	Disposed J	229,000	$0.00	$0	0	Indirect
24 Jun, 2011	Thomas J Toy	Director	Disposed J	288,479	$0.00	$0	0	Direct
24 Jun, 2011	Hong Liang Lu	Director	Disposed J	80,775	$0.00	$0	0	Indirect

Showing 1 to 20 of 345 transactions